| Bret Contreras | Voya Retirement Advisors, LLC other | Transamerica Retirement Advisors, LLC BD affiliated | Other | Aug 25, 2026 | Sep 2, 2026 |
| Sherry Lanette Turner | Voya Retirement Advisors, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 31, 2026 | Aug 13, 2026 |
| Louis Luke Poussard | Voya Retirement Advisors, LLC other | Edward Jones national BD | Other | Jul 10, 2026 | Jul 27, 2026 |
| Christopher Phillips | Voya Retirement Advisors, LLC other | Ameritas Advisory Services, LLC BD affiliated | Other | Jun 25, 2026 | Jun 22, 2026 |
| Brad Damian Marzano | Voya Retirement Advisors, LLC other | Transamerica Retirement Advisors, LLC BD affiliated | Other | Jun 22, 2026 | Jun 26, 2026 |
| Tricia Colleen Sendelbach | Voya Retirement Advisors, LLC other | Spectrum Investment Advisors, Inc. mixed wealth | Other | Jun 5, 2026 | Jul 26, 2026 (51 d) |
| Peter Bo Rappmund | Voya Retirement Advisors, LLC other | Counterpoint state registered | Other | Jan 15, 2026 | Jan 15, 2026 |
| Steven Louis Urli | Voya Retirement Advisors, LLC other | Principal Securities, Inc. BD affiliated | Other | Nov 14, 2025 | Dec 8, 2025 |
| Noemi Rodriguez | Voya Retirement Advisors, LLC other | Thrivent Investment Management Inc. BD affiliated | Other | Sep 17, 2025 | Oct 3, 2025 |
| Joshua Jacob Timmerman | Voya Retirement Advisors, LLC other | Wealthspire Retirement Advisory institutional | Other | Jul 8, 2025 | Jul 9, 2025 |
| Timothy D Stout | Voya Retirement Advisors, LLC other | Valic Financial Advisors, Inc. BD affiliated | Other | Jun 4, 2025 | Aug 7, 2025 (64 d) |
| Kailen H Cook | Voya Retirement Advisors, LLC other | Edward Jones national BD | Other | Apr 25, 2025 | Jun 20, 2025 (56 d) |
| Wade S Schmidt | Voya Retirement Advisors, LLC other | Mma Securities LLC no RAUM | Other | Apr 25, 2025 | Jul 3, 2025 (69 d) |
| Christopher James Whittaker | Voya Retirement Advisors, LLC other | Intellicents Investment Solutions Inc other | Other | Apr 23, 2025 | May 6, 2025 |
| Jason M White | Voya Retirement Advisors, LLC other | Missionsquare Retirement BD affiliated | Other | Mar 24, 2025 | Jun 24, 2025 (92 d) |
| Jeffrey David Eisman | Voya Retirement Advisors, LLC other | Vivaldi Capital Management LP independent RIA | Other | Mar 10, 2025 | Apr 14, 2025 (35 d) |
| David A Trapper | Voya Retirement Advisors, LLC other | Principal Securities, Inc. BD affiliated | Other | Feb 24, 2025 | Mar 14, 2025 |
| Elaine Thompson-Perez | Voya Retirement Advisors, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 19, 2025 | Mar 7, 2025 |
| Jeffrey S Mcmanus | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. BD affiliated | Other | Jan 14, 2025 | Jul 3, 2025 (170 d) |
| Jesse Andre Hernandez | Voya Retirement Advisors, LLC other | Prevail Innovative Wealth Advisors, LLC independent RIA | Other | Nov 4, 2024 | Dec 2, 2024 |
| Jake C Meza-Hernandez | Voya Retirement Advisors, LLC other | Thrivent Investment Management Inc. BD affiliated | Other | Aug 14, 2024 | Aug 19, 2024 |
| Andre David Robinson | Voya Retirement Advisors, LLC other | Voya Financial Partners, LLC no RAUM | Other | Jul 23, 2024 | May 4, 2022 |
| Thomas Anthony Robinson | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. BD affiliated | Other | Jul 22, 2024 | Jul 15, 2024 |
| Jesse Hernandez | Voya Retirement Advisors, LLC other | Morgan Stanley wirehouse | Other | Jun 24, 2024 | Jan 28, 2025 (218 d) |
| Timothy Paul Foley | Voya Retirement Advisors, LLC other | Deschutes Investment Consulting, LLC other | Other | Feb 27, 2024 | Jan 26, 2026 (699 d) |
| Michael Spencer Loveless | Voya Retirement Advisors, LLC other | Concourse Financial Group Advisors BD affiliated | Other | Feb 8, 2024 | Feb 26, 2024 |
| Antonios Delistathis | Voya Retirement Advisors, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 24, 2024 | Oct 8, 2025 (623 d) |
| Julie Ann Jones | Voya Retirement Advisors, LLC other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Nov 6, 2023 | Nov 8, 2023 |
| Joshua A. Puckett | Voya Retirement Advisors, LLC other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Oct 30, 2023 | Jan 19, 2024 (81 d) |
| Lenin Ibarra | Voya Retirement Advisors, LLC other | Wells Fargo Advisors wirehouse | Other | Jun 2, 2023 | Jun 8, 2023 |
| Nicole Elizabeth Paradise | Voya Retirement Advisors, LLC other | Edelman Financial Engines mixed wealth | Other | Oct 12, 2022 | Nov 3, 2022 |
| Jarred Daniel Mantis | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. BD affiliated | Other | May 4, 2022 | May 5, 2022 |
| Phillip Anthony Carbajal | Voya Retirement Advisors, LLC other | Missionsquare Retirement institutional | Other | Apr 18, 2022 | Apr 27, 2022 |
| David Paul Malatesta | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. BD affiliated | Other | Apr 7, 2022 | May 10, 2022 (33 d) |
| Edward John Corbett | Voya Retirement Advisors, LLC other | LPL Financial LLC BD affiliated | Other | Dec 9, 2021 | Dec 7, 2021 |
| Raymond Arthur Coscia | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. BD affiliated | Other | Oct 26, 2021 | Oct 28, 2020 |
| Aiman Janineh | Voya Retirement Advisors, LLC other | Empower Advisory Group, LLC BD affiliated | Other | Aug 25, 2021 | Apr 12, 2022 (230 d) |
| Karl Raymond Schofield | Voya Retirement Advisors, LLC other | Empower Advisory Group, LLC institutional | Other | Apr 9, 2020 | Feb 23, 2021 (320 d) |
| Amilcar Augusto Giraldo | Voya Retirement Advisors, LLC other | Citizens Securities, Inc. BD affiliated | Other | Nov 18, 2019 | Jun 30, 2021 (590 d) |
| Robert Domenic Macdonald | Voya Retirement Advisors, LLC other | Empower Advisory Group, LLC institutional | Other | Jul 22, 2019 | Jul 29, 2019 |
| Kevin Anthony Forrest | Voya Retirement Advisors, LLC other | Fidelity Personal And Workplace Advisors BD affiliated | Other | May 14, 2019 | Aug 14, 2019 (92 d) |
| Jeremy Nathan Winig | Voya Retirement Advisors, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jan 18, 2019 | Feb 22, 2019 (35 d) |
| Erick Carlos Caledonia | Voya Retirement Advisors, LLC independent RIA | Voya Financial Advisors, Inc. other | Other | Aug 10, 2018 | Nov 7, 2012 |
| Timothy James Koss | Voya Retirement Advisors, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2018 | Dec 17, 2018 (173 d) |
| James Alan Cutler | Voya Retirement Advisors, LLC independent RIA | Voya Financial Partners, LLC other | Other | Jun 5, 2018 | Apr 2, 2012 |
| Tamika D Workmon | Voya Retirement Advisors, LLC other | MML Investors Services, LLC BD affiliated | Other | Jan 11, 2018 | Jan 2, 2020 (721 d) |
| Joyce Ann Sobczyk | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. other | Other | Jun 12, 2017 | Aug 24, 2015 |
| Colleen M Mcnulty | Voya Retirement Advisors, LLC other | Kestra Advisory Services, LLC other | Other | Jun 6, 2017 | Jun 20, 2017 |
| Eric Einar Hansen | Voya Retirement Advisors, LLC other | Edelman Financial Engines other | Other | Apr 18, 2017 | May 3, 2017 |
| Nancy Ann Lewis | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. other | Other | Oct 6, 2016 | Sep 30, 2016 |
| Jonathan James Uldrikis | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. other | Other | Feb 25, 2016 | Feb 10, 2016 |
| Alfredo Hernandez | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. other | Other | Feb 25, 2016 | Feb 10, 2016 |
| Denis Patrick Kelleher | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. other | Other | Feb 4, 2016 | Mar 15, 2016 (40 d) |
| Gordon Burke Ward | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. other | Other | Feb 1, 2016 | Apr 1, 2016 (60 d) |
| Thomas Patrick Kenney | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. other | Other | Jan 25, 2016 | Mar 28, 2016 (63 d) |
| William Charles Cornforth | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. other | Other | Jul 14, 2015 | Feb 24, 2016 (225 d) |
| Melissa Marie Myers | Voya Retirement Advisors, LLC other | Voya Financial Advisors, Inc. other | Other | Jan 13, 2015 | Nov 8, 2013 |
| David Paul Malatesta | Voya Retirement Advisors, LLC other | Santander Securities other | Other | Jun 30, 2014 | Jul 11, 2014 |
| Kenje Miriam Mallot | Voya Retirement Advisors, LLC other | Alight Financial Advisors, LLC other | Other | Jun 24, 2014 | Sep 30, 2014 (98 d) |
| Steven J Kaminski | Voya Retirement Advisors, LLC other | Cetera Advisor Networks LLC BD affiliated | Other | Feb 28, 2014 | Jun 9, 2021 (2658 d) |