DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bonnie L Alvarez | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC no RAUM | Other | Apr 20, 2026 | Apr 27, 2026 |
| Jenny Petiote | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC no RAUM | Other | Oct 31, 2025 | Mar 16, 2026 (136 d) |
| Gregory Blaine Vanmeter | LPL Enterprise, LLC BD affiliated | Pruco Securities, LLC no RAUM | Other | Jun 5, 2025 | Jun 20, 2025 |
| Sarah Rose Zawistowski | LPL Enterprise, LLC BD affiliated | Pruco Securities, LLC no RAUM | Other | Jun 5, 2025 | Jun 26, 2025 |
| Jennifer M Dixon | LPL Enterprise, LLC BD affiliated | Pruco Securities, LLC no RAUM | Other | Jun 5, 2025 | Jun 24, 2025 |
| Jeffrey John Sugiyama | LPL Enterprise, LLC BD affiliated | Pruco Securities, LLC no RAUM | Other | Jun 5, 2025 | Jul 2, 2025 |
| Jason Westbrook Kyle | Brookstone Capital Management LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 29, 2024 | Sep 6, 2024 |
| Siyuan Zhang | Transamerica Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Oct 4, 2024 |
| Russell Anthony Brooking | Mcadam LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | Dec 12, 2023 |
| Stephen Nunnery Gilbert | W&S Brokerage Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Sep 26, 2024 |
| Charles David Roberts | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Sep 16, 2024 |
| Kathryn Bierschwale | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Sep 13, 2024 |
| Charles Norman Shaffer | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 13, 2024 |
| Karen Lynn Buckley | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 10, 2024 |
| Trent Shawn Fischer | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 12, 2024 |
| Jeffery Allen Neiggemann | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Sep 16, 2024 |
| Robert Michael Gloss | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Sep 5, 2024 |
| Alexandre F Gomes | Pnc Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Sep 9, 2024 |
| Jerry Allen Wade | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Sep 11, 2024 |
| Tasha Gartner Allard | American Portfolios Advisors, Inc BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Sep 9, 2024 |
| Arthur Edward Feather | Transamerica Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Sep 12, 2024 |
| Robert Deane Lenertz | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Sep 11, 2024 |
| David R Branham | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Sep 5, 2024 |
| Emilio Rios | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2024 | Sep 16, 2024 |
| George Chui | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 30, 2024 | Sep 5, 2024 |
| Richard Carl Precious | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 30, 2024 | Sep 4, 2024 |
| Jake Miller | Citigroup Global Markets Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2024 | Aug 27, 2024 |
| Joseph Robert Garrity | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Aug 26, 2024 |
| Roberto Devilla | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 13, 2024 |
| Avinoam Efraim | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Aug 13, 2024 |
| Robert Marasa | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2024 | Aug 5, 2024 |
| Daniel Robert Kurtz | Ameritas Advisory Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2024 | Jul 26, 2024 |
| Stacey Lynn Ireland | Rfg Advisory, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 31, 2024 | Aug 22, 2024 |
| Mary R Broidy | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2024 | Aug 6, 2024 |
| Gideon Hall | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2024 | Jul 29, 2024 |
| Joseph Dominic Perna | Sharp Financial independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2024 | Sep 4, 2024 (44 d) |
| Maryam Kayvani | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2024 | Aug 20, 2024 |
| Michael Bobilya | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 18, 2024 | Aug 2, 2024 |
| Tyrone Thorpe | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Jul 23, 2024 |
| Sam Chouli | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Jul 17, 2024 |
| Li Dong | Transamerica Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 17, 2024 |
| Stasie Jones | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 12, 2024 | Jul 18, 2024 |
| Robbie Leo Perry | Transamerica Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Jul 9, 2024 |
| Kimberly Bryant | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Oct 7, 2024 (91 d) |
| Michael Pechersky | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 10, 2024 |
| Reginald Lamont Venson | Transamerica Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 23, 2024 |
| Kevin C Mckay | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Aug 19, 2024 (48 d) |
| Joseph Panfil | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 28, 2024 |
| David James Lesko | Stoever Glass Wealth Management, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 24, 2024 | Jun 24, 2024 |
| Kara Ashley Wilcox | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 17, 2024 |
| Robert Brickey | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 17, 2024 |
| Matthew Lott | Proxy Wealth Advisors LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 24, 2024 | Jun 26, 2024 |
| Abidemi Ruth Payne | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 21, 2024 | Jul 11, 2024 |
| Clyde Woodrow Wint | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2024 | Aug 27, 2024 (70 d) |
| Carlie Kent | Raymond James Financial Services Advisors, Inc BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2024 | Jun 21, 2024 |
| John George Slifka | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2024 | May 28, 2024 |
| Luis Cavazos | Bolton Global Asset Management mixed wealth | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2024 | Jun 11, 2024 |
| David Allen Emring | Financial & Tax Architects, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2024 | Sep 16, 2024 (102 d) |
| Michel Banks Woods | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Aug 20, 2024 (77 d) |
| Lam Nguyen | W&S Brokerage Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | May 24, 2024 |
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1,667 moves match.