DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Practices

What each practice looks like, from what it filed

A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.

FirmRAUM1yAdvisorsPer advisorPrivate clientsHNW of privateClients / advisorOfficesFunds
FIDUCIARYVEST, LLC institutional$4.9B+12%5$987M2.9%100%2
STABLE ASSET MANAGEMENT LP institutional$4.6B+5.8%0.0%45
PERFORMA LIMITED (US), LLC other$4.5B+21%0.0%22
ALASKA PERMANENT CAPITAL MANAGEMENT, LLC institutional$4.4B+7.6%1$4.4B0.0%1
PCA INVESTMENT ADVISORY SERVICES, INC. mixed wealth$4.3B+20%10$431M22%81%871
PROMANAGE, LLC institutional$4.1B-33%3$1.4B0.0%1
WINTHROP CAPITAL MANAGEMENT institutional$4.0B+2.0%4$993M10.0%45%11711
ADVUS FINANCIAL PARTNERS, LLC mixed wealth$4.0B+29%11$361M24%88%403
GUIDESTONE INVESTMENT SERVICES institutional$3.9B0.0%1
IMA ADVISORY SERVICES, INC. mixed wealth$3.9B+47%45$86.8M22%88%108
TWO WEST CAPITAL ADVISORS LLC institutional$3.9B+20%16$243M7.1%70%232
ASSUREDPARTNERS INVESTMENT ADVISORS mixed wealth$3.9B+19%33$118M32%63%5518
ATTUCKS ASSET MANAGEMENT, LLC institutional$3.9B+14%0.0%1
SPEARHEAD ADMINISTRATIVE SERVICES, LLC other$3.8B+78%5$766M0.0%425
RETIREMENT PLAN ADVISORS, LLC mixed wealth$3.5B+88%47$75.3M23%20%17231
VALLEY FORGE INVESTMENT CONSULTANTS, INC. mixed wealth$3.5B+23%12$291M28%96%201
WESTFULLER ADVISORS, LLC institutional$3.4B+58%8$421M7.1%100%2
RED CEDAR INVESTMENT MANAGEMENT other$3.3B+68%8$416M0.0%21
FAIRCOURT PARTNERS, LLC institutional$3.1B+28%4$780M0.9%94%31
OAKMONT CAPITAL MANAGEMENT, LLC other$3.1B+390%10$309M16%91%292
DISCIPLINA CAPITAL MANAGEMENT, LLC institutional$3.1B+29%3$1.0B0.8%93%3
IWC INVESTMENT PARTNERS A/S institutional$2.9B-0.8%0.0%2
ASSET MANAGEMENT ONE USA INC. institutional$2.9B-60%0.0%14
DESCHUTES INVESTMENT CONSULTING, LLC other$2.9B+17%8$361M17%84%502
INVESTMENT CONSULTING GROUP INC other$2.8B+9.2%2$1.4B12%93%622
MARINER INSTITUTIONAL, LLC other$2.8B+11%17$166M18%100%16
EXPAND FINANCIAL, LLC institutional$2.8B+51%6$462M3.1%80%203
ADVANCED PORTFOLIO MANAGEMENT, LLC institutional$2.7B+24%0.0%1
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC mixed wealth$2.7B+25%15$180M30%60%1331
36 NORTH CAPITAL MANAGEMENT, LLC institutional$2.7B+14%3$890M0.0%1
MULTNOMAH GROUP, INC. institutional$2.7B+20%15$178M6.1%81%91
INGHAM RETIREMENT GROUP mixed wealth$2.6B+13%10$262M26%77%801
LCG ASSOCIATES, INC. other$2.6B+7.7%4$652M4.0%100%3
MAS ADVISORS LLC institutional$2.6B+71%4$639M1.6%98%43
CKW FINANCIAL GROUP, LLC mixed wealth$2.5B+14%1$2.5B31%92%5442
RETIREMENT RESOURCES INVESTMENT CORPORATION institutional$2.4B+23%2$1.2B6.5%82%611
PRODIGY ASSET MANAGEMENT LLC other$2.4B+14%5$487M16%98%1411
STAIRWAY PARTNERS, LLC institutional$2.4B+16%4$590M8.8%98%131
MISSION PRIME LLC institutional$2.3B+3.9%2$1.2B0.0%1
CORNERSTONE MANAGEMENT, INC. other$2.3B+21%9$254M14%86%211
SELLWOOD INVESTMENT PARTNERS LLC institutional$2.3B+16%8$285M5.6%100%11
BEIRNE. other$2.3B+14%4$565M12%72%1093
TWELVE POINTS WEALTH MANAGEMENT mixed wealth$2.2B+32%20$112M29%52%302
DETALUS ADVISORS, LLC mixed wealth$2.2B+139%13$171M35%82%511
JD EUROWAY CAPITAL PARTNERS LLC mixed wealth$2.2B26%100%12
1834 INVESTMENT ADVISORS CO. mixed wealth$2.2B+112%17$129M46%93%2211
MERCER INVESTMENT SOLUTIONS LLC other$2.2B-0.0%0.0%1
PINNACLE PENSION CONSULTANTS LLC institutional$2.2B+43%3$723M0.0%1
FIDUCIARY ADVISORS, INC. institutional$2.1B+22%3$702M9.4%89%361
COMPERIO RETIREMENT CONSULTING, INC. institutional$2.0B-1.3%2$993M0.0%1
AXIA ADVISORY other$1.9B+2.1%4$470M10%91%231
LATASH INVESTMENTS, LLC other$1.7B+12%3$579M16%100%13
RAFFA INVESTMENT ADVISERS other$1.7B+10%6$283M19%97%126
MATISSE CAPITAL mixed wealth$1.6B+8.3%10$163M26%84%3111
KINGS PATH PARTNERS LLC mixed wealth$1.5B+20%4$382M23%75%391
ANDERSON FINANCIAL PARTNERS, INC. mixed wealth$1.5B+29%25%100%1
THE INFORMED MOMENTUM COMPANY LLC institutional$1.5B+36%3$498M0.0%2
ACUITAS INVESTMENTS, LLC institutional$1.5B+15%2$741M0.0%12
NEBRODI PARTNERS, LLC institutional$1.5B-0.3%0.0%1
GAM USA INC. other$1.5B+35%0.0%45
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277 practices match (OCIO / institutional advisory). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.