DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Engines Advisor Center, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jeffrey Paul Mucci	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Nov 2, 2016	Oct 13, 2016
Scott Clifton Buell	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Nov 2, 2016	Oct 13, 2016
Josh Douglas Hederick	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Nov 2, 2016	Oct 6, 2016
Brett Temple Stephens	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Nov 2, 2016	Oct 13, 2016
Kristopher Bonocore	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Oct 26, 2016	Aug 19, 2016
Andrew Gerald Gullion	Strategic Advisers LLC national BD	Financial Engines Advisor Center, LLC other	Other	Oct 26, 2016	Nov 21, 2016
Jason Brady Dixon	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Oct 24, 2016	Oct 3, 2016
Terry Alan Conner	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Oct 21, 2016	Oct 13, 2016
Christian K Conner	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Oct 21, 2016	Oct 13, 2016
Harry Keller Berman	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Oct 18, 2016	Oct 6, 2016
Kristie Kaye Gheysens	Planning Alternatives Ltd other	Financial Engines Advisor Center, LLC other	Other	Oct 4, 2016	Oct 13, 2016
Richard Schaben Ditter	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Sep 16, 2016	Aug 1, 2016
Paul James Rubacka	Cuna Brokerage Services, Inc. other	Financial Engines Advisor Center, LLC other	Other	Sep 9, 2016	Sep 14, 2016
Ryan Michael Sullivan	Valic Financial Advisors, Inc. other	Financial Engines Advisor Center, LLC other	Other	Sep 8, 2016	Sep 8, 2016
Christian Grundel	Msi Financial Services, Inc. other	Financial Engines Advisor Center, LLC other	Other	Sep 8, 2016	Sep 12, 2016
James Joseph Furlong	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Aug 9, 2016	Jul 12, 2016
Jeffrey Alan Klever	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Aug 4, 2016	Jul 1, 2016
Jeffrey David Whitmer	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Jul 26, 2016	Jul 9, 2015
Joseph William Whitmer	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Jul 26, 2016	Jul 5, 2016
Jared Hendrik Copinga	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Jul 18, 2016	Jul 6, 2016
James Francis Connelly	Vsr Advisory Services other	Financial Engines Advisor Center, LLC other	Other	Jul 18, 2016	Jul 22, 2016
Robert Clark	Tmfs-Grand Rapids, LLC other	Financial Engines Advisor Center, LLC other	Other	Jul 12, 2016	Jul 5, 2016
Bruce Allen Alden	LPL Financial LLC other	Financial Engines Advisor Center, LLC other	Other	Apr 29, 2016	May 26, 2016
Raymond Walter Gutowski	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Apr 26, 2016	Apr 1, 2016
Stephen Joseph Cicali	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Apr 21, 2016	Apr 1, 2016
Kristopher Rostern Nuttall	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Apr 21, 2016	Apr 1, 2016
Donald Wesley Meeker	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Apr 21, 2016	Apr 1, 2016
Zachary Francis Fletcher	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Apr 21, 2016	Apr 1, 2016
Matthew Leonard Turner	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Apr 21, 2016	Apr 1, 2016
Michael Gnefkow	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Apr 20, 2016	Apr 1, 2016
Dean James Hessler	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Feb 25, 2016	Jul 1, 2016 (127 d)
Nelson Page Brown	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Dec 23, 2015	Dec 1, 2015
James Bradley Garner	Advice And Planning Services other	Financial Engines Advisor Center, LLC other	Other	Dec 21, 2015	May 12, 2016 (143 d)
Eric Melker Harbak	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Dec 15, 2015	Dec 2, 2015
Brad Howard Draper	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Dec 15, 2015	Dec 1, 2015
James Robert Horn	Ameriprise Financial Services, LLC national BD	Financial Engines Advisor Center, LLC other	Other	Dec 9, 2015	Nov 16, 2015
Jennifer Eileen Ervin	Sanctuary Advisors, LLC other	Financial Engines Advisor Center, LLC other	Other	Nov 23, 2015	Mar 15, 2016 (113 d)
Christopher Suess	Td Ameritrade Investment Management, LLC other	Financial Engines Advisor Center, LLC other	Other	Oct 27, 2015	May 12, 2016 (198 d)
Darius Emmanuel Mcmillan	Td Ameritrade Investment Management, LLC other	Financial Engines Advisor Center, LLC other	Other	Oct 20, 2015	Oct 2, 2015
Gary A Murphy	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Oct 15, 2015	Oct 5, 2015
Kenneth Glenn Hager	E*Trade Capital Management, LLC other	Financial Engines Advisor Center, LLC other	Other	Oct 7, 2015	Sep 16, 2016 (345 d)
Scott Joseph Szymula	Severin Investments LLC independent RIA	Financial Engines Advisor Center, LLC other	Other	Sep 25, 2015	Sep 9, 2015
Widmark De Jesus Cano	Planmember Securities Corporation other	Financial Engines Advisor Center, LLC other	Other	Sep 3, 2015	Sep 2, 2015
Mallory Melyn Dinis	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Aug 6, 2015	Jul 22, 2015
Darin William Pilacinski	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Jul 21, 2015	Jul 1, 2015
Nathan Andrew Pribyl	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Jul 21, 2015	Jul 1, 2015
Michael Ryan Morgante	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Jul 2, 2015	Jul 1, 2015
Dominic Daniel Chavez	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Jun 9, 2015	Jun 1, 2015
Brian William Jensen	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Jun 4, 2015	Jun 2, 2015
Randy Michael Deitke	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Jun 4, 2015	Jun 2, 2015
Douglas R Basch	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Jun 4, 2015	Jun 2, 2015
Steven Czech	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Jun 4, 2015	Jun 2, 2015
Erik David Johnson	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Jun 4, 2015	Jun 1, 2015
Matthew G Personette	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	Jun 4, 2015	Jun 2, 2015
Frederick Gerard Ferrara	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	May 15, 2015	Apr 24, 2015
Kenneth Gardner Bielejeski	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	May 15, 2015	Apr 24, 2015
William Andrew Odonnell	The Mutual Fund Store other	Financial Engines Advisor Center, LLC other	Other	May 15, 2015	Apr 27, 2015
Donald Lloyd Williams	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Feb 18, 2015	Jul 2, 2015 (134 d)
Everett Blake Massey	The Mutual Fund Store unclassified	Financial Engines Advisor Center, LLC other	Other	Jan 26, 2015	Jan 22, 2015
Austin Maximilan Konecke	The Mutual Fund Store - Charlotte other	Financial Engines Advisor Center, LLC other	Other	Jan 14, 2015	Jan 13, 2015

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99 moves match.