DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Transamerica Retirement Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bret Contreras | Voya Retirement Advisors, LLC other | Transamerica Retirement Advisors, LLC BD affiliated | Other | Aug 25, 2026 | Sep 2, 2026 |
| Jeffrey Michael Isaac | UBS Financial Services Inc. wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2026 | Aug 14, 2026 |
| Joshua Willard | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 17, 2026 |
| John L Schuele | Spc BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 9, 2026 |
| Quinten Michael Lewandowski | First Command Advisory Services BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Aug 6, 2026 (36 d) |
| Robert Jarod Leighton | Edward Jones national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 17, 2026 |
| Brad Damian Marzano | Voya Retirement Advisors, LLC other | Transamerica Retirement Advisors, LLC BD affiliated | Other | Jun 22, 2026 | Jun 26, 2026 |
| Ebony Young De Pooter | Edward Jones national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Jun 11, 2026 (31 d) |
| Donald James Mcneill | Morgan Stanley wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2026 | Aug 11, 2026 (96 d) |
| Jason Frank Wetmore | Transamerica Financial Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 13, 2026 |
| Halee Rose Dickinson | Edward Jones national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Apr 13, 2026 |
| Charles R Doughty | Strategic Advisers LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2026 | Apr 30, 2026 (49 d) |
| John Thorton Kalafatis | First Command Advisory Services BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 6, 2026 |
| Kelly L Davis | Edward Jones national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2026 | Mar 19, 2026 |
| Johnny Gabriel Ortega | Fisher Investments independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2026 | Mar 4, 2026 |
| Ladonna Renee Crowder | Edward Jones national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | Mar 16, 2026 (38 d) |
| Melissa Irene Nasri | Wells Fargo Advisors wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 28, 2026 | Feb 11, 2026 |
| Calvin Lemonte Wilson | Edward Jones national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Jun 17, 2026 (190 d) |
| William J Carver | Park Avenue Securities LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Dec 17, 2025 |
| Edward Charles Batchelder | J.P. Morgan Securities LLC wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 3, 2025 | Dec 9, 2025 |
| Kaden Obrian Deguzman | T. Rowe Price Advisory Services, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Apr 14, 2026 (140 d) |
| Halah Keesee Little | Strategic Advisers LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Feb 5, 2026 (84 d) |
| Sarah Lorraine Kane | Kestra Advisory Services, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Dec 11, 2025 (36 d) |
| Desiree A. Reil | Raymond James & Associates, Inc. national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 12, 2025 |
| Salvador Roberto Rosas | Robinhood Asset Management independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2025 | Jun 3, 2026 (216 d) |
| Madison Alayna Dunn | Powell Wealth independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 27, 2025 | Mar 4, 2026 (128 d) |
| Meghan Elizabeth Bright | Cetera Investment Advisers LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Oct 30, 2025 |
| Richard Ray Ellis | Empower Advisory Group, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Sep 26, 2025 (36 d) |
| Kurtis Lovell | Wealth Enhancement Advisory Services, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Jun 2, 2026 (300 d) |
| Gregory Patrick Dible | Ameriprise Financial Services, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Sep 18, 2025 (51 d) |
| Lina Degay | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2025 | Aug 10, 2026 (391 d) |
| Paul Joseph Reid | LPL Enterprise, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 22, 2025 |
| Joshua Travis Wilson | Strategic Advisers LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Jan 21, 2026 (198 d) |
| Thomas Robert Ellis | Transamerica Financial Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Jun 24, 2025 |
| Aaron Richard Johnson | Strategic Advisers LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | Nov 7, 2025 (148 d) |
| Samantha H Mayfield | Voya Investment Management Co. LLC asset manager | Transamerica Retirement Advisors, LLC BD affiliated | Other | Jun 6, 2025 | Sep 3, 2026 (454 d) |
| John William Zeigler | Voya Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2025 | Sep 10, 2025 (113 d) |
| Michael Douglas Conway | First Command Advisory Services BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 23, 2025 |
| Eric William Vowles | Cambridge Investment Research Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Jul 15, 2025 (83 d) |
| Carlan David Strand | Ameriprise Financial Services, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2025 | Apr 11, 2025 |
| Tyree Lavon Chapman | Mclean Asset Management Corp. independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2025 | Jul 30, 2025 (152 d) |
| Jorge Luis Garcia-Rico | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Aug 6, 2025 (166 d) |
| James Joseph Gorman | Empower Advisory Group, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Jun 23, 2026 (489 d) |
| Mark Andrew Schibi | UBS Financial Services Inc. wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 18, 2025 | Jul 21, 2025 (153 d) |
| Christopher Sean Cazalas | Empower Advisory Group, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2025 | Apr 28, 2025 (74 d) |
| Cesar Ramon Bernal | Alight Financial Advisors, LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2025 | Mar 6, 2025 |
| Brandon Lee Van Nevel | Principal Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 18, 2024 |
| Justin Timothy Bailey | Nationwide Investment Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Jun 12, 2025 (206 d) |
| Faith G Fletcher | J.P. Morgan Securities LLC wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 16, 2024 | Feb 6, 2025 (82 d) |
| Zoe Jacqueline Derr | Equitable Advisors, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2024 | Feb 6, 2025 (84 d) |
| Therese M Stockenberg | Morgan Stanley wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 7, 2024 | Nov 15, 2024 |
| Janai Christine Rider | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 7, 2024 | Dec 5, 2024 |
| Colton Ross Clevenger | J.P. Morgan Securities LLC wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 31, 2024 | Nov 21, 2024 |
| Patricia K Dimmer | Commonwealth Financial Network national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Nov 6, 2024 |
| Brent Vincent Harper | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Nov 27, 2024 (40 d) |
| Christopher J Hernandez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 16, 2024 | Feb 11, 2026 (483 d) |
| Keegan William Clark | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Mar 19, 2025 (166 d) |
| Brent Alan Burnett | Primerica Advisors national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 21, 2024 |
| Joseph Vito Affatigato | Luken Investment Analytics, LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2024 | Mar 20, 2025 (183 d) |
| Jake Nicholas Foldenaur | Ameriprise Financial Services, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Apr 11, 2025 (213 d) |
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366 moves match.