DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Td Private Client Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jan Carlo Landi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 8, 2026 | Sep 15, 2026 |
| Roodmy Cesar | Edward Jones national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2026 | Sep 15, 2026 |
| Dongfang Pei | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2026 | Sep 8, 2026 |
| Paulson Edum | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 15, 2026 |
| Thomas Gibson | LPL Enterprise, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 10, 2026 |
| Patrick Defeciani | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2026 | Aug 19, 2026 |
| Kevin James Brodbeck | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 4, 2026 | Aug 12, 2026 |
| Renzo Bautista | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 30, 2026 | Jul 30, 2026 |
| Gavin F Jeffers | Valic Financial Advisors, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Aug 10, 2026 |
| Jordan Aylesworth | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 28, 2026 | Aug 19, 2026 |
| Nathan Theroux | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 20, 2026 |
| Eliot Ness | Integrity Alliance, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2026 | Aug 12, 2026 |
| Vladimir Vinokurov | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Aug 3, 2026 |
| Caleb Georges Pointdujour | Equitable Advisors, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Aug 19, 2026 (35 d) |
| Samuel Frisch Magill | Equitable Advisors, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Aug 4, 2026 |
| Nicolas F Chaparro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2026 | Jul 17, 2026 |
| Michael Scott | Allstate Financial Advisors, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Aug 19, 2026 (50 d) |
| Mante Osei | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2026 | Jun 30, 2026 |
| Christian Kilian | Equitable Advisors, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Jun 25, 2026 |
| Mark Joseph Katelhon | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 22, 2026 |
| Nicholas Ramsoondar | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Aug 4, 2026 (49 d) |
| Elise Lam | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2026 | Jun 11, 2026 |
| Michael Vincent Stigliano | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2026 | Jun 5, 2026 |
| Andrew Brian Mischel | Cambridge Investment Research Advisors, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jul 9, 2026 |
| William Reyes Heines | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 9, 2026 |
| Alexander C Williams | Strategic Advisers LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 8, 2026 |
| Samuel Mills Hardy | Nest Egg independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 4, 2026 | Sep 11, 2026 (99 d) |
| Joshua Maurizio Comune | Prosperity - An Eisneramper Company independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2026 | Jun 3, 2026 |
| Dennis Joseph Wakely | LPL Enterprise, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | May 26, 2026 |
| Jared Matthew Hyman | Equitable Advisors, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | Sep 14, 2026 (109 d) |
| Brad Kelley | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 26, 2026 | Jun 1, 2026 |
| Stanislav Geyyer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 21, 2026 | Jun 9, 2026 |
| Frank Borges Espindola | Equitable Advisors, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | Jul 29, 2026 (69 d) |
| Anthony D Mejia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 19, 2026 | May 12, 2026 |
| Christine M Nealis | Raymond James Financial Services Advisors, Inc BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | Jun 8, 2026 |
| Rafael Menna Barreto Gregori | Esi Financial Advisors independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | May 13, 2026 |
| Amanda Joyce Stone | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2026 | May 27, 2026 |
| Michael John Santana | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 6, 2026 | May 12, 2026 |
| Thomas Lieuw | Equitable Advisors, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | Jun 3, 2026 |
| Seth Mclaughlin | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 5, 2026 | May 29, 2026 |
| Moustapha Mamadou | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 24, 2026 | Jun 8, 2026 (45 d) |
| Alan Barry Krichman | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 21, 2026 |
| Jackson Dewitt King | First Citizens Investor Services, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2026 | Jun 4, 2026 (44 d) |
| Roger Henry Weismiller | Cornerstone Wealth Management, LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 20, 2026 | May 11, 2026 |
| Victor Batu | Strategic Advisers LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Jul 1, 2026 (72 d) |
| Qiyuan Chen | UBS Financial Services Inc. wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2026 | Aug 12, 2026 (135 d) |
| Brian Thomas White | Gwn Securities Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Apr 22, 2026 |
| Sandra A Larson | Edward Jones national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Jul 21, 2026 (137 d) |
| Kyle D Imbrescia | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2026 | Apr 16, 2026 (45 d) |
| Fuser Juliano Rodriguez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 18, 2026 | Jul 17, 2026 (149 d) |
| Elias Mendoza | LPL Enterprise, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Jan 27, 2026 |
| Michele Wolfe | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 2, 2026 | Mar 31, 2026 (57 d) |
| Anand Thakkar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 29, 2026 | Feb 12, 2026 |
| Corey Landry | Ameriprise Financial Services, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2026 | Jan 27, 2026 |
| Jeremy W Bierlein | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 23, 2026 | Mar 17, 2026 (53 d) |
| David Robert Zimmerman | Ameriprise Financial Services, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Mar 11, 2026 (48 d) |
| Omar Metwaly | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 15, 2026 | Jul 17, 2026 (183 d) |
| John Merendino | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Jan 15, 2026 |
| Kevin F Lamberson | Gwn Securities Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jul 27, 2026 (196 d) |
| Thomas Orcutt | Regal Investment Advisors LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2026 | Feb 19, 2026 (43 d) |
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437 moves match.