DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nfp Advisor Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Eric John Zipfel	Beacon Financial Group independent RIA	Nfp Advisor Services, LLC other	Other	May 23, 2023	Aug 30, 2011
Erik Hord Little	Boon Investment Group, Inc. no RAUM	Nfp Advisor Services, LLC other	Other	Dec 31, 2022	Aug 14, 2015
Benjamin David Kille	Private Capital Group, LLC independent RIA	Nfp Advisor Services, LLC other	Other	Oct 26, 2022	Oct 27, 2011
Kimberly Lyn Adams-Dipiero	Provise Management Group, LLC independent RIA	Nfp Advisor Services, LLC other	Other	Mar 1, 2021	Apr 12, 2004
Amy Susan Hanophy	Wealthspire Retirement Advisory institutional	Nfp Advisor Services, LLC other	Other	Apr 1, 2019	Aug 8, 2014
Natalie Ann Meziere	Wealthspire Retirement Advisory institutional	Nfp Advisor Services, LLC other	Other	Jan 15, 2019	Aug 20, 2015
Tina Joan Tenret	Provise Management Group, LLC independent RIA	Nfp Advisor Services, LLC other	Other	Aug 10, 2018	Feb 25, 2009
Leo Alan Gotleib	Bridge Wealth Advisors unclassified	Nfp Advisor Services, LLC other	Other	Nov 16, 2017	Feb 17, 2016
Deborah Kay Williams	Edward Jones national BD	Nfp Advisor Services, LLC other	Other	Sep 13, 2016	Sep 9, 2016
Phillip Nathan Senderowitz	Wealthspire Retirement Advisory other	Nfp Advisor Services, LLC other	Other	Aug 11, 2016	Nov 25, 2015
Gregory Allan Gaynier	Wealthspire Retirement Advisory other	Nfp Advisor Services, LLC other	Other	Jul 18, 2016	Oct 1, 2015
Todd Michael Lohman	Wealthspire Retirement Advisory other	Nfp Advisor Services, LLC other	Other	Jul 18, 2016	Oct 5, 2015
Shannon T Maloney	Wealthspire Retirement Advisory other	Nfp Advisor Services, LLC other	Other	Jul 18, 2016	Sep 2, 2015
Jeffrey Jon Cullen	Wealthspire Retirement Advisory other	Nfp Advisor Services, LLC other	Other	Jul 18, 2016	Sep 1, 2015
Steven Patrick Faggiolly	Wealthspire Retirement Advisory other	Nfp Advisor Services, LLC other	Other	Jul 18, 2016	Dec 14, 2015
Todd Brooks White	Wealthspire Retirement Advisory other	Nfp Advisor Services, LLC other	Other	Jul 18, 2016	Dec 15, 2015
Joshua Enrique Danforth	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Nfp Advisor Services, LLC other	Other	Jun 25, 2016	Jul 1, 2016
Jaeson Michael Allan Lister	Midwestern Securities Trading Co.,LLC other	Nfp Advisor Services, LLC other	Other	Jun 16, 2016	Sep 15, 2016 (91 d)
Michael Emmett Morris	Wealthspire Retirement Advisory other	Nfp Advisor Services, LLC other	Other	May 10, 2016	Feb 4, 2016
James Michael Gift	Raymond James Financial Services Advisors, Inc other	Nfp Advisor Services, LLC other	Other	Apr 18, 2016	May 2, 2016
John Maurice Negrete	Onedigital other	Nfp Advisor Services, LLC other	Other	Apr 12, 2016	Jan 15, 2016
Peter J Schmitz	Stiles Financial Services, Inc. other	Nfp Advisor Services, LLC other	Other	Apr 8, 2016	Feb 26, 2016
Matthew Scott Bagell	Cambridge Investment Research Advisors, Inc. other	Nfp Advisor Services, LLC other	Other	Mar 31, 2016	Mar 7, 2016
Rusty Russell	First Allied Advisory Services, Inc. other	Nfp Advisor Services, LLC other	Other	Mar 11, 2016	Mar 8, 2016
Benjamin Samuel Offit	Northwestern Mutual Investment Services,LLC other	Nfp Advisor Services, LLC other	Other	Mar 4, 2016	Mar 2, 2016
Erika Dagmar Bylund	Commonwealth Financial Network national BD	Nfp Advisor Services, LLC other	Other	Mar 2, 2016	Feb 29, 2016
W. Townsend Morris	Osaic Wealth, Inc. other	Nfp Advisor Services, LLC other	Other	Feb 29, 2016	Feb 25, 2016
Ernest James Cox	Commonwealth Financial Network national BD	Nfp Advisor Services, LLC other	Other	Feb 29, 2016	Feb 29, 2016
Marc H. Gusto	LPL Financial LLC other	Nfp Advisor Services, LLC other	Other	Feb 25, 2016	Feb 18, 2016
Kristi Ann Moore	Avantax Advisory Services other	Nfp Advisor Services, LLC other	Other	Jan 15, 2016	Jan 5, 2016
Kevin Barry Regan	Msi Financial Services, Inc. other	Nfp Advisor Services, LLC other	Other	Jan 15, 2016	Mar 31, 2016 (76 d)
David Michael Miller	Securities America Advisors, Inc. other	Nfp Advisor Services, LLC other	Other	Jan 12, 2016	Jan 12, 2016
Christopher C Wolff	Hartford Funds other	Nfp Advisor Services, LLC other	Other	Jan 7, 2016	Jan 21, 2016
Victoria Ann Mercado	Genfi LLC state registered	Nfp Advisor Services, LLC other	Other	Dec 31, 2015	May 19, 2016 (140 d)
Mariah Riley Horn	Charles Schwab & Co., Inc. national BD	Nfp Advisor Services, LLC other	Other	Dec 28, 2015	Dec 23, 2015
Robert Cary Wayland	Independent Financial Partners other	Nfp Advisor Services, LLC other	Other	Dec 17, 2015	Dec 11, 2015
Marcel Richard Morin	Questar Asset Management, Inc. other	Nfp Advisor Services, LLC other	Other	Dec 16, 2015	Nov 16, 2015
Kevin Douglas Appler	LPL Financial LLC other	Nfp Advisor Services, LLC other	Other	Dec 7, 2015	Jan 5, 2016
Shkira Singh	LPL Financial LLC other	Nfp Advisor Services, LLC other	Other	Dec 4, 2015	Nov 5, 2015
Michael J Calandruccio	Usadvisors Wealth Management, LLC other	Nfp Advisor Services, LLC other	Other	Dec 3, 2015	Jul 31, 2015
James D Richardson	LPL Financial LLC other	Nfp Advisor Services, LLC other	Other	Nov 30, 2015	Mar 23, 2016 (114 d)
Michael Brandon Gotleib	LPL Financial LLC other	Nfp Advisor Services, LLC other	Other	Nov 2, 2015	Feb 18, 2016 (108 d)
Timothy Robert Selvey	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Nfp Advisor Services, LLC other	Other	Nov 2, 2015	May 9, 2016 (189 d)
Thomas Reagan	Flynn Zito Capital Management, LLC other	Nfp Advisor Services, LLC other	Other	Oct 30, 2015	Nov 6, 2015
Suzanne Zenkner	Wells Fargo Advisors wirehouse	Nfp Advisor Services, LLC other	Other	Oct 28, 2015	Nov 3, 2015
Kristi M Trowbridge	Securities America Advisors, Inc. other	Nfp Advisor Services, LLC other	Other	Oct 23, 2015	Dec 3, 2015 (41 d)
Derek James Packett	Park Avenue Securities LLC other	Nfp Advisor Services, LLC other	Other	Oct 23, 2015	Oct 22, 2015
Marjory Grannis Blackmer	Wealthspire Retirement Advisory other	Nfp Advisor Services, LLC other	Other	Oct 2, 2015	Sep 1, 2015
Sara Lyn Strasser	Wealthspire Retirement Advisory other	Nfp Advisor Services, LLC other	Other	Oct 2, 2015	Sep 1, 2015
David De Tagyos	Wealthspire Retirement Advisory other	Nfp Advisor Services, LLC other	Other	Oct 2, 2015	Sep 1, 2015
Tyler Duane Huck	Investacorp Advisory Services Inc other	Nfp Advisor Services, LLC other	Other	Sep 11, 2015	Sep 10, 2015
Ryan Patrick Collin	LPL Financial LLC other	Nfp Advisor Services, LLC other	Other	Sep 10, 2015	Oct 20, 2015 (40 d)
Theodore Michael Jenkin	Investacorp Advisory Services Inc other	Nfp Advisor Services, LLC other	Other	Sep 8, 2015	Sep 15, 2015
Van Constantine Pappas	Investacorp Advisory Services Inc other	Nfp Advisor Services, LLC other	Other	Sep 8, 2015	Sep 17, 2015
Charles D Ker	Ameriprise Financial Services, LLC national BD	Nfp Advisor Services, LLC other	Other	Sep 1, 2015	Aug 28, 2015
Mckenzie Lee Johnson	Principal Securities, Inc. other	Nfp Advisor Services, LLC other	Other	Aug 10, 2015	Aug 7, 2015
William Todd Mccollough	Stancorp Investment Advisers, Inc. other	Nfp Advisor Services, LLC other	Other	Aug 3, 2015	Aug 28, 2015
Jennifer Anne Gage	Stancorp Investment Advisers, Inc. other	Nfp Advisor Services, LLC other	Other	Aug 3, 2015	Aug 26, 2015
Daniel J Guibert	Edward Jones national BD	Nfp Advisor Services, LLC other	Other	Jul 30, 2015	Oct 16, 2015 (78 d)
Ameesha Purohit Ouimet	J. W. Cole Advisors, Inc. other	Nfp Advisor Services, LLC other	Other	Jul 27, 2015	Aug 6, 2015

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556 moves match.