DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Comerica Securities
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Motley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Comerica Securities independent RIA | Wirehouse to independent RIA | Oct 26, 2023 | Oct 12, 2023 |
| John J Glade | Wells Fargo Advisors wirehouse | Comerica Securities independent RIA | Wirehouse to independent RIA | Sep 22, 2023 | Sep 26, 2023 |
| Sanjay Gobind Chugani | U.S. Bancorp Investments, Inc. BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2023 | Sep 8, 2023 |
| David Amarante Chavez | U.S. Bancorp Investments, Inc. BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2023 | Sep 13, 2023 |
| Teresa Marie Tabel | U.S. Bancorp Advisors, LLC BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2023 | Oct 11, 2023 (54 d) |
| Stephen Matthew Mckenzie | Wells Fargo Advisors wirehouse | Comerica Securities independent RIA | Wirehouse to independent RIA | Jun 23, 2023 | Jun 23, 2023 |
| Ryan James Tunnell | U.S. Bancorp Advisors, LLC BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2023 | Aug 17, 2023 (77 d) |
| Christopher Dean Torres | Cetera Investment Advisers LLC BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2023 | Aug 9, 2023 (77 d) |
| Michael Toofik Simon | Wells Fargo Advisors wirehouse | Comerica Securities independent RIA | Wirehouse to independent RIA | Jan 13, 2023 | Jan 31, 2023 |
| Hilary Goodman | MML Investors Services, LLC BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2022 | Dec 6, 2022 |
| Robert Allendorf | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Comerica Securities independent RIA | Wirehouse to independent RIA | Aug 26, 2022 | Sep 21, 2022 |
| Gregory Viejo | Wells Fargo Advisors wirehouse | Comerica Securities independent RIA | Wirehouse to independent RIA | Aug 9, 2022 | Sep 16, 2022 (38 d) |
| Todd Harrison Barfield | Wells Fargo Advisors wirehouse | Comerica Securities independent RIA | Wirehouse to independent RIA | Jul 27, 2022 | Oct 16, 2023 (446 d) |
| Michael Correll | Cetera Investment Advisers LLC BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Jun 21, 2022 |
| David Andrew Earl | Pruco Securities, LLC BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2022 | May 23, 2022 |
| Robin Clay Thigpin | Wells Fargo Advisors wirehouse | Comerica Securities independent RIA | Wirehouse to independent RIA | May 9, 2022 | May 25, 2022 |
| Tory Sherman | Wells Fargo Advisors wirehouse | Comerica Securities independent RIA | Wirehouse to independent RIA | May 2, 2022 | Jun 6, 2022 (35 d) |
| Christy Sue Manthei | Fidelity Personal And Workplace Advisors BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2022 | Jun 21, 2022 (84 d) |
| Gregory James Pelachik | Wells Fargo Advisors wirehouse | Comerica Securities independent RIA | Wirehouse to independent RIA | Mar 23, 2022 | Oct 18, 2023 (574 d) |
| Rahul Arcadia Karugapadam | Wells Fargo Advisors wirehouse | Comerica Securities independent RIA | Wirehouse to independent RIA | Mar 2, 2022 | Mar 10, 2022 |
| Nishan Dinesh Paranawitane | Wells Fargo Advisors wirehouse | Comerica Securities independent RIA | Wirehouse to independent RIA | Feb 28, 2022 | Jan 23, 2023 (329 d) |
| Lisa Bianculli Hutter | Morgan Stanley wirehouse | Comerica Securities independent RIA | Wirehouse to independent RIA | Feb 1, 2022 | Feb 4, 2022 |
| Daniel Sobarzo | MML Investors Services, LLC BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2021 | Dec 1, 2021 |
| Nadia G Daoud | Citizens Securities, Inc. BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2021 | Dec 9, 2021 (55 d) |
| Scott Wiley | RBC Securities, Inc. independent RIA | Comerica Securities bank affiliated | Other | Oct 6, 2021 | Oct 4, 2021 |
| Juan Manuel Herrera | Citigroup Global Markets Inc. BD affiliated | Comerica Securities bank affiliated | Other | Sep 28, 2021 | Sep 30, 2021 |
| Christopher Wrench | Wells Fargo Advisors wirehouse | Comerica Securities bank affiliated | Other | Sep 2, 2021 | Sep 14, 2021 |
| Justin Emil Sayada | Pnc Managed Account Solutions, Inc. BD affiliated | Comerica Securities bank affiliated | Other | Aug 23, 2021 | Sep 22, 2021 |
| Yusef Lovette | Morgan Stanley wirehouse | Comerica Securities bank affiliated | Other | Aug 18, 2021 | Sep 13, 2021 |
| Nicklaus Serafini | Ameriprise Financial Services, LLC national BD | Comerica Securities bank affiliated | Other | Aug 18, 2021 | Aug 18, 2021 |
| Chad Eric Leon | Citigroup Global Markets Inc. BD affiliated | Comerica Securities bank affiliated | Other | Jun 14, 2021 | Jun 15, 2021 |
| Vincent Joseph Pamelia | Charles Schwab & Co., Inc. national BD | Comerica Securities bank affiliated | Other | May 26, 2021 | Jun 15, 2021 |
| Doyle Jeffrey Mosley | Citizens Securities, Inc. BD affiliated | Comerica Securities bank affiliated | Other | May 3, 2021 | Apr 28, 2021 |
| Jana Hunt Calongne | Citigroup Global Markets Inc. BD affiliated | Comerica Securities bank affiliated | Other | Apr 21, 2021 | Aug 17, 2021 (118 d) |
| Carston Cole Cook | J.P. Morgan Securities LLC wirehouse | Comerica Securities bank affiliated | Other | Nov 12, 2020 | Sep 1, 2021 (293 d) |
| Janelle Walker | Bb&T Securities, LLC BD affiliated | Comerica Securities bank affiliated | Other | Nov 5, 2020 | Apr 19, 2021 (165 d) |
| Vanessa M Mason | Kestra Advisory Services, LLC BD affiliated | Comerica Securities bank affiliated | Other | May 7, 2020 | Apr 29, 2020 |
| Jonathan Barham | J.P. Morgan Securities LLC wirehouse | Comerica Securities bank affiliated | Other | Apr 22, 2020 | Apr 8, 2020 |
| John Welsh Eyster | Cuna Brokerage Services, Inc. BD affiliated | Comerica Securities bank affiliated | Other | Apr 6, 2020 | Apr 7, 2020 |
| Sean Kerry Bevan | Wells Fargo Advisors wirehouse | Comerica Securities bank affiliated | Other | Jan 30, 2020 | Jan 28, 2020 |
| Kathleen Marie Jones | Fifth Third Securities, Inc. BD affiliated | Comerica Securities bank affiliated | Other | Jan 24, 2020 | Feb 11, 2021 (384 d) |
| George T Henderson | Schwab Wealth Advisory, Inc. BD affiliated | Comerica Securities bank affiliated | Other | Dec 24, 2019 | Jan 10, 2020 |
| Nicholas Ryan Weidner | Citizens Securities, Inc. BD affiliated | Comerica Securities bank affiliated | Other | Nov 26, 2019 | Dec 3, 2019 |
| Farooq Imam | Citigroup Global Markets Inc. BD affiliated | Comerica Securities bank affiliated | Other | Nov 16, 2019 | Oct 30, 2019 |
| Andy Nguyen | Wells Fargo Advisors wirehouse | Comerica Securities bank affiliated | Other | Aug 16, 2019 | Oct 22, 2019 (67 d) |
| Vjollca Gjinolli | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Comerica Securities bank affiliated | Other | Aug 6, 2019 | Aug 26, 2019 |
| Joshua Arthur Ryan Rennert | Huntington Financial Advisors BD affiliated | Comerica Securities bank affiliated | Other | Jun 4, 2019 | Apr 9, 2021 (675 d) |
| Jessica Sharkey Paredes | Ameriprise Financial Services, LLC national BD | Comerica Securities bank affiliated | Other | Apr 10, 2019 | Apr 17, 2019 |
| Kristofer Sztein | UBS Financial Services Inc. wirehouse | Comerica Securities bank affiliated | Other | Apr 1, 2019 | Mar 13, 2019 |
| Lauren Melissa Williams | Bok Financial Advisors BD affiliated | Comerica Securities bank affiliated | Other | Jan 30, 2019 | Jan 23, 2019 |
| Michael Joseph Villanueva | Principal Securities, Inc. BD affiliated | Comerica Securities bank affiliated | Other | Dec 12, 2018 | Dec 12, 2018 |
| Miguel R. Wodkowski | Pnc Wealth Management BD affiliated | Comerica Securities bank affiliated | Other | Nov 1, 2018 | Nov 5, 2018 |
| Alexis Graham | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Comerica Securities bank affiliated | Other | Oct 2, 2018 | Oct 10, 2018 |
| Patrick Thor | Pfg Advisors independent RIA | Comerica Securities bank affiliated | Other | Apr 19, 2018 | Oct 30, 2019 (559 d) |
| Amy Jensen Datema | Cuna Brokerage Services, Inc. other | Comerica Securities bank affiliated | Other | Mar 27, 2018 | May 30, 2018 (64 d) |
| Michael Byung Do Lee | Scottrade Investment Management BD affiliated | Comerica Securities bank affiliated | Other | Jan 31, 2018 | Jan 30, 2018 |
| Emilyann D Rubio | Morgan Stanley wirehouse | Comerica Securities bank affiliated | Other | Sep 25, 2017 | Nov 10, 2017 (46 d) |
| Christopher Jon Hays | LPL Financial LLC other | Comerica Securities other | Other | Aug 25, 2017 | Aug 11, 2017 |
| Winston Fay Nelson | Manning & Napier Advisors, LLC other | Comerica Securities other | Other | Aug 15, 2017 | Oct 6, 2017 (52 d) |
| Christopher Temp Buzzell | Cetera Investment Advisers LLC other | Comerica Securities other | Other | May 25, 2017 | Jun 8, 2017 |
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182 moves match.