DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bfc Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Madyson Ellen TracyCetera Investment Advisers LLC BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2026Jun 1, 2026
Enrico Giovanni CacciapuotiKingswood Wealth Advisors, LLC BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 18, 2026Apr 7, 2026
Scott Foster HoskinsWorld Equity Group, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 22, 2026Feb 27, 2026
Christopher Clement ShererOsaic Advisory Services, LLC BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 12, 2026Feb 17, 2026
Thomas ParkinWells Fargo Advisors wirehouseBfc Planning, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 18, 2025Jun 4, 2026 (168 d)
Lucas Scott GrayNations Financial Group, Inc. independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 12, 2025Dec 16, 2025
Thomas Carlos NievesCentaurus Financial, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 10, 2025Dec 12, 2025 (32 d)
David Greg BirrellBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherOct 20, 2025Sep 28, 2016
Randal James GabaldonBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherSep 16, 2025Nov 16, 2016
Stephen M PlackisNorthwestern Mutual Investment Services,LLC no RAUMBfc Planning, Inc. BD affiliatedOtherJun 12, 2025May 29, 2025
Gerard Stephen DiazTlg Advisors, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2025Jun 12, 2025 (91 d)
Carrie Alexah StrongheartIsc Advisors, Inc. independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 4, 2025Oct 27, 2025 (265 d)
Christopher Dale SchreckenghostBok Financial Advisors BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 30, 2025May 4, 2026 (459 d)
Noor El Houda BucholzOsaic Wealth, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 2, 2025Jan 7, 2025
Daniel Gerard MeehanArete Wealth Advisors, LLC BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 28, 2024Nov 13, 2024
James Dale PetersSecurities America Advisors, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 3, 2024May 24, 2024
Phillip Stephen DedinskySecurities America Advisors, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 3, 2024May 24, 2024
Roger Dean FrankBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherMay 1, 2024Aug 9, 2016
Heath David SlainCuso Financial Services, L.P. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 28, 2024Apr 1, 2024
Joan Bevan BirdsellBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherMar 15, 2024Nov 29, 2016
Michael Patrick ButterworthSagepoint Financial, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 10, 2023Aug 9, 2023
Damien Timothy ClarkFoundations Investment Advisors LLC independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 21, 2023Jun 21, 2023
Cory Britt HoagstromBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherJun 5, 2023Aug 29, 2016
William GebhartPrimerica Advisors national BDBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 18, 2023May 19, 2023
John T LundGarnett Investment Strategies independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 1, 2023May 16, 2023 (76 d)
Carl Eric WallinMML Investors Services, LLC BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 25, 2023Jan 31, 2023
Shawn Kristian SchuylerUnited Planners' Financial Services Of America A Limited Partner independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2022Jan 13, 2023
Dylan Daniel BrooksMutual Advisors, LLC BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2022Jan 3, 2023
Patrick James SengerMML Investors Services, LLC BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 15, 2022Jan 4, 2023
Jeremy Shane HayBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 30, 2022Sep 27, 2018
Melinda Cook McculloughBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 30, 2022Sep 27, 2018
Brian Allan ThomsonLPL Financial LLC independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 20, 2022Feb 11, 2022
Andrew Austin JohnsonCambridge Investment Research Advisors, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 7, 2022Feb 10, 2022
Carter William SmelserBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherJan 20, 2022Jan 29, 2015
Charles Patrick BuchanaCetera Investment Advisers LLC BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 30, 2021Dec 2, 2021
Aaron William KasslerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBfc Planning, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 2, 2021Nov 9, 2021
Guenter Michael WeschBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherFeb 23, 2021Jun 10, 2016
Bret Alexander HartmanLPL Financial LLC BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 22, 2020Sep 30, 2020
Kevin Patrick WongBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherMay 5, 2020Jan 5, 2017
Carlos Francisco UriartePrimerica Advisors national BDBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 5, 2020Mar 13, 2020
Thomas Joseph FogertyHornor, Townsend & Kent, LLC BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 26, 2019Nov 22, 2019
Matthew John KohlsLPL Financial LLC BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 28, 2019Oct 23, 2019
Jason Gregory SmithVoya Financial Advisors, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2019Oct 17, 2019
Mark BakkumSecurian Financial Services, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2019Sep 24, 2019
Brian Michael LehnerBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherSep 16, 2019Sep 18, 2017
James Augustus BowersBay Financial Advisors, Inc. unclassifiedBfc Planning, Inc. BD affiliatedOtherAug 27, 2019Aug 6, 2019
Christopher Michael TasikH. Beck, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2019Aug 20, 2019
John Kenneth PalmerScf Investment Advisors, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 20, 2019Jun 2, 2020 (287 d)
David Raymond FalkSecurities America Advisors, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2019Aug 13, 2019
Louise Dorothy HoltzAdvantage Investment Management, LLC independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 24, 2019Jul 23, 2019
Larry Landon CoyleSandlapper Wealth Management, LLC independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 12, 2019Jul 15, 2019
Erin BixbyBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherJun 13, 2019May 21, 2012
Scott Terrence MunroCrown Capital Securities, L.P. independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 22, 2019Apr 26, 2019
James Robert CaldwellSecurities America Advisors, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 7, 2019Feb 11, 2019
Emily Marie AdamsEdward Jones national BDBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2019Aug 7, 2019 (188 d)
Daniel Dean BrummelMML Investors Services, LLC BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 2, 2019Jan 2, 2019
Jammie Lee LoweEdward Jones national BDBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 27, 2018Dec 4, 2018
Paul BithellMorgan Stanley wirehouseBfc Planning, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 19, 2018Nov 4, 2020 (716 d)
Sarah Maire BernerBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2018Oct 12, 2018
Michael Joseph FrischmeyerInvestment Advisors Corp BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 19, 2018Feb 14, 2019 (118 d)
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195 moves match.