DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Madison Avenue Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Francis Nelson | Oneamerica Securities, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 9, 2026 |
| Christopher Simich | Oneamerica Securities, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 10, 2026 |
| Brandon L Bouchereau | Oneamerica Securities, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 10, 2026 |
| Nicholas Todd Smith | Oneamerica Securities, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 15, 2026 |
| Gregory Joseph Mcbride | Oneamerica Securities, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Sep 1, 2026 (67 d) |
| Craig Lynn Jernigan | Oneamerica Securities, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jul 16, 2026 (48 d) |
| Rory Dean Miller | LPL Financial LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Jun 1, 2026 (45 d) |
| Mark Anthony Sanchez | MML Investors Services, LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2026 | Jan 26, 2026 |
| Charles D Dodds | Edward Jones national BD | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Sep 16, 2025 |
| Jeremy Aguilar | The Ameriflex Group BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Jul 2, 2025 (68 d) |
| Patrick Daniel Keenan | Osaic Wealth, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Apr 14, 2025 |
| Spencer Orr | LPL Financial LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Dec 17, 2024 |
| Quentin Pinner | Pks Advisory Services, LLC independent RIA | Madison Avenue Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2024 | Nov 5, 2024 |
| Timothy Richard Pashley | Osaic Advisory Services, LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Oct 7, 2024 |
| Thomas J. Fitzpatrick | Osaic Advisory Services, LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Oct 7, 2024 |
| Diane Ellen Beamer | Osaic Advisory Services, LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 23, 2024 |
| Emil J Brost | Ae Wealth Management, LLC independent RIA | Madison Avenue Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2024 | Oct 3, 2024 |
| Travis Ryan Dixon | J.P. Morgan Securities LLC wirehouse | Madison Avenue Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 15, 2024 | May 14, 2024 |
| Nichol Lee Hoff | Raymond James Financial Services Advisors, Inc BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | Aug 21, 2024 (106 d) |
| Kimberly Iris Ten Pas Bell | Redhawk Wealth Advisors, Inc. independent RIA | Madison Avenue Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2024 | Nov 6, 2024 (187 d) |
| Robert James Simons | Osaic Wealth, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2024 | Apr 25, 2024 |
| Joy Funk | Cuso Financial Services, L.P. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Mar 4, 2024 |
| Jeffrey Thompson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Madison Avenue Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2022 | Sep 30, 2022 |
| Sharon Lynn Viano | Cambridge Investment Research Advisors, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Jul 15, 2022 |
| Mitchell Ernest Bonnett | Cambridge Investment Research Advisors, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Jul 15, 2022 |
| Tod Leighton Lenhoff | Ae Wealth Management, LLC BD affiliated | Madison Avenue Securities, LLC other | Other | Jan 3, 2022 | Dec 8, 2016 |
| David Guy Robichaud | Ae Wealth Management, LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Aug 10, 2021 (43 d) |
| James Walter Noack | Commonwealth Financial Network national BD | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2021 | Jul 2, 2021 (51 d) |
| Shannon Burgess | Park Avenue Securities LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2021 | Mar 16, 2021 |
| Todd Anthony Schick | Ae Wealth Management, LLC independent RIA | Madison Avenue Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2021 | Sep 16, 2020 |
| Paul Luis Digerolamo | Spc BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2021 | Feb 23, 2021 |
| John Kinsaku Larry | Equitable Advisors, LLC national BD | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2020 | Oct 19, 2020 |
| Michael Bono | W&S Brokerage Services, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2020 | Jun 30, 2020 |
| Laura Ann Malechuk | Cuso Financial Services, L.P. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2020 | May 17, 2021 (311 d) |
| Michael Erwin | Edward Jones national BD | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2020 | Jun 19, 2020 (58 d) |
| Deborah Sue Sims | Cetera Investment Advisers LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2020 | Mar 10, 2020 |
| Marius Aleksandras Anuzis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Madison Avenue Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 4, 2020 | Mar 9, 2020 |
| Anthony S Mowrer | Cetera Investment Advisers LLC BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2020 | Mar 3, 2020 |
| Charles Joseph Henninger | Summit Financial Group Inc BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2020 | Mar 4, 2020 |
| Clinton Datees Gharib | Summit Financial Group Inc BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2020 | Jan 13, 2020 |
| Jeffery John Schade | Cetera Investment Advisers LLC BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2020 | Jan 15, 2020 |
| Stefan Andrei Cherniawski | Transamerica Financial Advisors, LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jun 15, 2026 (2358 d) |
| Bradley Scott Ford | USA Financial Securities LLC independent RIA | Madison Avenue Securities, LLC independent RIA | RIA to RIA | Sep 26, 2019 | Oct 13, 2019 |
| Michael L Hastings | USA Financial Securities LLC independent RIA | Madison Avenue Securities, LLC independent RIA | RIA to RIA | Sep 26, 2019 | Oct 1, 2019 |
| Barry Alan Richey | USA Financial Securities LLC independent RIA | Madison Avenue Securities, LLC independent RIA | RIA to RIA | Aug 8, 2019 | Aug 12, 2019 |
| Robert E Budavich | Allstate Financial Advisors, LLC BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2019 | Sep 5, 2019 (38 d) |
| Rick O'Neal | Creativeone Securities, LLC BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2019 | Jun 28, 2019 |
| Sepehr Mehrad Hosseini | Woodbury Financial Services, Inc. BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2019 | May 2, 2019 |
| Jason Stewart Kehler | Principal Securities, Inc. BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2019 | Feb 11, 2019 |
| Jay Scott Kramer | Woodstock Wealth Management, Inc. no RAUM | Madison Avenue Securities, LLC independent RIA | Other | Dec 18, 2018 | Dec 26, 2018 |
| Daniel Gray Rascoe | Td Ameritrade, Inc. no RAUM | Madison Avenue Securities, LLC independent RIA | Other | Oct 3, 2018 | Nov 21, 2019 (414 d) |
| Kelli Lyn Gabriel | Cambridge Investment Research Advisors, Inc. BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2018 | Aug 30, 2018 |
| Wesley Dean Burdette | Grace Capital Management, LLC unclassified | Madison Avenue Securities, LLC independent RIA | Other | Sep 25, 2018 | Oct 24, 2018 |
| Patrick Christopher Romero | Allstate Financial Advisors, LLC BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2018 | Jul 16, 2018 |
| Tiffany Coyle Noto | Ae Wealth Management, LLC independent RIA | Madison Avenue Securities, LLC independent RIA | RIA to RIA | Jun 21, 2018 | Jun 22, 2018 |
| Michael John Debellis | Advice And Planning Services BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2018 | Sep 17, 2018 (117 d) |
| Mira Mamdoh Abas | Transamerica Financial Advisors, LLC BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2018 | Oct 15, 2019 (552 d) |
| Scott David Carl | Singer Wealth Advisors Inc. independent RIA | Madison Avenue Securities, LLC independent RIA | RIA to RIA | Mar 27, 2018 | May 2, 2018 (36 d) |
| Mark Randolph Federation | Secure Investment Management, LLC other | Madison Avenue Securities, LLC other | Other | Jan 23, 2018 | Jan 22, 2018 |
| Cory James Chapman | The Retirement Group, LLC other | Madison Avenue Securities, LLC other | Other | Dec 14, 2017 | Dec 14, 2017 |
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110 moves match.