DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Transamerica Retirement Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Davis Dawkins | Transamerica Retirement Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jul 9, 2026 |
| Eric Francisco Alarcon-Fierro | Transamerica Retirement Advisors, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 30, 2026 |
| Joseph Patrick Conlan | Transamerica Retirement Advisors, LLC BD affiliated | Johnson Brunetti independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2026 | Jul 7, 2026 (88 d) |
| Brandon Lee Van Nevel | Transamerica Retirement Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2026 | Apr 16, 2026 |
| Ahmber Bailes | Transamerica Retirement Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2026 | May 6, 2026 (40 d) |
| Stephanie Clark Sharp | Transamerica Retirement Advisors, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Jul 15, 2026 (153 d) |
| Thomas Kent Brumfield | Transamerica Retirement Advisors, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2026 | Mar 9, 2026 (48 d) |
| Roland Andrew Garland | Transamerica Retirement Advisors, LLC BD affiliated | Berger Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2025 | Dec 9, 2025 |
| Jorge Luis Garcia-Rico | Transamerica Retirement Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 17, 2025 | Dec 11, 2025 |
| Justin Timothy Bailey | Transamerica Retirement Advisors, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 30, 2025 |
| Bryon Andrew Eggan | Transamerica Retirement Advisors, LLC BD affiliated | Hays Financial Group, LLC institutional | Other | Sep 8, 2025 | Oct 21, 2025 (43 d) |
| Faith G Fletcher | Transamerica Retirement Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 15, 2025 | Mar 2, 2026 (199 d) |
| Victoria L Harrison | Transamerica Retirement Advisors, LLC BD affiliated | Missionsquare Retirement BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Aug 7, 2025 (45 d) |
| Harold Alvarado | Transamerica Retirement Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | Feb 11, 2026 (280 d) |
| John Nelson Duncan | Transamerica Retirement Advisors, LLC BD affiliated | Larson Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | May 9, 2025 |
| Bacilia Gomez | Transamerica Retirement Advisors, LLC BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2025 | May 9, 2025 |
| Gage Gustafson | Transamerica Retirement Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2025 | Mar 31, 2025 |
| Michael Carmen Santangelo | Transamerica Retirement Advisors, LLC BD affiliated | Capital Client Group, Inc. no RAUM | Other | Feb 25, 2025 | Mar 13, 2025 |
| Jason Douglas Kahle | Transamerica Retirement Advisors, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | May 4, 2026 (472 d) |
| David William Kempfe | Transamerica Retirement Advisors, LLC BD affiliated | Arvest Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2024 | Jan 16, 2026 (396 d) |
| Adam Beach | Transamerica Retirement Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 5, 2024 | Jan 10, 2025 (36 d) |
| Miguel Angel Arevalo Gonzalez | Transamerica Retirement Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2024 | Feb 14, 2025 (81 d) |
| Jared Tyler Wilson | Transamerica Retirement Advisors, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Aug 20, 2026 (639 d) |
| Scott Robenalt Seidel | Transamerica Retirement Advisors, LLC BD affiliated | Missionsquare Retirement institutional | Other | Sep 17, 2024 | Sep 19, 2024 |
| Ryan Thomas Waller | Transamerica Retirement Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2024 | Sep 12, 2024 |
| Bryan Eugene Donaugh | Transamerica Retirement Advisors, LLC BD affiliated | The Financial Resource Center mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Jul 29, 2024 |
| Duncan Graham Campbell | Transamerica Retirement Advisors, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2024 | Jul 18, 2024 |
| Bradley Ross Sims | Transamerica Retirement Advisors, LLC BD affiliated | Ima Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2024 | Jun 6, 2024 |
| Colleen Marie Etue | Transamerica Retirement Advisors, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2024 | May 31, 2024 |
| Thomas Decaprio | Transamerica Retirement Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 20, 2024 |
| Stuart Roy Van Ess | Transamerica Retirement Advisors, LLC BD affiliated | Principal Advised Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2023 | Feb 5, 2024 (75 d) |
| James Hudon Engelman | Transamerica Retirement Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 13, 2023 |
| Eric David Gilbertson | Transamerica Retirement Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 12, 2023 |
| Timothy Andrew Vieth | Transamerica Retirement Advisors, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Oct 2, 2023 | May 16, 2024 (227 d) |
| Faith Goldman Rash | Transamerica Retirement Advisors, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2023 | Oct 17, 2023 |
| John Laurence Zimnik | Transamerica Retirement Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Jun 12, 2024 (275 d) |
| Jerry Wayne Ericson | Transamerica Retirement Advisors, LLC BD affiliated | Onedigital institutional | Other | Aug 8, 2023 | Aug 9, 2023 |
| Shakeil Lashone Becker | Transamerica Retirement Advisors, LLC BD affiliated | Retirement And Wealth At Alliant, LLC institutional | Other | Jul 25, 2023 | Jun 3, 2024 (314 d) |
| Norman Frank Pierce | Transamerica Retirement Advisors, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2023 | Aug 22, 2023 (40 d) |
| Carol Ann Bowe | Transamerica Retirement Advisors, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2023 | Jul 7, 2023 |
| Algie R Horton | Transamerica Retirement Advisors, LLC BD affiliated | Voya Retirement Advisors, LLC other | Other | Jun 1, 2023 | Jun 20, 2023 |
| Ashley Corbin Dent | Transamerica Retirement Advisors, LLC BD affiliated | Cannon Financial Strategists, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2023 | Apr 21, 2023 |
| Tyler Nowotny | Transamerica Retirement Advisors, LLC BD affiliated | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2023 | May 13, 2023 |
| Milton Jesus Mejia | Transamerica Retirement Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Feb 19, 2025 (687 d) |
| Joseph A Pallet | Transamerica Retirement Advisors, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Jul 20, 2024 (473 d) |
| Juan Manuel Vasquez | Transamerica Retirement Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Jul 5, 2023 (92 d) |
| Kimberly Weston | Transamerica Retirement Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | May 10, 2023 (36 d) |
| Tamela A. Hunter | Transamerica Retirement Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | May 11, 2023 (37 d) |
| Jack Garrett Welchlin | Transamerica Retirement Advisors, LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Jul 20, 2023 (107 d) |
| Kristine L Haley | Transamerica Retirement Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2023 | May 8, 2023 (35 d) |
| Jasmine Adams | Transamerica Retirement Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 3, 2023 | Apr 10, 2023 |
| Darryl Keith Goolsby | Transamerica Retirement Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Mar 13, 2023 |
| Paul Edward Gresham | Transamerica Retirement Advisors, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2022 | Apr 28, 2025 (860 d) |
| John Ryan Fonaas | Transamerica Retirement Advisors, LLC BD affiliated | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2022 | Dec 7, 2022 |
| Brent Joseph Martinson | Transamerica Retirement Advisors, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Dec 9, 2022 |
| Donna Carpenter Morris | Transamerica Retirement Advisors, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2022 | Oct 26, 2022 |
| Bertrand E Thomas | Transamerica Retirement Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2022 | Nov 14, 2022 |
| Daniel Michael Cestary | Transamerica Retirement Advisors, LLC BD affiliated | Voya Retirement Advisors, LLC other | Other | Oct 4, 2022 | Jul 17, 2023 (286 d) |
| Maria R Tottle | Transamerica Retirement Advisors, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 22, 2022 | Jul 1, 2024 (648 d) |
| Trecia Scribner | Transamerica Retirement Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2022 | Nov 4, 2022 (53 d) |
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194 moves match.