DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Usaa Investment Services Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Toby DyerPark Avenue Securities LLC BD affiliatedUsaa Investment Services Company no RAUMOtherJul 31, 2026Aug 19, 2026
Alexander Nicholas FelliosPark Avenue Securities LLC BD affiliatedUsaa Investment Services Company no RAUMOtherJul 24, 2026Jul 28, 2026
Jay KlaveneVanguard Advisers, Inc. BD affiliatedUsaa Investment Services Company no RAUMOtherJul 16, 2026Aug 3, 2026
John ClearyMadison Partners independent RIAUsaa Investment Services Company no RAUMOtherJun 9, 2026Aug 11, 2026 (63 d)
Errin GreeneCharles Schwab & Co., Inc. national BDUsaa Investment Services Company no RAUMOtherApr 30, 2026Aug 26, 2026 (118 d)
Anil KumarFisher Investments independent RIAUsaa Investment Services Company no RAUMOtherApr 30, 2026Aug 18, 2026 (110 d)
Paxton WoodAlly Invest Advisors independent RIAUsaa Investment Services Company no RAUMOtherApr 22, 2026Jul 15, 2026 (84 d)
Jonathan FowlerSchwab Wealth Advisory, Inc. no RAUMUsaa Investment Services Company no RAUMOtherApr 3, 2026Aug 18, 2026 (137 d)
Brian John DejaFisher Investments independent RIAUsaa Investment Services Company no RAUMOtherMar 31, 2026Jun 5, 2026 (66 d)
Erik RamnauthMML Investors Services, LLC BD affiliatedUsaa Investment Services Company no RAUMOtherMar 24, 2026May 5, 2026 (42 d)
Philippe Holliday ThomasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Investment Services Company no RAUMOtherFeb 26, 2026Mar 10, 2026
Brian Arturo DominguezEdward Jones national BDUsaa Investment Services Company no RAUMOtherFeb 6, 2026May 28, 2026 (111 d)
William Florentino Saccone RodriguezPrincipal Securities, Inc. BD affiliatedUsaa Investment Services Company no RAUMOtherJan 28, 2026May 12, 2026 (104 d)
Kyheroh D'Untrea HarrisonMorgan Stanley wirehouseUsaa Investment Services Company no RAUMOtherJan 27, 2026Apr 6, 2026 (69 d)
Leonardo Mateus MurciaOneamerica Securities, Inc. BD affiliatedUsaa Investment Services Company no RAUMOtherOct 22, 2025Jan 21, 2026 (91 d)
Sabiha Gamze KarakusJ.P. Morgan Securities LLC wirehouseUsaa Investment Services Company no RAUMOtherOct 19, 2025May 14, 2026 (207 d)
Maraud Jamal PembertonPrincipal Securities, Inc. BD affiliatedUsaa Investment Services Company no RAUMOtherOct 17, 2025Feb 5, 2026 (111 d)
Jonathan Alexander HolmesStrategic Advisers LLC national BDUsaa Investment Services Company no RAUMOtherSep 16, 2025May 6, 2026 (232 d)
Felicia Annette BelcherJ.P. Morgan Securities LLC wirehouseUsaa Investment Services Company no RAUMOtherAug 21, 2025May 28, 2026 (280 d)
Zulema RomoJ.P. Morgan Securities LLC wirehouseUsaa Investment Services Company no RAUMOtherAug 10, 2025Mar 19, 2026 (221 d)
John M HarperJ.P. Morgan Securities LLC wirehouseUsaa Investment Services Company no RAUMOtherMay 16, 2025Oct 9, 2025 (146 d)
Frederick Stauffer PlattT. Rowe Price Advisory Services, Inc. BD affiliatedUsaa Investment Services Company no RAUMOtherMar 4, 2025Mar 10, 2026 (371 d)
Lori Anne MondelloMorgan Stanley wirehouseUsaa Investment Services Company no RAUMOtherOct 17, 2024Nov 8, 2024
Mariana Ramirez BecerraFisher Investments independent RIAUsaa Investment Services Company no RAUMOtherSep 9, 2024Aug 7, 2025 (332 d)
Rebecca Teresa ChazenAlly Invest Advisors independent RIAUsaa Investment Services Company no RAUMOtherAug 26, 2024Aug 4, 2026 (708 d)
Wade Elmo OnealMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Investment Services Company no RAUMOtherJun 27, 2024Aug 14, 2024 (48 d)
Montana Tori HerronMorgan Stanley wirehouseUsaa Investment Services Company no RAUMOtherJun 25, 2024Nov 4, 2024 (132 d)
Harley Ray SamuelsonEdward Jones national BDUsaa Investment Services Company no RAUMOtherJun 4, 2024Dec 19, 2024 (198 d)
Jason Wayne DempseyCharles Schwab & Co., Inc. national BDUsaa Investment Services Company no RAUMOtherMay 25, 2024Oct 18, 2024 (146 d)
Matthew Michael BarnettJ.P. Morgan Securities LLC wirehouseUsaa Investment Services Company no RAUMOtherApr 24, 2024May 2, 2024
Marius V MadaMorgan Stanley wirehouseUsaa Investment Services Company no RAUMOtherMar 26, 2024May 13, 2024 (48 d)
Vanessa TaveraSchwab Wealth Advisory, Inc. no RAUMUsaa Investment Services Company no RAUMOtherOct 20, 2023Jan 19, 2024 (91 d)
Brandon Lee SlotnessEdward Jones national BDUsaa Investment Services Company no RAUMOtherJul 18, 2023Oct 20, 2023 (94 d)
Chad Peter BarriosCharles Schwab & Co., Inc. national BDUsaa Investment Services Company no RAUMOtherDec 20, 2022Apr 30, 2024 (497 d)
Courtney Dannielle Lewis-WilliamsFidelity Personal And Workplace Advisors BD affiliatedUsaa Investment Services Company no RAUMOtherOct 20, 2022Aug 7, 2024 (657 d)
Michael Evan FarmerCharles Schwab & Co., Inc. national BDUsaa Investment Services Company no RAUMOtherJun 21, 2022Jul 12, 2022
Neal M LittonCharles Schwab & Co., Inc. national BDUsaa Investment Services Company no RAUMOtherJun 15, 2022Jul 8, 2022
Benjamin Daniel CroffordCharles Schwab & Co., Inc. national BDUsaa Investment Services Company no RAUMOtherMay 5, 2022Nov 30, 2022 (209 d)
James Jimmy VeraCitigroup Global Markets Inc. BD affiliatedUsaa Investment Services Company no RAUMOtherApr 1, 2022Jun 30, 2022 (90 d)
Alexander GreaniasJ.P. Morgan Securities LLC wirehouseUsaa Investment Services Company no RAUMOtherFeb 17, 2022Aug 31, 2023 (560 d)
Eric Ryan BremerCitigroup Global Markets Inc. BD affiliatedUsaa Investment Services Company no RAUMOtherOct 21, 2021Nov 18, 2021
Lori Anne MondelloRaymond James & Associates, Inc. national BDUsaa Investment Services Company no RAUMOtherAug 2, 2021Aug 19, 2022 (382 d)
David R AlbrechtCitigroup Global Markets Inc. BD affiliatedUsaa Investment Services Company no RAUMOtherMay 26, 2021Aug 5, 2021 (71 d)
Samuel Lee DansbyTd Ameritrade Investment Management, LLC independent RIAUsaa Investment Services Company no RAUMOtherApr 20, 2021Aug 17, 2021 (119 d)
Gabriel GurauCharles Schwab & Co., Inc. national BDUsaa Investment Services Company BD affiliatedAffiliated broker-dealer or bank to anotherMar 30, 2020Apr 8, 2020
Zachary PorterAmeriprise Financial Services, LLC national BDUsaa Investment Services Company BD affiliatedAffiliated broker-dealer or bank to anotherFeb 25, 2020Mar 26, 2020
Keven Joe JohnsonVanguard Advisers, Inc. BD affiliatedUsaa Investment Services Company BD affiliatedAffiliated broker-dealer or bank to anotherFeb 24, 2020Mar 27, 2020 (32 d)
Vincent LafataEdward Jones national BDUsaa Investment Services Company BD affiliatedAffiliated broker-dealer or bank to anotherFeb 12, 2020Apr 2, 2020 (50 d)
Robert Antoine FilmoreWoodbury Financial Services, Inc. BD affiliatedUsaa Investment Services Company BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2020Apr 9, 2020 (69 d)
Tyler VenegasEquitable Advisors, LLC national BDUsaa Investment Services Company BD affiliatedAffiliated broker-dealer or bank to anotherNov 6, 2019Dec 3, 2019
Victoria AreingdaleCharles Schwab & Co., Inc. national BDUsaa Investment Services Company BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2019Oct 28, 2019
Monica M. JoffreMorgan Stanley wirehouseUsaa Investment Services Company BD affiliatedWirehouse to affiliated broker-dealer or bankSep 25, 2019Oct 7, 2019
Joann Annette ThomasJ.P. Morgan Securities LLC wirehouseUsaa Investment Services Company BD affiliatedWirehouse to affiliated broker-dealer or bankAug 16, 2019Nov 15, 2019 (91 d)
Ather NaqiJ.P. Morgan Securities LLC wirehouseUsaa Investment Services Company BD affiliatedWirehouse to affiliated broker-dealer or bankAug 15, 2019Oct 16, 2019 (62 d)
Roy E McclungTd Ameritrade, Inc. no RAUMUsaa Investment Services Company BD affiliatedOtherAug 14, 2019Nov 21, 2019 (99 d)
Mark Randall GoodrumMutual Of Omaha Investor Services, Inc. no RAUMUsaa Investment Services Company BD affiliatedOtherAug 13, 2019Sep 25, 2019 (43 d)
Timothy Brian YarbroughEdward Jones national BDUsaa Investment Services Company BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2019Mar 16, 2020 (236 d)
David HollandEdward Jones national BDUsaa Investment Services Company BD affiliatedAffiliated broker-dealer or bank to anotherJun 28, 2019Sep 13, 2019 (77 d)
Jonathan Charles GossJ.P. Morgan Securities LLC wirehouseUsaa Investment Services Company BD affiliatedWirehouse to affiliated broker-dealer or bankJun 4, 2019Jun 21, 2019
Daniel WilsonMorgan Stanley wirehouseUsaa Investment Services Company BD affiliatedWirehouse to affiliated broker-dealer or bankMay 30, 2019Jul 29, 2019 (60 d)
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179 moves match.