DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hightower Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Yao | Hightower Advisors, LLC BD affiliated | Moneco Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2026 | Aug 11, 2026 |
| Beth M Korth | Hightower Advisors, LLC BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Sep 3, 2026 |
| Tam Phuong Diep | Hightower Advisors, LLC BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2026 | Aug 19, 2026 |
| Kristen Caseley | Hightower Advisors, LLC BD affiliated | Scs Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Sep 16, 2026 (64 d) |
| Kelly Wiley | Hightower Advisors, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 6, 2026 |
| Kathryn Mcgough | Hightower Advisors, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 6, 2026 |
| Natalie Munn | Hightower Advisors, LLC BD affiliated | Lancaster no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 8, 2026 | Jul 13, 2026 |
| Britina Clarke | Hightower Advisors, LLC BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Sep 2, 2026 (57 d) |
| Mary Elizabeth Mclean | Hightower Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 6, 2026 |
| Gregory Ronald Bogdan | Hightower Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 6, 2026 |
| Samuel Albert Awad | Hightower Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 6, 2026 |
| Benjamin Edward Beech Audley | Hightower Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 6, 2026 |
| Todd Joseph Matia | Hightower Advisors, LLC BD affiliated | Northwest Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jun 25, 2026 |
| Caroline Mulcahy Shoener | Hightower Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 6, 2026 |
| Brady Wayne Peat | Hightower Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 6, 2026 |
| Patrick Strollo | Hightower Advisors, LLC BD affiliated | Tolleson Private Wealth Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2026 | Jul 16, 2026 |
| Luke Durivage | Hightower Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Aug 21, 2026 (58 d) |
| Beau Rezek | Hightower Advisors, LLC BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2026 | Sep 9, 2026 (86 d) |
| Nicholas Shute | Hightower Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2026 | Jun 23, 2026 |
| Andrew Garcia | Hightower Advisors, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Aug 24, 2026 (82 d) |
| Gloria Stepha Garcia Cisneros | Hightower Advisors, LLC BD affiliated | Great Waters Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2026 | Jun 23, 2026 |
| Jennifer Small | Hightower Advisors, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 20, 2026 | Jul 15, 2026 (56 d) |
| Belinda Boden | Hightower Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2026 | Jun 10, 2026 |
| Keren Elizabeth James | Hightower Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 8, 2026 |
| David Rafael Garcia | Hightower Advisors, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2026 | Apr 30, 2026 |
| Austin Grant Sweet | Hightower Advisors, LLC BD affiliated | Mission Wealth Management, LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2026 | Apr 13, 2026 |
| Anthony Nunzio Intagliata | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Mar 31, 2026 |
| Madison Jayne Underwood | Hightower Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Jun 2, 2026 (67 d) |
| Tammy K Pioch | Hightower Advisors, LLC BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2026 | Mar 24, 2026 |
| Jon Paul Theriault | Hightower Advisors, LLC BD affiliated | Summitry, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2026 | Jul 10, 2026 (113 d) |
| Joseph Rost | Hightower Advisors, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2026 | Mar 16, 2026 |
| Peter Johnston Wright | Hightower Advisors, LLC BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2026 | Mar 8, 2026 |
| Alexandra Mariola Mccomb | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Mar 6, 2026 |
| Jennifer Vallee Enlow | Hightower Advisors, LLC BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2026 | Mar 9, 2026 |
| Richard Kyle Ourso | Hightower Advisors, LLC BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2026 | Mar 6, 2026 |
| Eleanor Jacqueline Daniel | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 11, 2026 |
| Robert Farr | Hightower Advisors, LLC BD affiliated | Farrcrest Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 25, 2026 | May 11, 2026 (75 d) |
| Ezekiel Anders | Hightower Advisors, LLC BD affiliated | Planalto Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 13, 2026 | Feb 17, 2026 |
| Luke Davis Ray | Hightower Advisors, LLC BD affiliated | Brighton Jones LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2026 | Jan 21, 2026 |
| Dylan Veatch | Hightower Advisors, LLC BD affiliated | Entrewealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2026 | Feb 23, 2026 (31 d) |
| Elizabeth Rebecca Olson | Hightower Advisors, LLC BD affiliated | Fifth Third Wealth Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2026 | Jan 13, 2026 |
| Michael Keogh Farr | Hightower Advisors, LLC BD affiliated | Farrcrest Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 2, 2026 | Apr 16, 2026 (104 d) |
| Michael Patrick Callahan | Hightower Advisors, LLC BD affiliated | Xception Family Office independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 27, 2026 |
| Nemanja Grujicic | Hightower Advisors, LLC BD affiliated | North Pine Strategic Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 22, 2025 | Aug 14, 2026 (235 d) |
| Ruth Lambert Gretz | Hightower Advisors, LLC BD affiliated | Mjp Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2025 | May 4, 2026 (143 d) |
| Paul Edward Schuder | Hightower Advisors, LLC BD affiliated | Crystal Oak Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 25, 2025 | Jan 12, 2026 (48 d) |
| Jonathan W Jones | Hightower Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 5, 2025 | Apr 14, 2026 (160 d) |
| Christian Robert Gannon | Hightower Advisors, LLC BD affiliated | Kenotic Capital unclassified | Other | Oct 31, 2025 | Nov 7, 2025 |
| William Coleman Andrews | Hightower Advisors, LLC BD affiliated | Rmr Wealth Builders, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2025 | Oct 8, 2025 |
| Carol Beth Nulman | Hightower Advisors, LLC BD affiliated | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Oct 9, 2025 |
| Hunter Norte | Hightower Advisors, LLC BD affiliated | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Oct 8, 2025 |
| Richard Samuel Lewis | Hightower Advisors, LLC BD affiliated | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Oct 7, 2025 |
| Megan Theresa Grandmaison | Hightower Advisors, LLC BD affiliated | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Jan 1, 2026 (93 d) |
| Set Carpintero | Hightower Advisors, LLC BD affiliated | Financial Synergies independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2025 | Oct 28, 2025 (33 d) |
| Angela V Harris | Hightower Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 17, 2025 | Apr 28, 2026 (223 d) |
| Colleen Lopez | Hightower Advisors, LLC BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2025 | Feb 9, 2026 (145 d) |
| Charis Ivana Jones | Hightower Advisors, LLC BD affiliated | Stratos Investment Management, LLC asset manager | Other | Sep 12, 2025 | Oct 7, 2025 |
| Cason Wayne Westmoreland | Hightower Advisors, LLC BD affiliated | The Welch Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2025 | Sep 24, 2025 |
| Joseph Barbera | Hightower Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 26, 2025 | Jan 9, 2026 (136 d) |
| Calla Carpenter Cornett | Hightower Advisors, LLC BD affiliated | Capital City Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2025 | Aug 11, 2025 |
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359 moves match.