DFX Intelligence
RIA Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ACCEL-KKR asset manager | $24B | +0.3% | 0.0% | 5 | 32 | ||||
| SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD asset manager | $24B | +13% | 0.0% | 1 | |||||
| SYSTEMATICA INVESTMENTS LIMITED asset manager | $24B | +13% | 0.0% | 1 | 15 | ||||
| S••••••••• I••••••••• G• L•••••• asset manager | $24B | +13% | 0.0% | 2 | |||||
| S••••••••• I••••••••• U• L•• asset manager | $24B | +13% | 0.0% | 1 | |||||
| M•••• C•••••• M••••••••• L• asset manager | $24B | 0.0% | 3 | 5 | |||||
| H•••••• B••••• P••••••• L•• asset manager | $24B | +5.8% | 0.0% | 2 | 45 | ||||
| K• I••••••••• M••••••••• L•• asset manager | $24B | +20% | 0.0% | 1 | 26 | ||||
| I••••••••• W••••• C••••••• L•• independent RIA | $24B | +25% | 478 | $49.3M | 97% | 70% | 61 | 121 | |
| T••••••••• A•••• M••••••••• ••• L• asset manager | $23B | +18% | 0.0% | 1 | 1 | ||||
| L••••••••• I••••••••• M••••••••• C•• L•• institutional | $23B | +24% | 1.0% | 100% | 1 | ||||
| W•••••• A••••••• L• asset manager | $23B | -16% | 40 | $584M | 0.9% | 97% | 2 | 1 | 1 |
| O••••• F•••••••• G••••• L•• independent RIA | $23B | +19% | 50 | $467M | 59% | 100% | 12 | 7 | 48 |
| N•• H•••••• C••••••• L•• asset manager | $23B | +115% | 0.0% | 1 | |||||
| J• O• H••••• C•••••• M••••••••• L•••••• asset manager | $23B | -3.8% | 0.0% | 3 | |||||
| J••••• P••• G•••• L•• independent RIA | $23B | +28% | 14 | $1.7B | 67% | 100% | 12 | 4 | 45 |
| E•••••••• G••• M•••••• L• asset m•••••• | $23B | +71% | 1 | $23B | 0.0% | 8 | 1 | ||
| C•••••• A••••••• G••••• I•• other | $23B | -12% | 6 | $3.8B | 0.1% | 100% | 3 | ||
| J•••••• I••••••••• C••••••• I••• independent RIA | $23B | +10% | 65 | $354M | 67% | 96% | 81 | 6 | |
| E••••••• T••••• C•••••••• L•• asset manager | $23B | +126% | 0.0% | 2 | |||||
| O• P•••••• C•••••• mixed wealth | $23B | +13% | 26% | 100% | 1 | 28 | |||
| C••• I••••••••• M••••••••• asset manager | $23B | +26% | 0.0% | 6 | 17 | ||||
| P••••••••• S••••• S••••••••• L•• institutional | $23B | +4.9% | 0.0% | 1 | |||||
| T••••••• P•••••• I••••••••• asset manager | $23B | 1 | $23B | 0.0% | 1 | 36 | |||
| C••••••••• O•••• I••• asset manager | $23B | +17% | 0.0% | 3 | 32 | ||||
| S••••• B••••• • H••••• other | $23B | +6.4% | 2 | $11B | 12% | 38% | 2,669 | 5 | 5 |
| B•••••• S••••• P••••••• L•••••• asset manager | $23B | +19% | 0.0% | 1 | 34 | ||||
| M•• C•••••• A•••••••• L•• institutional | $23B | +12% | 0.0% | 1 | |||||
| B••••• I••••••••• I••••••••• L•• institutional | $23B | +32% | 0.0% | 1 | 1 | ||||
| S••• BD affiliated | $23B | +20% | 140 | $161M | 96% | 78% | 68 | 26 | |
| C•••••••• M••••••••• L••• other | $23B | +9.8% | 1 | $23B | 0.0% | 4 | 37 | ||
| T•• asset manager | $23B | +12% | 0.0% | 3 | 34 | ||||
| O••• P••••••• M•••••• L• asset m•••••• | $22B | +8.9% | 0.0% | 3 | 35 | ||||
| P•••• F•••••• A••••••• L••• asset manager | $22B | +8.4% | 0.0% | 3 | 32 | ||||
| E•• M••••••••• C••••••• L•• asset manager | $22B | +12% | 0.0% | 2 | 66 | ||||
| C•• S•••••••• P••••••• •••••• L•• asset manager | $22B | +18% | 0.0% | 1 | 22 | ||||
| D••••• P••••••• asset manager | $22B | +20% | 0.0% | 3 | 15 | ||||
| W•••••••• A•••• M••••••••• L•• asset manager | $22B | -13% | 0.0% | 1 | 31 | ||||
| V••••• A•••• M••••••••• other | $22B | +82% | 6 | $3.7B | 16% | 88% | 218 | 7 | |
| L•••••• I••••••••• independent RIA | $22B | +16% | 916 | $24.0M | 99% | 20% | 151 | 315 | |
| D•••• S••••••• A••••••• • N•• I••• asset manager | $22B | +19% | 0.3% | 100% | 2 | ||||
| H••••••• C••••••••• A••••••••• I••• institutional | $22B | +8.4% | 3 | $7.3B | 1.4% | 99% | 15 | 1 | |
| M••••••• I••••••••• P••••••• other | $22B | -15% | 0.0% | 1 | |||||
| R••••• C•••••• M••••••••• L•• asset manager | $22B | +18% | 0.0% | 5 | 22 | ||||
| N••• I••••••••• asset manager | $22B | +265% | 0.0% | 1 | |||||
| L••• P••• C•••••• L•• asset manager | $22B | +7.4% | 0.0% | 2 | 14 | ||||
| S••••••••• C•••••• G••••• L•• asset manager | $22B | +8.3% | 0.0% | 5 | 10 | ||||
| E••••••••• P••••••• L••• independent RIA | $22B | +11% | 71% | 100% | 2 | 51 | |||
| E••••••• M••••••••• L•• mixed wealth | $22B | -40% | 2 | $11B | 24% | 28% | 421 | 2 | |
| T•• M••••••• V••• L•• asset manager | $21B | +6.0% | 0.0% | 1 | 26 | ||||
| H••••••• C•••••• asset manager | $21B | +24% | 0.0% | 2 | 1 | ||||
| U••••••• I••••••••• L••• asset manager | $21B | +24% | 0.0% | 2 | 45 | ||||
| P•••• C•••••• M••••••••• L•• asset manager | $21B | +48% | 0.0% | 2 | |||||
| O••••••••• A•••• M••••••••• BD affiliated | $21B | +6.8% | 5 | $4.3B | 82% | 25% | 8,360 | 3 | |
| A••••••• M•••• M••••••••• C••••••••• ••••••• institutional | $21B | +6.1% | 0.0% | 1 | 14 | ||||
| M•• P•••••••• L••• asset manager | $21B | -12% | 0.0% | 13 | 53 | ||||
| A••••• L•• • P••••••• institutional | $21B | +13% | 0.0% | 2 | 1 | ||||
| G•••••• S•••• A•••• M••••••••• •••• K•••• L•••••• institutional | $21B | +64% | 0.0% | 1 | |||||
| C••• A•• V•••• A•••••••• L•• asset manager | $21B | +3.3% | 0.0% | 4 | 2 | ||||
| T••••••• S••••• • W••••••• L•• asset manager | $21B | +1.6% | 19 | $1.1B | 5.5% | 60% | 11 | 1 | 4 |
17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.