DFX Intelligence
RIA Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ADVISOR RESOURCE COUNCIL independent RIA | $3.5B | +16% | 87 | $40.1M | 96% | 56% | 134 | 53 | |
| DONALDSON CAPITAL MANAGEMENT LLC independent RIA | $3.5B | +12% | 46 | $75.3M | 84% | 86% | 38 | 4 | |
| ARVEST WEALTH MANAGEMENT independent RIA | $3.4B | +22% | 204 | $16.9M | 85% | 45% | 33 | 179 | |
| MOORS & CABOT, INC BD affiliated | $3.4B | +24% | 82 | $41.9M | 92% | 71% | 60 | 31 | |
| FLAGSHIP HARBOR ADVISORS, LLC independent RIA | $3.4B | +14% | 60 | $57.0M | 99% | 75% | 121 | 37 | |
| XML FINANCIAL GROUP independent RIA | $3.3B | +10% | 28 | $118M | 97% | 43% | 103 | 26 | |
| PFG ADVISORS independent RIA | $3.3B | +5.8% | 82 | $39.8M | 97% | 51% | 92 | 132 | |
| GRYPHON WEALTH independent RIA | $3.2B | 11 | $295M | 100% | 97% | 63 | 1 | ||
| TRILOGY CAPITAL, INC. independent RIA | $3.2B | +22% | 73 | $44.0M | 81% | 39% | 110 | 12 | |
| M HOLDINGS SECURITIES, INC. BD affiliated | $3.2B | -21% | 179 | $17.9M | 95% | 38% | 24 | 106 | |
| CSENGE ADVISORY GROUP, LLC independent RIA | $3.2B | +10.0% | 76 | $41.7M | 98% | 65% | 94 | 37 | |
| ADVISORNET WEALTH PARTNERS independent RIA | $3.1B | +35% | 58 | $54.3M | 99% | 72% | 60 | 38 | |
| SANTANDER SECURITIES BD affiliated | $3.1B | +23% | 159 | $19.8M | 91% | 0.0% | 68 | 418 | |
| WINTHROP WEALTH independent RIA | $3.1B | +19% | 28 | $111M | 95% | 85% | 86 | 19 | |
| IMPACT PARTNERSHIP WEALTH, LLC independent RIA | $3.0B | +76% | 88 | $33.7M | 99% | 33% | 91 | 80 | |
| TRANSCEND CAPITAL ADVISORS, LLC independent RIA | $2.9B | -6.0% | 17 | $171M | 91% | 92% | 63 | 5 | 12 |
| FARTHER ASSET MANAGEMENT, LLC independent RIA | $2.9B | +900% | 2 | $1.5B | 100% | 43% | 4,822 | 1 | 2 |
| RMR WEALTH BUILDERS, INC. independent RIA | $2.9B | +31% | 54 | $53.4M | 62% | 75% | 35 | 24 | |
| REGAL INVESTMENT ADVISORS LLC BD affiliated | $2.9B | +18% | 120 | $24.0M | 95% | 42% | 69 | 78 | |
| COOPER MCMANUS independent RIA | $2.9B | +11% | 64 | $44.6M | 93% | 53% | 53 | 29 | |
| TITLEIST ASSET MANAGEMENT, LLC independent RIA | $2.8B | +28% | 44 | $63.5M | 94% | 55% | 48 | 17 | |
| DIVERSIFIED, LLC independent RIA | $2.8B | +34% | 29 | $96.2M | 95% | 83% | 68 | 12 | 1 |
| LRI INVESTMENTS independent RIA | $2.8B | +98% | 24 | $116M | 68% | 96% | 20 | 4 | |
| ESI FINANCIAL ADVISORS independent RIA | $2.8B | +31% | 506 | $5.5M | 95% | 46% | 24 | 258 | |
| MARINER independent RIA | $2.8B | 6 | $462M | 100% | 15% | 590 | 3 | ||
| ARETE WEALTH ADVISORS, LLC BD affiliated | $2.7B | -13% | 143 | $19.2M | 93% | 80% | 37 | 27 | |
| BILL FEW ASSOCIATES, INC. independent RIA | $2.7B | +3.0% | 28 | $97.3M | 99% | 26% | 106 | 3 | |
| VALLEY WEALTH MANAGERS, INC. independent RIA | $2.7B | +16% | 47 | $57.1M | 77% | 90% | 18 | 13 | |
| PHILLIPS AND COMPANY ADVISORS LLC independent RIA | $2.7B | +17% | 13 | $205M | 70% | 87% | 85 | 1 | |
| JACOBI CAPITAL MANAGEMENT, LLC independent RIA | $2.6B | +21% | 31 | $85.2M | 90% | 84% | 94 | 4 | |
| SUNBELT SECURITIES BD affiliated | $2.6B | +6.1% | 63 | $41.9M | 98% | 19% | 98 | 19 | |
| THE PATRIOT FINANCIAL GROUP, LLC independent RIA | $2.6B | +25% | 35 | $75.4M | 54% | 62% | 67 | 25 | |
| FIRST CITIZENS INVESTOR SERVICES, INC. BD affiliated | $2.6B | +25% | 407 | $6.5M | 99% | 39% | 19 | 112 | |
| POPULAR SECURITIES, LLC mixed wealth | $2.6B | +16% | 58 | $45.2M | 26% | 67% | 24 | 9 | |
| CREATIVEONE SECURITIES, LLC BD affiliated | $2.5B | +20% | 127 | $20.0M | 89% | 28% | 97 | 126 | |
| STRATEGIC BLUEPRINT, LLC independent RIA | $2.5B | -5.1% | 54 | $47.0M | 98% | 70% | 62 | 27 | |
| CKW FINANCIAL GROUP, LLC mixed wealth | $2.5B | +14% | 1 | $2.5B | 31% | 92% | 544 | 2 | |
| HILLTOP SECURITIES INC. BD affiliated | $2.5B | +11% | 166 | $15.1M | 90% | 63% | 20 | 19 | |
| PERENNIAL FINANCIAL SERVICES independent RIA | $2.5B | +32% | 49 | $51.0M | 93% | 79% | 63 | 15 | |
| BANKERS LIFE ADVISORY SERVICES, INC. BD affiliated | $2.5B | +28% | 533 | $4.7M | 99% | 4.0% | 27 | 137 | |
| RETIREMENT RESOURCES INVESTMENT CORPORATION institutional | $2.4B | +23% | 2 | $1.2B | 6.5% | 82% | 61 | 1 | |
| GRYPHON FINANCIAL PARTNERS independent RIA | $2.4B | +20% | 16 | $152M | 100% | 96% | 41 | 5 | |
| SENTRY ADVISORS, LLC independent RIA | $2.4B | -2.3% | 4 | $602M | 96% | 100% | 37 | 2 | |
| NEWSQUARE CAPITAL, LLC independent RIA | $2.4B | +24% | 6 | $399M | 97% | 61% | 351 | 1 | |
| IFC ADVISORS LLC independent RIA | $2.3B | +0.3% | 9 | $260M | 89% | 99% | 38 | 2 | 3 |
| KEYSTONE FINANCIAL GROUP, LLC independent RIA | $2.3B | +26% | 34 | $68.8M | 98% | 52% | 194 | 9 | |
| AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. BD affiliated | $2.3B | +17% | 64 | $36.4M | 100% | 6 | |||
| SUMMIT WEALTH GROUP independent RIA | $2.3B | 35 | $65.9M | 100% | 66% | 89 | 11 | ||
| A.G.P / ALLIANCE GLOBAL PARTNERS independent RIA | $2.3B | +36% | 131 | $17.6M | 92% | 46% | 51 | 18 | 1 |
| MONECO ADVISORS independent RIA | $2.3B | +19% | 49 | $46.5M | 98% | 76% | 57 | 8 | |
| GATEWAY WEALTH PARTNERS, LLC independent RIA | $2.3B | +82% | 104 | $21.9M | 98% | 59% | 70 | 26 | |
| STONEBRIDGE FINANCIAL GROUP, LLC independent RIA | $2.3B | +24% | 25 | $91.1M | 72% | 79% | 51 | 5 | |
| FOCUSED WEALTH MANAGEMENT, INC. independent RIA | $2.3B | +20% | 11 | $206M | 55% | 65% | 197 | 1 | |
| WATERLOO CAPITAL independent RIA | $2.3B | +34% | 53 | $42.7M | 90% | 81% | 49 | 13 | |
| TWELVE POINTS WEALTH MANAGEMENT mixed wealth | $2.2B | +32% | 20 | $112M | 29% | 52% | 30 | 2 | |
| GOLDEN STATE WEALTH MANAGEMENT, LLC independent RIA | $2.2B | +21% | 47 | $47.1M | 97% | 78% | 88 | 27 | |
| JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC BD affiliated | $2.2B | +11% | 64 | $34.3M | 100% | 19% | 556 | 8 | |
| EURO PACIFIC ASSET MANAGEMENT, LLC mixed wealth | $2.2B | +60% | 10 | $218M | 45% | 31% | 359 | 1 | |
| CAPITOL SECURITIES MANAGEMENT, INC. independent RIA | $2.2B | +19% | 96 | $22.5M | 64% | 60% | 33 | 38 | |
| TRANSAMERICA FINANCIAL ADVISORS, LLC BD affiliated | $2.1B | +22% | 1,118 | $1.9M | 98% | 20% | 38 | 261 |
1,073 practices match (Wrap program sponsor). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.