DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at H. Beck, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Todd Lee AdamsBass Financial Strategies, Inc. unclassifiedH. Beck, Inc. otherOtherSep 19, 2024Jun 17, 2016
Carl Owen BassBass Financial Strategies, Inc. unclassifiedH. Beck, Inc. otherOtherSep 19, 2024Nov 5, 2014
Karen Swartz OsbornSummit Advisors, LLC state registeredH. Beck, Inc. BD affiliatedOtherFeb 10, 2021Jan 4, 2021
Timothy William SackettOppenheimer & Co. Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 4, 2020Jan 8, 2021 (35 d)
Eddy Han Tak ShumUSA Financial Securities LLC independent RIAH. Beck, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 1, 2020Dec 1, 2020
Clayton K ShumUSA Financial Securities LLC independent RIAH. Beck, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 1, 2020Dec 1, 2020
Kyle BraenderCitizens Securities, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2020Nov 30, 2020
Max HutsellEdward Jones national BDH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 30, 2020Oct 29, 2020
Charles Joseph IngulliHornor, Townsend & Kent, LLC BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 16, 2020Oct 20, 2020
Kathleen Ann KennedyAmeriprise Financial Services, LLC national BDH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 2, 2020Sep 30, 2020
Thomas Daniel SearlesSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
Laura Searles StohlmanSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
John Francis StohlmanSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
Joshua Allen BrunnerSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
Ryan DunnSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 27, 2020
Mark Daniel SearlesSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
Barry Howard CantorSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
Samuel De La CruzSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
Christopher MarshallSecurities America Advisors, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 30, 2020Jun 29, 2020
Morgan RussoMML Investors Services, LLC BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 9, 2020Mar 9, 2020
Eric Bruce KingNext Financial Group, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 3, 2020Feb 28, 2020
Eric A VinoresNationwide Securities, LLC no RAUMH. Beck, Inc. BD affiliatedOtherDec 31, 2019Jan 2, 2020
Robert CostelloPrudential Select Strategies LLC independent RIAH. Beck, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 10, 2019Jan 10, 2020 (92 d)
Steven MorganMML Investors Services, LLC BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2019Oct 8, 2020 (492 d)
Sean L CableCitigroup Global Markets Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 10, 2019Apr 24, 2019
Langston WashingtonUnited Brokerage Services Inc independent RIAH. Beck, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 10, 2019Mar 1, 2021 (661 d)
Joseph Anthony SchilzAnnex Wealth Management, LLC independent RIAH. Beck, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2019May 1, 2019
Nicholas Dean JohnsonAnnex Wealth Management, LLC independent RIAH. Beck, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2019May 3, 2019
Brian Matthew OsbornSummit Advisors, LLC state registeredH. Beck, Inc. BD affiliatedOtherApr 10, 2019Apr 10, 2019
Linda A ParisiHuntington Financial Advisors BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 10, 2019Jan 17, 2019
Christina Anne TunisonSeia independent RIAH. Beck, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 4, 2019Feb 15, 2019 (42 d)
Tamaris Conkleton1st Global Advisors Inc BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2018May 23, 2019 (143 d)
Robert Willis LesterWaddell & Reed BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 31, 2018Oct 29, 2018
James Penn Van Putten VinkWaddell & Reed BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 30, 2018Oct 29, 2018
Paul David AmbrosiniAmeriprise Financial Services, LLC national BDH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 26, 2018Feb 5, 2020 (497 d)
Sandra Renee WorshamInvest Financial Corporation no RAUMH. Beck, Inc. BD affiliatedOtherJun 25, 2018Aug 28, 2019 (429 d)
Melissa Carriles BigghamPlanmember Securities Corporation independent RIAH. Beck, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 8, 2018Jun 7, 2018
John Russell FunderburkAdvocate Investing Services independent RIAH. Beck, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 7, 2018May 17, 2018
Philip B PashoWaddell & Reed BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 7, 2018May 2, 2018
Seth Jarrett MeyersPark Avenue Securities LLC BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 9, 2018Mar 15, 2020 (706 d)
Jason AlbinoInvest Financial Corporation otherH. Beck, Inc. otherOtherFeb 26, 2018Feb 27, 2018
Michelle Anne BarryHornor, Townsend & Kent, LLC otherH. Beck, Inc. otherOtherDec 20, 2017Jan 5, 2018
John Angel CantuInvest Financial Corporation otherH. Beck, Inc. otherOtherDec 13, 2017Jan 4, 2018
James Warren BakerFsc Securities Corporation BD affiliatedH. Beck, Inc. otherOtherDec 8, 2017Dec 5, 2017
Dawn AkkermanCri Securities, LLC otherH. Beck, Inc. otherOtherDec 1, 2017Feb 19, 2014
Gabriel Arturo UruburoKingswood Wealth Advisors, LLC no RAUMH. Beck, Inc. otherOtherNov 3, 2017Mar 15, 2018 (132 d)
Frederick Arthur ThomsAdvocate Investing Services independent RIAH. Beck, Inc. otherOtherOct 20, 2017Oct 16, 2017
Janis Jean HofsassNational Planning Corporation ("Npc Of America" In Fl & Ny) otherH. Beck, Inc. otherOtherOct 18, 2017Oct 20, 2017
Rodney KirknerOsaic Fa, Inc. otherH. Beck, Inc. otherOtherOct 2, 2017Oct 12, 2017
Christopher Lawrence ZellmanWorld Advisory Services otherH. Beck, Inc. otherOtherSep 20, 2017Sep 20, 2017
Larry Todd FisherSymphony Financial, Ltd. Co. otherH. Beck, Inc. otherOtherSep 19, 2017Oct 12, 2017
Cynthia Allen MannIht Wealth Management LLC otherH. Beck, Inc. otherOtherSep 6, 2017Aug 28, 2017
Jennifer Marshall SecolaLPL Financial LLC otherH. Beck, Inc. otherOtherSep 5, 2017Aug 28, 2017
Peter BarronSummit Financial Group Inc otherH. Beck, Inc. otherOtherJul 18, 2017Aug 21, 2017 (34 d)
Patricia GugliottiThe Strategic Financial Alliance otherH. Beck, Inc. otherOtherJun 9, 2017Jun 6, 2017
Robert Davis WilliamsLPL Financial LLC otherH. Beck, Inc. otherOtherMay 18, 2017May 12, 2017
Rosalind M FrazierSummit Advisors, LLC state registeredH. Beck, Inc. otherOtherMay 12, 2017May 15, 2017
Phillip Thomas WhitleySynergy Investment Group, LLC otherH. Beck, Inc. otherOtherMay 4, 2017May 4, 2017
Christopher Michael TasikCambridge Investment Research Advisors, Inc. otherH. Beck, Inc. otherOtherApr 7, 2017Mar 29, 2017
Stephanie Ann YoingcoCitigroup Global Markets Inc. otherH. Beck, Inc. otherOtherMar 10, 2017Feb 28, 2017
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363 moves match.