DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Triad Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory Keith RichardsOsaic Advisory Services, LLC BD affiliatedTriad Advisors, LLC otherOtherFeb 11, 2025Feb 1, 2017
Amy R RehnOsaic Advisory Services, LLC BD affiliatedTriad Advisors, LLC otherOtherApr 1, 2024Jun 24, 2015
Gary Jay KindlerCapital Asset Management Corporation otherTriad Advisors, LLC BD affiliatedOtherDec 13, 2023Dec 13, 2023
Christopher R WilseyCapital Asset Management Corporation otherTriad Advisors, LLC BD affiliatedOtherDec 13, 2023Dec 13, 2023
Nabeha BrownMorgan Stanley wirehouseTriad Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 15, 2023Aug 18, 2023
Derek Scott SillsLPL Financial LLC independent RIATriad Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 17, 2023Jan 6, 2023
Craig William PfauLocust Lane Partners, LP unclassifiedTriad Advisors, LLC BD affiliatedOtherDec 31, 2022Feb 25, 2021
Bart Anthony LewellynLewellyn Financial Management unclassifiedTriad Advisors, LLC BD affiliatedOtherNov 29, 2022Aug 12, 2022
Alex Doran LewellynLewellyn Financial Management unclassifiedTriad Advisors, LLC BD affiliatedOtherNov 29, 2022Aug 24, 2022
Sandy LuongGrove Point Advisors, LLC BD affiliatedTriad Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 11, 2022Nov 18, 2022
Glen WhittingtonMML Investors Services, LLC BD affiliatedTriad Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2022Oct 7, 2022 (65 d)
Kristen Nicole TricaricoRaymond James Financial Services Advisors, Inc BD affiliatedTriad Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 15, 2022Jul 22, 2022 (37 d)
Jennifer LaneRaymond James & Associates, Inc. national BDTriad Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 26, 2022Jul 22, 2022 (57 d)
William Daniel PrestageKey Capital Management, Inc. independent RIATriad Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 18, 2022Apr 19, 2022
Josh SchechterRaymond James & Associates, Inc. national BDTriad Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 14, 2022Mar 30, 2022
Savanna L SteedKey Investment Services LLC BD affiliatedTriad Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 14, 2022Feb 16, 2022
Kenneth Scott BrandenburgBluechip Wealth Advisors LLC independent RIATriad Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2022Dec 16, 2021
Christopher Ryan StricklandEquitable Advisors, LLC national BDTriad Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 6, 2022Jan 14, 2022
Richard Mansfield PooreBluechip Wealth Advisors LLC independent RIATriad Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2021Nov 10, 2021
Timothy Michael SperlingClear Stream Advisors, Incorporated unclassifiedTriad Advisors, LLC BD affiliatedOtherAug 19, 2021Aug 26, 2021
Andrew Gustav PayneExecutive Financial Resources, Inc. unclassifiedTriad Advisors, LLC BD affiliatedOtherFeb 16, 2021Feb 16, 2021
Les Vernon DyerExecutive Financial Resources, Inc. unclassifiedTriad Advisors, LLC BD affiliatedOtherJan 27, 2021Jan 27, 2021
Christopher BasqueAssetmark, Inc. BD affiliatedTriad Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 14, 2020Mar 2, 2022 (443 d)
Donald HannahsPlanning Solutions Group, LLC independent RIATriad Advisors, LLC otherOtherSep 10, 2019Aug 2, 2011
Robert Hayes CarsonPlanning Solutions Group, LLC independent RIATriad Advisors, LLC otherOtherSep 10, 2019Jan 30, 2014
Christopher Tyler ThomasPlanning Solutions Group, LLC independent RIATriad Advisors, LLC otherOtherSep 10, 2019Feb 26, 2014
Karen Campbell ViningSouthbridge independent RIATriad Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 14, 2019Mar 29, 2019
William Robert McgoldrickSouthbridge independent RIATriad Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 14, 2019May 9, 2019
Charles Allan MearsSouthbridge independent RIATriad Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 14, 2019Jun 24, 2019
Ruth Elizabeth ObrienJ.J.B. Hilliard, W.L. Lyons, LLC independent RIATriad Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2019Apr 12, 2019
Leon SirvaitisJ.J.B. Hilliard, W.L. Lyons, LLC independent RIATriad Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2019Apr 11, 2019
Justin Andrew NewbauerFederated Global Investment Management Corp. asset managerTriad Advisors, LLC BD affiliatedOtherMar 25, 2019Oct 28, 2019 (217 d)
Jared Michael HoltGradient Wealth Management BD affiliatedTriad Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2018Feb 11, 2022 (1138 d)
Jeffrey Neal MillerConcourse Financial Group Advisors BD affiliatedTriad Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 19, 2018Oct 30, 2018
Todd Jones SmallwoodLindner Capital Advisors, Inc. independent RIATriad Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 12, 2018Oct 19, 2018
Javier Francisco ReyesTd Ameritrade Investment Management, LLC independent RIATriad Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 22, 2018Jun 26, 2018
Diane Carol BrownAdvocacy Wealth Management, LLC independent RIATriad Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 24, 2018Jul 1, 2019 (403 d)
Kevin Emanuel KellyMorgan Stanley wirehouseTriad Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 24, 2018Jul 12, 2018 (49 d)
Jennifer Jordan JohnstonFarnsley Wealth Management, LLC state registeredTriad Advisors, LLC otherOtherJan 8, 2018Apr 3, 2017
Robert William BrudermanCanterbury Wealth Advisors, LLC otherTriad Advisors, LLC otherOtherDec 31, 2017Dec 20, 2017
Vincenzo FragomeniPlanning Solutions Group, LLC otherTriad Advisors, LLC otherOtherNov 15, 2017Feb 18, 2015
Stephen Charles FrazerGwn Securities Inc. otherTriad Advisors, LLC otherOtherAug 17, 2017Aug 17, 2017
Timothy Brian KenyonGwn Securities Inc. otherTriad Advisors, LLC otherOtherAug 16, 2017Aug 16, 2017
Michael David RobertsRealta Investment Advisors, Inc otherTriad Advisors, LLC otherOtherJul 18, 2017Jul 17, 2017
Dominique DavisE*Trade Capital Management, LLC otherTriad Advisors, LLC BD affiliatedOtherJul 14, 2017Mar 1, 2019 (595 d)
Michael Huston TorreyCapital Planning & Investments unclassifiedTriad Advisors, LLC otherOtherJul 6, 2017Jun 21, 2017
Allison Staley SchabergAmeritas Advisory Services otherTriad Advisors, LLC otherOtherJun 16, 2017Jun 16, 2017
Robert Thatcher TudorScottrade Investment Management otherTriad Advisors, LLC otherOtherMay 5, 2017May 8, 2017
Kristine Lynn PenningtonQuestar Asset Management, Inc. otherTriad Advisors, LLC otherOtherJan 27, 2017Feb 2, 2017
Robert Aaron WilsonEagle Strategies LLC otherTriad Advisors, LLC otherOtherJan 19, 2017Jan 5, 2017
Jerome Patrick OwensFirst Allied Advisory Services, Inc. otherTriad Advisors, LLC otherOtherDec 21, 2016Mar 14, 2016
Paul Edward LewisResearch Financial Strategies otherTriad Advisors, LLC otherOtherNov 29, 2016Nov 28, 2016
Nathan Caleb LewisResearch Financial Strategies otherTriad Advisors, LLC otherOtherNov 29, 2016Nov 29, 2016
Jitender C. GidwaniGitterman Wealth Management, LLC otherTriad Advisors, LLC otherOtherOct 26, 2016Oct 28, 2016
Diane Mcdonald StaplesWells Fargo Advisors wirehouseTriad Advisors, LLC otherOtherSep 29, 2016Sep 26, 2016
Frederick Edwin HublerFirst Allied Advisory Services, Inc. otherTriad Advisors, LLC otherOtherSep 14, 2016Jul 1, 2016
Henry Martin KlausmanPeachcap Tax & Advisory, LLC otherTriad Advisors, LLC otherOtherAug 19, 2016Jul 20, 2016
David Arthur HicksH. Beck, Inc. otherTriad Advisors, LLC otherOtherAug 18, 2016Jul 19, 2016
Hugh Joseph BreslinPlanning Solutions Group, LLC otherTriad Advisors, LLC otherOtherAug 3, 2016Jan 24, 2014
James Anthony ParryVsr Advisory Services otherTriad Advisors, LLC otherOtherAug 1, 2016Aug 1, 2016
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221 moves match.