DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Invest Financial Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas N SchulteBrass Tax Wealth Management independent RIAInvest Financial Corporation otherOtherDec 3, 2025Feb 6, 2017
Leah Christine SchulteBrass Tax Wealth Management independent RIAInvest Financial Corporation otherOtherDec 2, 2025Feb 7, 2017
Kevin Edmund CrossExecutive Wealth Management, LLC independent RIAInvest Financial Corporation otherOtherJan 21, 2025Jan 27, 2017
Philip Eric WeisbachNational Planning Corporation ("Npc Of America" In Fl & Ny) no RAUMInvest Financial Corporation otherOtherJun 25, 2018Mar 27, 2018
Adam Robert KatchNational Planning Corporation ("Npc Of America" In Fl & Ny) no RAUMInvest Financial Corporation otherOtherJun 25, 2018Feb 27, 2018
William Lawrence CurryDelaware Advisory Group, Inc. unclassifiedInvest Financial Corporation otherOtherDec 31, 2017Jun 6, 2007
Robert Charles MulcahyCg Advisory Services otherInvest Financial Corporation otherOtherNov 20, 2017Sep 15, 2011
Stephanie Chaplinski-KaneTd Ameritrade Investment Management, LLC otherInvest Financial Corporation otherOtherNov 20, 2017Nov 13, 2017
Keith Leslie HendricksU.S. Bancorp Investments, Inc. otherInvest Financial Corporation otherOtherNov 17, 2017Nov 3, 2017
Michael David WayasaminStrategic Advisers LLC national BDInvest Financial Corporation otherOtherOct 10, 2017Oct 11, 2017
John Wesley MooreTruist Advisory Services, Inc. otherInvest Financial Corporation otherOtherSep 13, 2017Sep 13, 2017
Joshua Lee LintonTruist Advisory Services, Inc. otherInvest Financial Corporation otherOtherSep 6, 2017Sep 1, 2017
Damian Kerry ReillyCapital One Advisors, LLC otherInvest Financial Corporation otherOtherAug 30, 2017Aug 28, 2017
Michael Louis KoltzFifth Third Securities, Inc. otherInvest Financial Corporation otherOtherAug 29, 2017Sep 1, 2017
Zachary Isaac SlabotskyDimensional Fund Advisors LP otherInvest Financial Corporation otherOtherAug 9, 2017Sep 11, 2017 (33 d)
Garryl Weston KeelThe Oak Ridge Financial Services Group, Inc otherInvest Financial Corporation otherOtherAug 1, 2017Aug 31, 2017
Christopher R MalphursTruist Advisory Services, Inc. otherInvest Financial Corporation otherOtherJul 18, 2017Jul 20, 2017
Shawn Charles ShubatWaddell & Reed otherInvest Financial Corporation otherOtherJun 22, 2017Oct 30, 2017 (130 d)
William Joseph FeudaleSagepoint Financial, Inc. otherInvest Financial Corporation otherOtherJun 2, 2017May 31, 2017
Kathleen Lynn AkstenExecutive Wealth Management, LLC otherInvest Financial Corporation otherOtherJun 1, 2017Apr 24, 2012
Lawrence James RoemerEsi Financial Advisors otherInvest Financial Corporation otherOtherJun 1, 2017Jul 21, 2017 (50 d)
Christopher Ryan GriffithMML Investors Services, LLC otherInvest Financial Corporation otherOtherMay 23, 2017May 16, 2017
Jimmy MaldonadoCetera Advisors LLC otherInvest Financial Corporation otherOtherMay 15, 2017May 1, 2017
Kristi Nicole KennedyThrivent Investment Management Inc. otherInvest Financial Corporation otherOtherMay 8, 2017May 18, 2017
Douglas Eugene MorganOsaic Institutions, Inc. otherInvest Financial Corporation otherOtherMay 1, 2017May 1, 2017
William Joseph CangemeMorgan Stanley wirehouseInvest Financial Corporation otherOtherApr 19, 2017May 8, 2017
Jerrod Lydell ForesmanBankers & Investors Co. unclassifiedInvest Financial Corporation otherOtherMar 6, 2017Feb 1, 2017
John Michael NaumanBankers & Investors Co. unclassifiedInvest Financial Corporation otherOtherMar 1, 2017Feb 17, 2017
David Walter StangohrBankers & Investors Co. unclassifiedInvest Financial Corporation otherOtherFeb 28, 2017Feb 1, 2017
David Michel HaikBankers & Investors Co. unclassifiedInvest Financial Corporation otherOtherFeb 28, 2017Feb 1, 2017
Peter Konstantinos BillisSantander Securities otherInvest Financial Corporation otherOtherFeb 28, 2017Feb 28, 2017
Matthew Shannon WilsonPruco Securities, LLC otherInvest Financial Corporation otherOtherFeb 27, 2017Feb 22, 2017
Raymond Steven GettinsAbsolute Capital Management, LLC otherInvest Financial Corporation otherOtherFeb 21, 2017Feb 13, 2017
Michael Westwick AlredOsaic Institutions, Inc. otherInvest Financial Corporation otherOtherFeb 1, 2017Feb 1, 2017
Paul Andrew GanimStrategic Advisers LLC national BDInvest Financial Corporation otherOtherJan 30, 2017Feb 8, 2017
David JazoWells Fargo Advisors wirehouseInvest Financial Corporation otherOtherJan 19, 2017Jan 20, 2017
Katherine Kay HagmanAmeriprise Financial Services, LLC national BDInvest Financial Corporation otherOtherJan 11, 2017Jan 18, 2017
Urja S ShahSantander Securities otherInvest Financial Corporation otherOtherJan 6, 2017Jan 12, 2017
John Robert GehlhaartLPL Financial LLC otherInvest Financial Corporation otherOtherDec 31, 2016Jan 3, 2017
William Stephen TaylorLPL Financial LLC otherInvest Financial Corporation otherOtherDec 31, 2016Jan 3, 2017
Armando FernandezNext Financial Group, Inc. otherInvest Financial Corporation otherOtherDec 14, 2016Jan 12, 2017
Andrea Patricia Owen-BoydEquitable Advisors, LLC national BDInvest Financial Corporation otherOtherNov 14, 2016Feb 3, 2017 (81 d)
Thomas G RegenskiCetera Advisor Networks LLC otherInvest Financial Corporation otherOtherNov 10, 2016Nov 16, 2016
Joshua Robert CarterMorgan Stanley wirehouseInvest Financial Corporation otherOtherOct 29, 2016Nov 4, 2016
Sheldon Cooper ReedJ.P. Morgan Securities LLC wirehouseInvest Financial Corporation otherOtherOct 28, 2016Oct 20, 2016
Mary Turner MastersCuso Financial Services, L.P. otherInvest Financial Corporation otherOtherOct 27, 2016Nov 14, 2016
Timothy A SheehanSantander Securities otherInvest Financial Corporation otherOtherOct 25, 2016Apr 20, 2017 (177 d)
Marina Kumi SmalanskasSantander Securities otherInvest Financial Corporation otherOtherOct 14, 2016Oct 4, 2016
Celeste Kathleen ByersTruist Advisory Services, Inc. no RAUMInvest Financial Corporation otherOtherOct 6, 2016Nov 17, 2016 (42 d)
Molly AmbrosinoLasalle St. Investment Advisors, L.L.C. otherInvest Financial Corporation otherOtherOct 6, 2016Jan 3, 2017 (89 d)
Angel GalanCuso Financial Services, L.P. otherInvest Financial Corporation otherOtherSep 23, 2016Sep 29, 2016
Lucus Meline ScottMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvest Financial Corporation otherOtherSep 13, 2016Sep 27, 2016
Jamie Douglas HanlonEdward Jones national BDInvest Financial Corporation otherOtherSep 13, 2016Oct 4, 2016
Jeffrey Chad MuriWells Fargo Advisors wirehouseInvest Financial Corporation otherOtherSep 8, 2016Sep 15, 2016
Clarence Edmund BlantonKovack Advisors, Inc. otherInvest Financial Corporation otherOtherSep 1, 2016Sep 7, 2016
Geraldine Ann SchuhmannPlanmember Securities Corporation otherInvest Financial Corporation otherOtherSep 1, 2016Sep 1, 2016
Michael John OmelioJ.P. Morgan Securities LLC wirehouseInvest Financial Corporation otherOtherAug 25, 2016Aug 23, 2016
Robert Eugene ScalzettiM&T Securities, Inc. unclassifiedInvest Financial Corporation otherOtherJul 26, 2016Aug 1, 2016
Geoffrey Chad RingleLPL Financial LLC otherInvest Financial Corporation otherOtherJul 20, 2016Mar 23, 2017 (246 d)
Michelle Ann JosephLPL Financial LLC otherInvest Financial Corporation otherOtherJul 13, 2016Sep 21, 2016 (70 d)
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800 moves match.