DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ISLAND INVESTMENT MANAGEMENT LLC asset manager | $1.7B | +23% | 0.0% | 6 | 6 | ||||
| FORA CAPITAL, LLC asset manager | $1.7B | +32% | 0.0% | 1 | 1 | ||||
| WEST RIM CAPITAL ASSOCIATES II, L.P. asset manager | $1.7B | +3.6% | 0.0% | 2 | 22 | ||||
| K•• G••••• I•••••••• ••••• A••••••• L•• other | $1.7B | -22% | 0.0% | 2 | 2 | ||||
| P••••••••• C•••••• M••••••••• L•• asset manager | $1.7B | +6.0% | 0.0% | 1 | 4 | ||||
| N••••••• T•••• S••••••••• I•• BD affiliated | $1.7B | +30% | 96 | $17.3M | 98% | 89% | 21 | 30 | |
| 5•• F•••• asset manager | $1.7B | +1509% | 0.0% | 2 | 19 | ||||
| S•••••••• F••••• W••••• C••••••••• L••••• independent RIA | $1.7B | +27% | 4 | $415M | 95% | 84% | 75 | 1 | |
| L•••• C•••••• S••••••••• L••• independent RIA | $1.7B | +33% | 1 | $1.7B | 77% | 84% | 250 | 2 | 1 |
| P•••••••• E••••• P••••••• L• asset manager | $1.7B | +21% | 0.0% | 1 | 10 | ||||
| I••••• P••••••• L•• asset manager | $1.7B | +17% | 0.0% | 1 | 14 | ||||
| P••••••• I••••••••• L•• asset manager | $1.7B | -0.7% | 0.0% | 1 | 28 | ||||
| H••••• G•• •••• I•• asset manager | $1.7B | +13% | 0.0% | 1 | |||||
| D••••••• A•••• M••••••••• ••• L•• asset manager | $1.7B | 0.0% | 1 | 1 | |||||
| Q•••••• F•••••••• A••••••• asset manager | $1.7B | +15% | 1 | $1.7B | 4.9% | 100% | 19 | 2 | 2 |
| C•••••• G•••• L•• asset manager | $1.7B | +41% | 0.0% | 2 | |||||
| J•••••• A••••••• G••••• L•• independent RIA | $1.7B | +12% | 19 | $87.1M | 96% | 91% | 45 | 4 | |
| D••••••••• C•••••• A•••••••• L•• asset manager | $1.7B | +3.5% | 0.0% | 1 | 12 | ||||
| R•••••••• A•••••••• L• asset manager | $1.7B | +63% | 0.0% | 1 | 5 | ||||
| T•• H•••••• P••••••• G••••• L•• independent RIA | $1.7B | +9.0% | 4 | $413M | 85% | 97% | 91 | 1 | |
| D••• S••••• C•••••• M••••••••• L•• other | $1.7B | +24% | 2 | $826M | 0.0% | 3 | |||
| B••• C•••••• P••••••••• S••••••••• L• asset manager | $1.7B | -36% | 0.0% | 1 | 7 | ||||
| B••• S•• C•••••• L•• asset manager | $1.7B | +9.4% | 0.0% | 1 | 6 | ||||
| M••••• • C•••••• I••••••••• C•••••• other | $1.7B | +11% | 6 | $275M | 19% | 100% | 18 | 1 | |
| L•• R••••• A••••••• I• L•• institutional | $1.6B | -11% | 0.0% | 1 | |||||
| P••••••• C•• S•••••••• L•• independent RIA | $1.6B | +20% | 10 | $165M | 99% | 95% | 62 | 2 | |
| P•••••• F•••••••• A•••••••• L•• independent RIA | $1.6B | +84% | 6 | $275M | 88% | 98% | 42 | 2 | |
| M•• A•••••••• L•• asset manager | $1.6B | +30% | 0.0% | 1 | 2 | ||||
| P••• P••••••• C•••••• L•• other | $1.6B | +111% | 0.0% | 1 | 2 | ||||
| L•••• W••••• M••••••••• L• independent RIA | $1.6B | +23% | 98% | 99% | 1 | ||||
| E•• P••••••• L•• asset manager | $1.6B | +64% | 0.0% | 2 | 13 | ||||
| S•••••••• W••••• P•••••••• L••• independent RIA | $1.6B | +24% | 21 | $78.3M | 94% | 70% | 174 | 7 | |
| C••••••••• I••••••••• P•••••••• L••• asset manager | $1.6B | +1.1% | 0.0% | 3 | 27 | ||||
| S••••••••• C•••••• M••••••••• independent RIA | $1.6B | +17% | 15 | $110M | 100% | 73% | 178 | 1 | |
| B••• W••••• S••••••••• L•• independent RIA | $1.6B | +191% | 49 | $33.5M | 54% | 31% | 56 | 16 | |
| A•• W••••• A••••••• independent RIA | $1.6B | +12% | 16 | $103M | 96% | 86% | 65 | 5 | |
| S•••• G•••• C•••••• A•••••••• L•• independent RIA | $1.6B | +21% | 7 | $234M | 95% | 99% | 124 | 2 | |
| T••• L••• M••••••••• asset manager | $1.6B | +17% | 0.0% | 1 | 1 | ||||
| W••••• W••••• asset manager | $1.6B | -12% | 3 | $545M | 0.7% | 12% | 76 | 2 | 120 |
| F•••• P••••••••• G•••• asset manager | $1.6B | +159% | 1 | $1.6B | 0.0% | 1 | 23 | ||
| U•• F•••••••• E••••••• independent RIA | $1.6B | +2.1% | 26 | $62.9M | 100% | 14% | 395 | 1 | |
| A•••••• P••••••• asset manager | $1.6B | +43% | 0.0% | 1 | 6 | ||||
| P•••••••• I••••••••• M••••••••• C••••••• I••• independent RIA | $1.6B | +18% | 8 | $204M | 90% | 93% | 69 | 1 | |
| F••••••••• L•• asset manager | $1.6B | -2.3% | 0.0% | 1 | 6 | ||||
| P••••••• C•••••• independent RIA | $1.6B | -0.5% | 4 | $408M | 76% | 100% | 1 | ||
| Z••••••••• A••••••••• L•• asset manager | $1.6B | +15% | 0.0% | 2 | 4 | ||||
| T•• J•••••• I••••••••• M••••••••• L•• independent RIA | $1.6B | +0.2% | 6 | $272M | 90% | 58% | 906 | 1 | |
| R•••••• • A••••••••• independent RIA | $1.6B | +9.6% | 12 | $136M | 99% | 84% | 83 | 1 | |
| S•••••••• C••••••• L• asset manager | $1.6B | -13% | 0.0% | 1 | 1 | ||||
| K••••••••• L•• asset manager | $1.6B | 0.0% | 1 | 7 | |||||
| W•••••••• C•••••• L•••••• P••••••••• independent RIA | $1.6B | -1.7% | 60% | 100% | 1 | ||||
| F• F••• A••••••• L•• asset manager | $1.6B | -20% | 0.0% | 2 | |||||
| T•••••• P•••• A•••••••• L•• independent RIA | $1.6B | +9.4% | 16 | $102M | 89% | 90% | 49 | 3 | |
| M•••••• C•••••• mixed wealth | $1.6B | +8.3% | 10 | $163M | 26% | 84% | 31 | 1 | |
| T•••• A••••• M••••••••• L•• asset manager | $1.6B | +19% | 3 | $542M | 1.8% | 2 | |||
| T•••• C•••••• M••••••••• I••• independent RIA | $1.6B | +15% | 13 | $125M | 97% | 87% | 71 | 3 | |
| I••••••• C•••••• M••••••••• I•• other | $1.6B | +37% | 4 | $406M | 17% | 92% | 163 | 1 | 2 |
| L• R•• P••• • A••••••••• L•• independent RIA | $1.6B | +5.7% | 11 | $147M | 90% | 91% | 50 | 1 | |
| T••••• C•••••• M••••••••• L• asset manager | $1.6B | +69% | 0.0% | 1 | 5 | ||||
| P••••••• P•••••• W•••••• L•• independent RIA | $1.6B | +28% | 19 | $85.3M | 71% | 88% | 23 | 6 | 6 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.