DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
652 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| HANTZ FINANCIAL SERVICES, INC. independent RIA | $10B | +28% | 398 | $25.1M | 99% | 45% | 59 | 21 | |
| IHT WEALTH MANAGEMENT LLC BD affiliated | $9.8B | +54% | 160 | $61.3M | 72% | 81% | 157 | 68 | |
| CENTAURUS FINANCIAL, INC. BD affiliated | $9.7B | +20% | 428 | $22.8M | 99% | 13% | 106 | 279 | |
| T•• A•••••••• G•••• BD affiliated | $9.7B | +3.2% | 209 | $46.2M | 90% | 57% | 75 | 111 | |
| H•••••• I••••••••• I••• independent RIA | $9.6B | +27% | 248 | $38.7M | 96% | 28% | 120 | 138 | |
| M•••••• A•••••• N•••••• BD affiliated | $9.6B | +13% | 8 | $1.2B | 97% | 59% | 2,013 | 98 | |
| F••••••• I••••••••• W••••• A•••••• L•• mixed wealth | $9.4B | +45% | 38 | $247M | 48% | 93% | 1,686 | 12 | |
| G••••• W••••• M••••••••• I••• BD affiliated | $9.2B | +65% | 193 | $47.8M | 98% | 12% | 110 | 114 | |
| H•••••• T••••••• • K•••• L•• independent RIA | $9.0B | +16% | 467 | $19.3M | 91% | 12% | 60 | 251 | |
| K•• I••••••••• S••••••• L•• BD affiliated | $8.9B | +45% | 639 | $13.9M | 99% | 20% | 54 | 26 | |
| S•••••• C•••••• A••••••• L•• BD affiliated | $8.9B | +17% | 122 | $72.7M | 97% | 83% | 48 | 15 | |
| A••••••• W••••• A••••••• BD affiliated | $8.8B | +128% | 225 | $39.1M | 84% | 44% | 64 | 105 | |
| C•••••• A••••••• BD affiliated | $8.8B | +0.6% | 620 | $14.1M | 96% | 55% | 25 | 255 | |
| U••• C•••••• W••••• A•••••••• L•• BD affiliated | $8.8B | +20% | 94 | $93.2M | 94% | 90% | 47 | 8 | 1 |
| M••••••• R••••••••• L•• asset manager | $8.7B | -3.3% | 0.0% | 1 | 4 | ||||
| S•••••• C•••••• C••••••••• asset manager | $8.6B | +2.7% | 33 | $261M | 2.3% | 92% | 2 | 1 | |
| T• P•••••• C••••• W••••• L•• BD affiliated | $8.6B | +28% | 533 | $16.1M | 80% | 55% | 48 | 222 | |
| M••••• A•••••••• L•• BD affiliated | $8.5B | +27% | 154 | $55.5M | 94% | 75% | 60 | 76 | |
| B•• M••••• S••••••••• C••••••••• other | $8.4B | +18% | 63 | $134M | 15% | 33% | 51 | 6 | |
| S•••••• S••••••••• I••• BD affiliated | $8.4B | +19% | 170 | $49.7M | 90% | 65% | 70 | 65 | |
| W••••••••• A••••••• P••••••• L•• BD affiliated | $8.3B | +38% | 176 | $47.1M | 93% | 69% | 61 | 70 | |
| B••••• G••••• A•••• M••••••••• BD affiliated | $8.3B | +18% | 150 | $55.2M | 51% | 62% | 37 | 74 | |
| J• W• C••• A•••••••• I••• BD affiliated | $8.2B | +15% | 495 | $16.7M | 96% | 35% | 62 | 279 | |
| H••••••••• F•••••••• A••••••• BD affiliated | $7.9B | +24% | 429 | $18.4M | 99% | 14% | 98 | 788 | |
| R•• P•••••• C•••••• •••• I••• BD affiliated | $7.9B | +16% | 306 | $25.8M | 84% | 75% | 19 | 132 | |
| I•••••• I••••••••• M••••••••• L•• independent RIA | $7.8B | +32% | 50 | $157M | 87% | 85% | 85 | 3 | 3 |
| G••••••••• F•••• D••••••••• L•• asset manager | $7.8B | +14% | 0.0% | 3 | |||||
| A•••••• P••••••• P•••••••• I••• BD affiliated | $7.6B | +9.2% | 252 | $30.0M | 69% | 69% | 30 | 170 | |
| R••••••••• A•• W••••• A• A••••••• L•• institutional | $7.4B | +64% | 44 | $168M | 0.0% | 12 | |||
| B•• • M•• B•• M••••••••• L•• asset manager | $7.2B | 0.0% | 13 | ||||||
| H••••• I••••••••• A•••••••• L•• mixed wealth | $6.9B | +14% | 31 | $222M | 42% | 92% | 108 | 2 | |
| T••••••• A•••••• N••••••• L•• BD affiliated | $6.8B | +2.8% | 119 | $57.4M | 98% | 44% | 123 | 28 | |
| L•••• F••• A••••••• S••••••• BD affiliated | $6.5B | +23% | 145 | $45.1M | 73% | 67% | 103 | 71 | |
| O•••• I••••••••• I••• BD affiliated | $6.5B | +61% | 544 | $11.9M | 75% | 8.0% | 29 | 622 | |
| M••••••••• R••••••••• BD affiliated | $6.3B | +5.9% | 131 | $48.2M | 91% | 9.8% | 309 | 12 | |
| K••••• A•••••••• I••• BD affiliated | $6.3B | +13% | 258 | $24.3M | 89% | 50% | 50 | 199 | |
| S•• BD affiliated | $6.1B | +7.9% | 477 | $12.8M | 96% | 29% | 64 | 337 | |
| T• R••• P•••• A••••••• S•••••••• I••• BD affiliated | $5.9B | +53% | 500 | $11.8M | 100% | 0.0% | 27 | 2 | |
| L•••••• S•• I••••••••• A•••••••• L••••• BD affiliated | $5.7B | +32% | 159 | $36.1M | 90% | 51% | 86 | 71 | |
| W•••••• S••••••••• I••• BD affiliated | $5.7B | -1.0% | 222 | $25.6M | 95% | 51% | 45 | 59 | |
| G•••••••• W••••• P••••••• BD affiliated | $5.7B | +15% | 106 | $53.6M | 99% | 67% | 78 | 52 | |
| D••••• independent RIA | $5.6B | +19% | 30 | $188M | 91% | 62% | 426 | 2 | 1 |
| L••••• F•••••••• G••••• L•• BD affiliated | $5.5B | +36% | 68 | $80.6M | 99% | 82% | 73 | 21 | |
| I•••••••• A•••••••• L•• BD affiliated | $5.4B | +125% | 358 | $15.1M | 89% | 55% | 30 | 129 | |
| I••••••• A••••••• S•••••••• L•• mixed wealth | $5.2B | +43% | 222 | $23.3M | 44% | 64% | 15 | 17 | 1 |
| J•••••••• I••••••••• A••••••• L•• mixed wealth | $5.2B | +0.6% | 119 | $43.3M | 40% | 10 | |||
| H•••• C•••••• A••••••• L•• asset manager | $5.1B | +46% | 0.0% | 46 | 6 | ||||
| S••••• A••••••• I••• BD affiliated | $5.1B | +13% | 233 | $21.9M | 96% | 53% | 42 | 156 | |
| T••••••• B•••••• A•• R••••••••• A••••••• institutional | $5.1B | +11% | 7 | $723M | 0.0% | 1 | |||
| S••••• I••••••••• A•••••••• L•• BD affiliated | $5.0B | +14% | 10 | $501M | 96% | 72% | 776 | 78 | |
| N•••••• F•••••••• G••••• I••• independent RIA | $4.8B | +23% | 89 | $53.6M | 96% | 74% | 62 | 40 | |
| G•• S••••••••• I••• BD affiliated | $4.8B | +30% | 447 | $10.6M | 100% | 18% | 84 | 26 | |
| D•••••••• A••••••• S•••••••• L•• BD affiliated | $4.6B | +45% | 117 | $39.7M | 94% | 47% | 44 | 28 | |
| I••••••••• X• A••••••• asset manager | $4.5B | +146% | 2 | $2.3B | 0.0% | 2 | 20 | ||
| S•••• W••••• M••••••••• L•• BD affiliated | $4.5B | -2.2% | 67 | $67.4M | 96% | 30% | 92 | 48 | |
| M•• A•••••••• I••• asset manager | $4.3B | +10% | 0.0% | 8 | 15 | ||||
| A••••• R••• E••••• F••• A••••••• L•• asset manager | $4.3B | -25% | 0.0% | 29 | |||||
| B• R•••• W••••• A•••••••• I••• BD affiliated | $4.2B | -40% | 167 | $25.2M | 95% | 47% | 60 | 96 | |
| S••• M••••••• F••• M••••••••• L•• asset manager | $4.2B | +5.5% | 0.0% | 11 | 22 | ||||
| F••••••• F•••••••• S••••••••• L•• independent RIA | $4.1B | +25% | 117 | $35.3M | 89% | 58% | 82 | 69 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.