DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Adviceperiod, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Michael ReganTowerpoint Wealth, LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAApr 30, 2021May 12, 2021
Christopher George CeriniWestern International Securities BD affiliatedAdviceperiod, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2021Apr 13, 2021
William Randle DippellLakestar Wealth Management, LLC otherAdviceperiod, LLC independent RIAOtherFeb 26, 2021Mar 9, 2021
Jeffrey P. HarleyPierpont Financial Advisors LLC unclassifiedAdviceperiod, LLC independent RIAOtherDec 20, 2020Dec 8, 2020
Kimberly R ClouseVia Global Advisors LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAOct 16, 2020Nov 3, 2020
Mark David AlbersWipfli Financial Advisors, LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAOct 5, 2020Sep 24, 2020
Brett Matthew NelsonVoya Financial Advisors, Inc. BD affiliatedAdviceperiod, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2020Sep 10, 2020
Kristen CaseleyVia Global Advisors LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAJul 29, 2020Aug 26, 2020
Matthew N WallenNorthwestern Mutual Investment Services,LLC no RAUMAdviceperiod, LLC independent RIAOtherJul 28, 2020Aug 26, 2020
Laurel Beth MannPurus Wealth Management, LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAJul 20, 2020Jun 23, 2020
Matthew HansonKayne Anderson Rudnick Investment Management, LLC otherAdviceperiod, LLC independent RIAOtherJul 20, 2020Aug 25, 2020 (36 d)
Raymond Carl ProsperoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAdviceperiod, LLC independent RIAWirehouse to independent RIAMay 15, 2020May 29, 2020
Grady WirthHefren-Tillotson, Inc. independent RIAAdviceperiod, LLC independent RIARIA to RIAApr 20, 2020Apr 21, 2020
Brett James ThomasThe Pacific Group independent RIAAdviceperiod, LLC independent RIARIA to RIAApr 17, 2020Feb 23, 2021 (312 d)
Nicholas William EnglishWestwood Wealth Management independent RIAAdviceperiod, LLC independent RIARIA to RIAJan 16, 2020Sep 23, 2019
James Donovan ShagawatShagawat Financial Advisors, LLC Dba Windfall Wealth Advisors unclassifiedAdviceperiod, LLC independent RIAOtherSep 11, 2019Sep 3, 2019
Michael Anthony ArteagaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAdviceperiod, LLC independent RIAWirehouse to independent RIAAug 1, 2019Sep 9, 2019 (39 d)
Richard George HansenKls Professional Advisors Group, LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAMay 22, 2019May 8, 2019
Christine H CanapariStrategicpoint Investment Advisors LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAMar 7, 2019Mar 25, 2019
Megan Mcneill LogeeStrategicpoint Investment Advisors LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAMar 7, 2019Mar 26, 2019
Sara Pierce ClarkMorgan Stanley wirehouseAdviceperiod, LLC independent RIAWirehouse to independent RIAFeb 12, 2019Oct 19, 2020 (615 d)
Jesse Thomas PorterEquitable Advisors, LLC national BDAdviceperiod, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2019Feb 8, 2019
Jacqueline Marie LewisWells Fargo Advisors wirehouseAdviceperiod, LLC independent RIAWirehouse to independent RIAFeb 1, 2019Feb 8, 2019
James Andrew AmermanLourdmurray independent RIAAdviceperiod, LLC independent RIARIA to RIADec 24, 2018Jun 25, 2021 (914 d)
Alan Mitchell GelbWescap Group independent RIAAdviceperiod, LLC independent RIARIA to RIAOct 3, 2018Oct 31, 2018
Elizabeth G SchneiderCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAdviceperiod, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 25, 2018Sep 17, 2018 (84 d)
Eric Thomas KoeplinBok Financial Private Wealth, Inc. independent RIAAdviceperiod, LLC independent RIARIA to RIAMay 9, 2018Oct 14, 2019 (523 d)
Larry Philip IsaacsDakota Financial Management otherAdviceperiod, LLC independent RIAOtherApr 30, 2018May 17, 2018
Richard Lee BartholomewWealthcare Capital Management LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAApr 2, 2018Apr 25, 2018
Robert Justin FultonBrown Advisory independent RIAAdviceperiod, LLC independent RIARIA to RIAMar 2, 2018Apr 24, 2018 (53 d)
Christopher Guillermo Girbes-PierceEnlightened Wealth Management, LLC unclassifiedAdviceperiod, LLC independent RIAOtherMar 1, 2018Mar 21, 2018
Tanner John HamiltonForesters Advisory Services, LLC otherAdviceperiod, LLC independent RIAOtherFeb 13, 2018Mar 20, 2018 (35 d)
Ross Alexander KrollOakwood Capital Management LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAJan 17, 2018Jan 17, 2018
Eric William MundwillerMoneta Group Investment Advisors, LLC otherAdviceperiod, LLC independent RIAOtherJan 16, 2018Feb 6, 2018
Adam Byron ClarkMoneta Group Investment Advisors, LLC otherAdviceperiod, LLC independent RIAOtherJan 16, 2018Mar 1, 2018 (44 d)
Michael HuJackson Financial Management otherAdviceperiod, LLC independent RIAOtherJan 5, 2018May 8, 2018 (123 d)
Erik Paul GulsrudPathstone otherAdviceperiod, LLC independent RIAOtherJan 2, 2018Jan 10, 2018
Joy Soon OhCetera Advisor Networks LLC otherAdviceperiod, LLC otherOtherJul 24, 2017Aug 17, 2017
Kent Alan MaclachlanFirst Allied Advisory Services, Inc. otherAdviceperiod, LLC otherOtherJun 20, 2017Sep 27, 2017 (99 d)
Jorge Armando SorianoDimensional Fund Advisors LP otherAdviceperiod, LLC otherOtherJun 16, 2017Jul 5, 2017
Jacob James DormanNavigate Financial LLC state registeredAdviceperiod, LLC otherOtherApr 25, 2017May 3, 2017
Alan Kauffmann BondeGfo Advisory Services, LLC otherAdviceperiod, LLC otherOtherApr 20, 2017Aug 29, 2017 (131 d)
Joshua Ferber LevineAmeriprise Financial Services, LLC national BDAdviceperiod, LLC otherOtherApr 7, 2017Aug 2, 2017 (117 d)
Thomas Edward DonnellyCalamus Financial Planning unclassifiedAdviceperiod, LLC otherOtherFeb 24, 2017Mar 9, 2017
Adam B. ReinkingRpg Family Wealth Advisory, LLC otherAdviceperiod, LLC otherOtherFeb 23, 2017Feb 9, 2017
Adam Russell HullRpg Family Wealth Advisory, LLC otherAdviceperiod, LLC otherOtherFeb 23, 2017Feb 9, 2017
Joshua Levi StyrculaLifeplan Financial Group, Inc. otherAdviceperiod, LLC otherOtherFeb 14, 2017Feb 23, 2017
Daniel Robert LegaultWickford Wealth Management, LLC state registeredAdviceperiod, LLC independent RIAOtherFeb 2, 2017Dec 12, 2017 (313 d)
Todd Curtis ButlerWescap Group otherAdviceperiod, LLC otherOtherJan 11, 2017Jan 17, 2017
Katherine Ann SimmondsStanford Investment Group, Inc. otherAdviceperiod, LLC otherOtherDec 27, 2016Dec 22, 2016
Joshua FeinLPL Financial LLC otherAdviceperiod, LLC otherOtherNov 8, 2016Oct 26, 2016
Steven David LockshinConvergent Wealth Advisors, LLC otherAdviceperiod, LLC no RAUMOtherOct 31, 2016Jan 16, 2014
Justin Alexander MccurdyMorgan Stanley wirehouseAdviceperiod, LLC otherOtherOct 3, 2016Oct 21, 2016
Matthew David BelfantiBeacon Pointe Advisors, LLC otherAdviceperiod, LLC otherOtherSep 15, 2016Sep 14, 2016
Michael Thomas LambrakisBeacon Pointe Advisors, LLC otherAdviceperiod, LLC otherOtherSep 15, 2016Sep 14, 2016
Matthew Christopher WoodwardMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAdviceperiod, LLC otherOtherMar 28, 2016Apr 18, 2016
Marc Lee RussellConvergent Wealth Advisors, LLC otherAdviceperiod, LLC no RAUMOtherJan 14, 2016Jan 24, 2014
Richard Campbell Johnston NottSignature Investment Advisors, LLC otherAdviceperiod, LLC otherOtherJun 1, 2015Jun 30, 2015
Chadwick Ryan CanineSignature Investment Advisors, LLC otherAdviceperiod, LLC otherOtherNov 17, 2014Dec 4, 2014
Jonathan Paul StraubConvergent Wealth Advisors, LLC otherAdviceperiod, LLC no RAUMOtherApr 2, 2014Jan 15, 2014
Page 1 of 2Next
64 moves match.