DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Signator Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Peter M Lampert	Lampert & Associates LLC unclassified	Signator Financial Services, Inc. other	Other	Jul 24, 2024	Jun 7, 2010
Justin Pullaro	Pullaro Financial Services, Inc. unclassified	Signator Financial Services, Inc. other	Other	Jul 27, 2022	Aug 10, 2009
Liam Jared House-Myers	Signator Investors, Inc. BD affiliated	Signator Financial Services, Inc. other	Other	Nov 2, 2018	Jul 17, 2015
Malcolm Macdonald Thomas	Signator Investors, Inc. BD affiliated	Signator Financial Services, Inc. other	Other	Aug 20, 2018	Jan 7, 2014
Philip A. Grant	UBS Financial Services Inc. wirehouse	Signator Financial Services, Inc. other	Other	Jul 28, 2015	Aug 20, 2015
Rodney William Amicone	Csenge Advisory Group, LLC other	Signator Financial Services, Inc. other	Other	May 14, 2015	May 8, 2015
Gregory Hanna Abdalla	Pnc Wealth Management other	Signator Financial Services, Inc. other	Other	Jul 2, 2014	Jul 21, 2014
Tamara Maxine Kotaska	Stark Financial Advisers, Inc. independent RIA	Signator Financial Services, Inc. other	Other	Nov 4, 2013	Jun 23, 2015 (596 d)
Steven Greg Weholt	Edward Jones national BD	Signator Financial Services, Inc. other	Other	Feb 6, 2013	Feb 4, 2013
David Leroy Snelson	Commonwealth Financial Network national BD	Signator Financial Services, Inc. other	Other	Dec 31, 2012	Jan 7, 2013
Deborah Edelle James	J. W. Cole Advisors, Inc. other	Signator Financial Services, Inc. other	Other	Dec 18, 2012	Dec 19, 2012
Jared W Knudsen	Hornor, Townsend & Kent, LLC other	Signator Financial Services, Inc. other	Other	Nov 15, 2012	Nov 19, 2012
S. Mclean Jones	Edward Jones national BD	Signator Financial Services, Inc. other	Other	Oct 23, 2012	Oct 16, 2012
Steven Joel Jones	First Washington Corporation other	Signator Financial Services, Inc. other	Other	Aug 31, 2012	Aug 15, 2012
Catherine Evelyn St. Dizier	LPL Financial LLC other	Signator Financial Services, Inc. other	Other	Aug 20, 2012	Aug 14, 2012
Zoe Rowlands	Valic Financial Advisors, Inc. other	Signator Financial Services, Inc. other	Other	Jul 12, 2012	Jul 17, 2012
Dinah Frances Bird-Westerfield	Ojm Group, LLC other	Signator Financial Services, Inc. other	Other	Mar 27, 2012	May 24, 2012 (58 d)
Kenneth Lee Clowers	Pacific West Financial Consultants Inc other	Signator Financial Services, Inc. other	Other	Mar 16, 2012	Jun 12, 2012 (88 d)
Robert David Braun	Pacific West Financial Consultants Inc other	Signator Financial Services, Inc. other	Other	Jan 26, 2012	Feb 29, 2012 (34 d)
Scott R Warner	Pacific West Financial Consultants Inc other	Signator Financial Services, Inc. other	Other	Jan 26, 2012	Jan 26, 2012
Joshua David Swayne	Pacific West Financial Consultants Inc other	Signator Financial Services, Inc. other	Other	Jan 23, 2012	Jan 20, 2012
William Paul Frailey	Pacific West Financial Consultants Inc other	Signator Financial Services, Inc. other	Other	Jan 18, 2012	Jan 17, 2012
Dean Scott Mckenzie	Pacific West Financial Consultants Inc other	Signator Financial Services, Inc. other	Other	Jan 18, 2012	Jan 18, 2012
Christina Marie Cooling	Pacific West Financial Consultants Inc other	Signator Financial Services, Inc. other	Other	Jan 5, 2012	Jan 5, 2012
Jacy Ryan Hixon	Pacific West Financial Consultants Inc other	Signator Financial Services, Inc. other	Other	Oct 18, 2011	Oct 18, 2011
Michael Louis Tacchella	Eagle Strategies LLC other	Signator Financial Services, Inc. other	Other	Aug 5, 2011	Aug 4, 2011
Tracy Allan Schaff	Northwestern Mutual Investment Services,LLC other	Signator Financial Services, Inc. other	Other	Mar 28, 2011	Apr 18, 2011
Jeffrey Allen Wright	Esi Financial Advisors other	Signator Financial Services, Inc. other	Other	Mar 17, 2011	Nov 19, 2012 (613 d)
Steve Utama Sarwono	Waddell & Reed other	Signator Financial Services, Inc. other	Other	Mar 7, 2011	Feb 28, 2011
Shane Butler Weisman	Reliance Investing, Inc. state registered	Signator Financial Services, Inc. other	Other	Feb 18, 2011	Aug 13, 2009
Christopher Wheaton Mcniff	Osaic Fa, Inc. other	Signator Financial Services, Inc. other	Other	Dec 10, 2010	Mar 16, 2011 (96 d)
Eric Allen Ingmire	Waddell & Reed other	Signator Financial Services, Inc. other	Other	Nov 22, 2010	Jan 20, 2011 (59 d)
Kyle Steven Bigler	Insphere Securities, Inc. unclassified	Signator Financial Services, Inc. other	Other	Nov 1, 2010	Nov 29, 2010
Jonathan E Curley	Wells Fargo Insurance Services Investment Advisors, Inc. unclassified	Signator Financial Services, Inc. other	Other	Oct 22, 2010	Jan 3, 2011 (73 d)
Jerry Marlin Toombs	Insphere Securities, Inc. unclassified	Signator Financial Services, Inc. other	Other	Aug 11, 2010	Aug 6, 2010
Charles Elmer Sorensen	Insphere Securities, Inc. unclassified	Signator Financial Services, Inc. other	Other	Jul 30, 2010	Jul 29, 2010
Kyle Scott Brennan	Chase Investment Services Corp. other	Signator Financial Services, Inc. other	Other	Jul 22, 2010	Sep 1, 2010 (41 d)
Brittany Elaine Cross	Voya Financial Advisors, Inc. other	Signator Financial Services, Inc. other	Other	Jul 20, 2010	Apr 6, 2011 (260 d)
Andrew Leland Semrau	Eagle Strategies LLC other	Signator Financial Services, Inc. other	Other	Jul 12, 2010	Jul 1, 2010
Tracie Lynn Baiz	Spc other	Signator Financial Services, Inc. other	Other	May 20, 2010	May 19, 2010
Dominic Joseph Anzevino	Integrity Alliance, LLC other	Signator Financial Services, Inc. other	Other	Feb 25, 2010	Jul 6, 2010 (131 d)
Lynn Howard Morris	Valic Financial Advisors, Inc. other	Signator Financial Services, Inc. other	Other	Jan 13, 2010	Feb 19, 2010 (37 d)
Michael John Brandone	Torrey Pines Securities, Inc. unclassified	Signator Financial Services, Inc. other	Other	Dec 31, 2009	Feb 9, 2010 (40 d)
Donald Craig Rogers	Insphere Securities, Inc. unclassified	Signator Financial Services, Inc. other	Other	Dec 31, 2009	Mar 10, 2010 (69 d)
Christopher Michael Miller	Insphere Securities, Inc. unclassified	Signator Financial Services, Inc. other	Other	Dec 31, 2009	Jan 6, 2010
Joseph Vincent Murray	Woodbury Financial Services, Inc. other	Signator Financial Services, Inc. other	Other	Dec 9, 2009	Nov 12, 2009
Aaron Mckinley Baker	Voya Financial Advisors, Inc. other	Signator Financial Services, Inc. other	Other	Nov 16, 2009	Feb 12, 2010 (88 d)
Carlos Arthur Rasmussen	Woodbury Financial Services, Inc. other	Signator Financial Services, Inc. other	Other	Nov 5, 2009	Oct 13, 2009
Allen Ross Tollett	Valic Financial Advisors, Inc. other	Signator Financial Services, Inc. other	Other	Sep 30, 2009	Oct 20, 2009
Michael Andrew Steele	Raymond James Financial Services Advisors, Inc other	Signator Financial Services, Inc. other	Other	May 15, 2009	Sep 30, 2009 (138 d)
Ann Kelly Adams	Woodbury Financial Services, Inc. other	Signator Financial Services, Inc. other	Other	Apr 27, 2009	Aug 25, 2009 (120 d)
Tiffany Elise Cote	Russell Investments other	Signator Financial Services, Inc. other	Other	Apr 20, 2009	Sep 3, 2009 (136 d)
Joseph M Latour	Valic Financial Advisors, Inc. other	Signator Financial Services, Inc. other	Other	Mar 12, 2009	Apr 13, 2009 (32 d)
Kristal Anne Mcmahan	Elliott Cove Capital Management other	Signator Financial Services, Inc. other	Other	Nov 18, 2008	Mar 24, 2010 (491 d)
Jean Flanagan Prina	Ameriprise Financial Services, LLC national BD	Signator Financial Services, Inc. other	Other	Aug 26, 2008	Mar 5, 2009 (191 d)
Gary Ovsak	Pacific West Financial Consultants Inc other	Signator Financial Services, Inc. other	Other	Aug 8, 2008	Oct 10, 2008 (63 d)
Olga Guin	Partnervest Advisory Services LLC other	Signator Financial Services, Inc. other	Other	Jun 10, 2008	Jul 2, 2009 (387 d)
Marc Angelo De Fiori	Charles Schwab & Co., Inc. national BD	Signator Financial Services, Inc. other	Other	Jun 9, 2008	Jun 20, 2008
Michael Dean Walters	New England Securities Corporation other	Signator Financial Services, Inc. other	Other	Apr 8, 2008	Apr 24, 2008
Lynn Ross Van Houten	Freedom Cove Wealth Advisors LLC unclassified	Signator Financial Services, Inc. other	Other	Feb 7, 2008	Oct 20, 2008 (256 d)

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87 moves match.