DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Foundations Investment Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alfredo AtencioDesert Rose Capital Management, Inc. independent RIAFoundations Investment Advisors LLC independent RIARIA to RIASep 8, 2026Sep 16, 2026
Jonathan Moser SpatzLifeworks Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 14, 2026Aug 18, 2026
Brendan Shea BayronRise North Capital Investment Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 14, 2026Aug 18, 2026
William R WatsonCharles Schwab & Co., Inc. national BDFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2026Aug 18, 2026
Martin Charles O'ShaughnessyCfg Retirement independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJul 27, 2026Aug 7, 2026
Jerry Lee SylvesterOxford Wealth Group, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJun 29, 2026Jul 8, 2026
Dane Carpenter SpencerOxford Wealth Group, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJun 29, 2026Jul 7, 2026
Matthew Raymond HiseyVirtue Capital Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJun 22, 2026Jul 9, 2026
Danielle Denise DouglasImber Financial Group, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJun 5, 2026Jun 11, 2026
Lacey Thompson-KrulTransce3nd LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJun 1, 2026Jun 23, 2026
Ronald Henry SomersVerity Asset Management independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 27, 2026Jun 9, 2026
Nathan David SmithSimplicity Wealth mixed wealthFoundations Investment Advisors LLC independent RIARIA to RIAMay 18, 2026Jun 1, 2026
Ralph Lloyd GaleGradient Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 15, 2026May 27, 2026
Ricardo Odayne AllimanJ.P. Morgan Securities LLC wirehouseFoundations Investment Advisors LLC independent RIAWirehouse to independent RIAMay 10, 2026May 28, 2026
Jason Lawrence FowlerBankers Life Advisory Services, Inc. BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 6, 2026May 21, 2026
Dexter Irvin PierceImpact Partnership Wealth, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 4, 2026Jun 22, 2026 (49 d)
Michael P. LacyAlloy Investment Management state registeredFoundations Investment Advisors LLC independent RIAOtherApr 20, 2026Jan 2, 2024
Gregory Scott HarrisonHarrison Park Capital LLC state registeredFoundations Investment Advisors LLC independent RIAOtherApr 1, 2026Apr 8, 2026
Luke A LucianoAlloy Investment Management state registeredFoundations Investment Advisors LLC independent RIAOtherMar 30, 2026Aug 20, 2024
Eric BrownLsf Capital LLC unclassifiedFoundations Investment Advisors LLC independent RIAOtherMar 10, 2026Feb 4, 2026
Scott Laray EnzorSound Income Strategies, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAFeb 6, 2026Feb 12, 2026
Steven Keith ShawAe Wealth Management, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 28, 2026Feb 5, 2026
Andrew G CavasinoAe Wealth Management, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 26, 2026Jan 27, 2026
Andrew Conley KinderMdrn Capital independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJan 23, 2026Mar 3, 2026 (39 d)
Josef VisinskiAe Wealth Management, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 23, 2026Jan 29, 2026
Tyler Alan MillerNew Millennium Group independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJan 22, 2026Jan 27, 2026
Nora Kaye HansPrincipal Advised Services BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2026Feb 20, 2026
Alma Dan FrandsenAe Wealth Management, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2025Jan 15, 2026
Fred Todd SchwendimanAe Wealth Management, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2025Dec 22, 2025
Dallin Todd SchwendimanAe Wealth Management, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2025Dec 22, 2025
Nathan LehnerzBam Wealth Management LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 9, 2025Feb 2, 2026 (55 d)
Benjamin HarrisEmpower Advisory Group, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2025Jan 20, 2026 (47 d)
Martin Davis HensleyCapital Financial Advisory Group, LLC state registeredFoundations Investment Advisors LLC independent RIAOtherNov 26, 2025Feb 12, 2021
Haidy Wahid EskanderJ.P. Morgan Securities LLC wirehouseFoundations Investment Advisors LLC independent RIAWirehouse to independent RIANov 25, 2025Jan 12, 2026 (48 d)
Robert Joseph CaldwellPrice Financial Group Wealth Management, Inc. independent RIAFoundations Investment Advisors LLC independent RIARIA to RIANov 19, 2025Nov 21, 2025
Ethan SamuelsEagle Strategies LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2025Dec 9, 2025
Thomas MichalowskiPortfolio Medics, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIANov 18, 2025Nov 28, 2025
Brandon GerfenTrajan Wealth, L.L.C. independent RIAFoundations Investment Advisors LLC independent RIARIA to RIANov 13, 2025Jan 30, 2026 (78 d)
Weylin McadamsJ.P. Morgan Securities LLC wirehouseFoundations Investment Advisors LLC independent RIAWirehouse to independent RIANov 13, 2025Jul 20, 2026 (249 d)
William W PerhamLPL Enterprise, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 7, 2025Nov 14, 2025
David Michael LeeTip Group LLC state registeredFoundations Investment Advisors LLC independent RIAOtherNov 6, 2025Jan 20, 2026 (75 d)
Dino BerriCorecap Advisors BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2025Nov 25, 2025
Joseph Arthur AndersonRetirement Financial Group, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIANov 3, 2025Nov 4, 2025
Scott Andrew HeftyRetirement Financial Group, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIANov 3, 2025Nov 4, 2025
Zachary Bram PoitraInsight Folios independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 31, 2025Nov 4, 2025
Larry Gene MccabeInsight Folios independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 31, 2025Nov 6, 2025
Terek WilsonLsf Capital LLC unclassifiedFoundations Investment Advisors LLC independent RIAOtherOct 23, 2025Dec 11, 2025 (49 d)
Tyler James BoschMdrn Capital independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 14, 2025Oct 27, 2025
Birds Kyle HortonLegacy Wealth Management Inc. independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 10, 2025Dec 2, 2025 (53 d)
Craig Bennett RothB.O.S.S. Retirement Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 6, 2025Oct 22, 2025
Carston Cole CookAmeriprise Financial Services, LLC national BDFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2025Oct 8, 2025
Jason SiebertInsight Folios independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 6, 2025Oct 17, 2025
Donald Fruehauf ChamberlinProsperity Capital Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 1, 2025Sep 22, 2025
Scott Christopher NolenProsperity Capital Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 1, 2025Sep 19, 2025
Jerod Luke BlandProsperity Capital Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 1, 2025Sep 23, 2025
Joshua Eric ReesmanProsperity Capital Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 1, 2025Sep 19, 2025
Donald Fruehauf ChamberlinProsperity Capital Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 1, 2025Sep 19, 2025
Amos MadisonProsperity Capital Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 1, 2025Sep 23, 2025
Giovanni Thomas FerraraProsperity Capital Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 1, 2025Sep 19, 2025
Thomas Joseph PonceProsperity Capital Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 1, 2025Sep 19, 2025
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321 moves match.