DFX Intelligence
RIA Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| TEMPLETON GLOBAL ADVISORS LIMITED asset manager | $26B | -13% | 0.5% | 100% | 1 | ||||
| BLUE OWL INSURANCE SOLUTIONS institutional | $26B | +14% | 0.0% | 4 | |||||
| IMPAX ASSET MANAGEMENT, LTD. asset manager | $26B | +11% | 0.9% | 97% | 1 | ||||
| F•• I••••••••• M••••••••• ••• L•••••• asset manager | $26B | +71% | 0.0% | 1 | 4 | ||||
| A•• C••••• M••••••••• L•• asset manager | $26B | +41% | 0.0% | 1 | 53 | ||||
| C•••• I••••••••• I••• institutional | $26B | -6.4% | 0.0% | 1 | 2 | ||||
| P•••••• S••••••••• R••••• M•••••• I••• L•• other | $26B | -26% | 0.0% | 3 | 8 | ||||
| A•••• P•••••• D••• asset manager | $26B | +14% | 0.0% | 2 | 56 | ||||
| S•••••••• V•••• P•••••••• L•• asset manager | $26B | +9.3% | 0.0% | 4 | 20 | ||||
| K•• C•••••• P••••••• asset manager | $26B | +1.4% | 0.0% | 4 | 60 | ||||
| P••••• S••••• C•••••• M••••••••• L•• asset manager | $26B | -5.5% | 3 | $8.5B | 1.4% | 100% | 3 | 62 | |
| C•• A••••••• ••••• I••• asset manager | $26B | +22% | 0.0% | 6 | |||||
| H•• I••••••••• I••••••••• L•• independent RIA | $25B | +16% | 1 | $25B | 53% | 100% | 1 | ||
| H••••• • C••• L•• other | $25B | +21% | 38 | $669M | 20% | 95% | 38 | 7 | 11 |
| S•••• A•••• M••••••••• C••• L••• other | $25B | +4.4% | 0.0% | 1 | |||||
| A••••• C•••••• M••••••••• L•• asset manager | $25B | +40% | 0.0% | 4 | 26 | ||||
| P••••• M•••• F•••••••• A••••••• independent RIA | $25B | +15% | 132 | $190M | 99% | 99% | 30 | 14 | |
| P•••••••• C•••••• A••••••• L•• asset manager | $25B | +3.8% | 0.0% | 2 | 5 | ||||
| P••••••• S••••• C•••••• M••••••••• L••• asset manager | $25B | +8.3% | 1 | $25B | 0.0% | 1 | 4 | ||
| T•••• F•••• E•••• I••••••••• G••••• L•• asset manager | $25B | 0.0% | 1 | 1 | |||||
| L•• E••••••••• L•• BD affiliated | $25B | +32% | 3,125 | $8.0M | 98% | 52% | 33 | 1,141 | |
| R••••• L•• mixed wealth | $25B | -11% | 25% | 0.0% | 2 | 1 | |||
| G••••• H••••••• • A••••••••• L• institutional | $25B | +9.1% | 3 | $8.3B | 0.0% | 1 | 1 | ||
| W•• W••••• M••••••••• L•••••• mixed wealth | $25B | 1 | $25B | 25% | 100% | 5,426 | 2 | ||
| H••••• I••••••••• M••••••••• L•••••• asset manager | $25B | -0.5% | 0.0% | 1 | |||||
| F•••••••• H••••• ••• L•• asset manager | $25B | +21% | 0.0% | 1 | 1 | ||||
| D•••••••• • C•••••• L•• BD affiliated | $25B | +9.9% | 337 | $73.3M | 72% | 79% | 50 | 30 | 3 |
| T•• B•••••• G••••• L••••• asset manager | $25B | +4.6% | 0.0% | 1 | 12 | ||||
| U••••• C•••••• F•••••••• A••••••• independent RIA | $25B | +43% | 164 | $150M | 84% | 53% | 151 | 47 | |
| J•••••••• F•••••• L•• asset manager | $25B | +28% | 0.0% | 1 | 50 | ||||
| F•••••••• I••••••••• S••••••• L•••••• asset manager | $25B | -18% | 0.0% | 1 | 1 | ||||
| A••• I••••••••• M••••••••• L• asset manager | $25B | +36% | 1 | $25B | 0.0% | 1 | 6 | ||
| G•••••• F••••• L•• asset manager | $25B | +12% | 3 | $8.2B | 0.0% | 3 | 4 | ||
| M•• I••••••••• A•••••••• L•• asset manager | $25B | -40% | 0.0% | 2 | |||||
| D•• A••••••••• G••••• L•••••• asset manager | $25B | +48% | 0.0% | 1 | |||||
| M•••••••• I••••••••• M••••••••• E••••• L•••••• asset manager | $25B | +65% | 0.0% | 2 | |||||
| B•••• H•••• I••••••••• L••• independent RIA | $24B | +14% | 20 | $1.2B | 84% | 59% | 1,332 | 1 | 1 |
| P••• P•••••• P•••••••• I••••••••• L••• institutional | $24B | +3.6% | 0.0% | 16 | |||||
| F•••• C•••••• A••••••• S••••••• BD affiliated | $24B | +11% | 1,036 | $23.6M | 100% | 18% | 110 | 187 | |
| O••••••••• A•••• M••••••••• L•• institutional | $24B | -6.7% | 2 | $12B | 0.0% | 1 | |||
| P••••• A•••• M••••••••• L•••••• asset manager | $24B | +14% | 0.0% | 1 | |||||
| G• I••••••••• M••••••••• asset manager | $24B | -0.3% | 0.0% | 1 | |||||
| M••••• M••••• I••• mixed wealth | $24B | +18% | 11 | $2.2B | 48% | 54% | 2,653 | 2 | |
| T••••• W••••• I••••••••• M••••••••• asset manager | $24B | +1.7% | 0.0% | 3 | 3 | ||||
| E•••••• A•••• M••••••••• L•• asset manager | $24B | 0.0% | 1 | 52 | |||||
| M••••• C•••••• M••••••••• L•• asset manager | $24B | +1.5% | 1 | $24B | 0.0% | 1 | 29 | ||
| X••••••• L•• institutional | $24B | +18% | 1 | $24B | 0.2% | 93% | 7 | 2 | |
| B••••••••• L•• asset manager | $24B | +52% | 0.0% | 2 | 13 | ||||
| B•• U• R••• E••••• L• asset manager | $24B | +32% | 0.0% | 9 | 82 | ||||
| P••••••••• E••••• P••••••• L••••• asset manager | $24B | +6.3% | 0.0% | 5 | 39 | ||||
| P•••••••• F•••••••• P•••••••• L•• institutional | $24B | +16% | 11 | $2.2B | 0.0% | 2 | |||
| T• R••• P•••• J••••• I••• asset manager | $24B | -19% | 0.0% | 1 | |||||
| B••••••••• ••••• L•••••• P••••••••• other | $24B | -2.6% | 0.0% | 7 | 24 | ||||
| P•••• C•••••• M••••••••• L•• asset manager | $24B | -36% | 7 | $3.4B | 5.7% | 100% | 192 | 4 | 2 |
| T•••••••• A•••• M••••••••• L••• asset manager | $24B | -33% | 0.0% | 100% | 3 | ||||
| C•••• A•••• M••••••••• •••• K•••• L•••••• asset manager | $24B | +88% | 0.0% | 1 | 1 | ||||
| M•••• F•••••••• A••••••• BD affiliated | $24B | +126% | 283 | $84.4M | 75% | 63% | 71 | 66 | |
| F•• institutional | $24B | +16% | 2 | $12B | 0.7% | 95% | 23 | 3 | |
| I••••••••• F•••••••• P••••••• L•• asset manager | $24B | +35% | 0.0% | 1 | 2 | ||||
| S•••••••• F•••••• independent RIA | $24B | +21% | 53% | 99% | 1 |
17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.