DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Modern Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian William NeustromParsonex Advisory Services, Inc. independent RIAModern Capital Advisors, LLC independent RIARIA to RIAJun 10, 2026Feb 1, 2022
Geoffrey G MclawhornMML Investors Services, LLC BD affiliatedModern Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2024Sep 17, 2024 (39 d)
Adam David SeidmanMML Investors Services, LLC BD affiliatedModern Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2024Sep 17, 2024 (39 d)
David Harold TurlingtonMML Investors Services, LLC BD affiliatedModern Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2024Sep 17, 2024 (39 d)
Mark AxmacherApollon Wealth Management, LLC independent RIAModern Capital Advisors, LLC independent RIARIA to RIASep 20, 2022Sep 22, 2022
Peter Anthony MontalbanoModern Capital Management, Co. asset managerModern Capital Advisors, LLC independent RIAOtherDec 31, 2021Jan 12, 2022
Michael Scott LowenbergModern Capital Management, Co. asset managerModern Capital Advisors, LLC independent RIAOtherDec 31, 2021Jan 13, 2022
Kristof WildModern Capital Management, Co. asset managerModern Capital Advisors, LLC independent RIAOtherDec 31, 2021Jan 6, 2022
Ryan James MillmanBelpointe Asset Management LLC independent RIAModern Capital Advisors, LLC independent RIARIA to RIAOct 15, 2021Jan 11, 2022 (88 d)
Benjamin J BuehlerSecurian Financial Services, Inc. BD affiliatedModern Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2021Aug 31, 2021
Jose Antonio Quinones PorrataCetera Advisor Networks LLC BD affiliatedModern Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 28, 2021Aug 30, 2021 (94 d)
Zachary Daniel StewartFidelity Personal And Workplace Advisors BD affiliatedModern Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2021Jun 23, 2022 (420 d)
Roman InochovskyInnovation Partners LLC BD affiliatedModern Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 1, 2021Jun 29, 2022 (454 d)
John Walter YoashPruco Securities, LLC BD affiliatedModern Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2020Jul 29, 2020 (154 d)
Thomas G. GervaseCuso Financial Services, L.P. BD affiliatedModern Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 11, 2019Apr 28, 2020 (200 d)
Matthew John DrummondEquitable Advisors, LLC national BDModern Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2019Jan 28, 2021 (567 d)
Daniel James ShanahanMML Investors Services, LLC BD affiliatedModern Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2019Nov 8, 2019 (122 d)
Mark Francis Van ValkenburgOsaic Fs, Inc. BD affiliatedModern Capital Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2018Nov 1, 2018
Brian Alan SirotaCamarda Wealth Advisory Group independent RIAModern Capital Advisors, LLC otherOtherMar 26, 2018Mar 23, 2018
John Esrom AndersonMML Investors Services, LLC otherModern Capital Advisors, LLC otherOtherDec 21, 2017Feb 14, 2018 (55 d)
Voyce Lee ThomasLPL Financial LLC independent RIAModern Capital Advisors, LLC otherOtherNov 9, 2017Nov 1, 2017
Erik Robert DoddsJ. W. Cole Advisors, Inc. otherModern Capital Advisors, LLC otherOtherOct 13, 2017Oct 5, 2017
Greg StrakaFinancial Clarity Partners, LLC unclassifiedModern Capital Advisors, LLC otherOtherAug 12, 2017Mar 30, 2016
Daniel MaurinoCamarda Wealth Advisory Group otherModern Capital Advisors, LLC otherOtherAug 10, 2017Oct 17, 2017 (68 d)
Matthew Ryan EppichMorgan Stanley wirehouseModern Capital Advisors, LLC otherOtherMar 17, 2017Apr 28, 2017 (42 d)
Dwain Arthur BlakeCamarda Wealth Advisory Group otherModern Capital Advisors, LLC otherOtherFeb 11, 2017Oct 17, 2017 (248 d)
Pamela Diane MoreVerus Capital Partners, LLC otherModern Capital Advisors, LLC otherOtherJan 9, 2017Jan 12, 2017
Michael A GreerJ. W. Cole Advisors, Inc. otherModern Capital Advisors, LLC otherOtherOct 27, 2016Oct 4, 2016
Ronald Lee NalvenInvestors Capital Advisory otherModern Capital Advisors, LLC otherOtherSep 7, 2016Jan 19, 2017 (134 d)
Jenne D SevillaNorthwestern Mutual Investment Services,LLC no RAUMModern Capital Advisors, LLC otherOtherAug 5, 2016Nov 21, 2016 (108 d)
Bradley Dale AtkinsFinancial Clarity Partners, LLC unclassifiedModern Capital Advisors, LLC otherOtherFeb 17, 2016Apr 19, 2016 (62 d)
Joshua Eugene StroudBerthel Fisher & Company Financial Services, Inc. otherModern Capital Advisors, LLC otherOtherAug 31, 2015Dec 9, 2015 (100 d)
Bryan Alan DuckettLPL Financial LLC otherModern Capital Advisors, LLC otherOtherJun 23, 2015Jul 10, 2015
Bruce BassinKovack Advisors, Inc. otherModern Capital Advisors, LLC otherOtherMay 19, 2015Jul 10, 2015 (52 d)
Nas Adel AllanObsidian Wealth Management, LLC unclassifiedModern Capital Advisors, LLC otherOtherJan 16, 2015Oct 1, 2015 (258 d)
Michael Leonard GormanAmeriprise Financial Services, LLC national BDModern Capital Advisors, LLC otherOtherAug 14, 2014Mar 20, 2015 (218 d)
Melanie NullSagepoint Financial, Inc. otherModern Capital Advisors, LLC otherOtherDec 3, 2013Dec 5, 2013
Cynthia Anne HerronVoya Financial Advisors, Inc. otherModern Capital Advisors, LLC otherOtherMay 30, 2013Jun 17, 2013
Paul Woodson AbeleAbele Financial Group LLC unclassifiedModern Capital Advisors, LLC otherOtherMay 13, 2013Mar 27, 2012
Richard CossaOppenheimer & Co. Inc. otherModern Capital Advisors, LLC otherOtherMar 15, 2013Mar 14, 2013
Victor Dwain JonesJones Financial Advisors unclassifiedModern Capital Advisors, LLC otherOtherDec 31, 2012Sep 5, 2014 (613 d)
Elizabeth Saldana FestejoCambridge Investment Research Advisors, Inc. otherModern Capital Advisors, LLC otherOtherDec 18, 2012Jan 3, 2013
Brian Jay BerenzBrokersxpress LLC otherModern Capital Advisors, LLC otherOtherAug 6, 2012Aug 6, 2012
Gary Burton DannarBrokersxpress LLC otherModern Capital Advisors, LLC otherOtherJul 13, 2012Aug 13, 2012 (31 d)
Benjamin Michael ReynosoTransamerica Financial Advisors, LLC otherModern Capital Advisors, LLC otherOtherApr 18, 2012May 25, 2012 (37 d)
Nicholas Tilden DrewAmeriprise Financial Services, LLC national BDModern Capital Advisors, LLC otherOtherMar 13, 2012Jun 21, 2012 (100 d)
Richard William ErvolinoEquitable Advisors, LLC national BDModern Capital Advisors, LLC otherOtherMar 2, 2012May 11, 2012 (70 d)
Jeffrey Allen HeadrickWilbanks Securities Advisory otherModern Capital Advisors, LLC otherOtherJan 26, 2012Jan 31, 2012
Michael August MaleyLPL Financial LLC otherModern Capital Advisors, LLC otherOtherDec 22, 2011Jan 23, 2012 (32 d)
Bryan Michael UseldingKen Stern & Associates Inc otherModern Capital Advisors, LLC otherOtherNov 16, 2011Jan 18, 2013 (429 d)
Matthew Allen HolmanWfp Securities unclassifiedModern Capital Advisors, LLC otherOtherJun 6, 2011Sep 28, 2011 (114 d)
James Michael ObrienLPL Financial LLC otherModern Capital Advisors, LLC otherOtherApr 18, 2011Oct 25, 2012 (556 d)
Thomas Lynn McguireLPL Financial LLC otherModern Capital Advisors, LLC otherOtherApr 11, 2011Jul 27, 2011 (107 d)
Alfonso Lucio VigliottiWealth Management Centers, LLC unclassifiedModern Capital Advisors, LLC otherOtherDec 31, 2010Nov 30, 2012 (700 d)
Nas Adel AllanJhs Capital Advisors, LLC otherModern Capital Advisors, LLC otherOtherDec 17, 2010Nov 30, 2012 (714 d)
Brian Clarke GatesCentaurus Financial, Inc. otherModern Capital Advisors, LLC otherOtherAug 25, 2010Feb 7, 2012 (531 d)
Tyler Paul SimonWaddell & Reed otherModern Capital Advisors, LLC otherOtherJul 30, 2010Feb 7, 2012 (557 d)
Michelle Lee LawsonMorgan Stanley wirehouseModern Capital Advisors, LLC otherOtherJun 11, 2010Feb 17, 2015 (1712 d)
William David KellCullum & Burks Securities, Inc. unclassifiedModern Capital Advisors, LLC otherOtherApr 27, 2010Jan 5, 2011 (253 d)
Timothy Thomas BodnarZacks Investment Management, Inc. otherModern Capital Advisors, LLC otherOtherAug 4, 2009Jan 12, 2011 (526 d)
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63 moves match.