DFX Intelligence
Advisor moves
Departures from MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Christopher Raffa | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2024 | Aug 2, 2024 |
| Furqan Hassan | MML Investors Services, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2024 | Jul 22, 2024 |
| Evan Mcdaniel | MML Investors Services, LLC BD affiliated | Eastlake Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 29, 2024 | Jul 24, 2024 |
| Ike Ugonnaya Elele | MML Investors Services, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 18, 2024 |
| Tyquia Clark | MML Investors Services, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 23, 2024 | Jul 22, 2024 |
| Laura Marie Frye | MML Investors Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2024 | Sep 9, 2025 (414 d) |
| Nita Pankaj Singhal | MML Investors Services, LLC BD affiliated | Saxony Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Jul 18, 2024 |
| Emilio Enrique Rivera | MML Investors Services, LLC BD affiliated | Fortis Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2024 | Aug 2, 2024 |
| Grant Robert Hall | MML Investors Services, LLC BD affiliated | Envision Financial Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2024 | Jul 31, 2024 |
| Madison Rae Smith | MML Investors Services, LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2024 | Jul 30, 2024 |
| Tyrone Thorpe | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Jul 23, 2024 |
| Samuel Edward Mendel | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Jul 16, 2024 |
| Matthew Edwin Wickline | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Jul 8, 2024 |
| Robert Roisum | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 1, 2024 |
| Brendan James Petty | MML Investors Services, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Jul 22, 2024 |
| Anthony Russell Vasquez | MML Investors Services, LLC BD affiliated | Coppell Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2024 | Jul 18, 2024 |
| Daniel Faris | MML Investors Services, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Jul 2, 2024 |
| Jason Lee Cooprider | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jul 10, 2024 |
| David Chase Kincannon | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jul 1, 2024 |
| Kevin P Mallory | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jul 10, 2024 |
| Mirella Giovanna Arias-Soto | MML Investors Services, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jul 11, 2024 |
| Bernard Graham Young | MML Investors Services, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jul 9, 2024 |
| Jack Santini | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2024 | Aug 5, 2024 |
| Warren Randolph Martin | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2024 | Jul 8, 2024 |
| Javier Diaz Perez | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 23, 2024 |
| Michael Pechersky | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 10, 2024 |
| Sheldon Frantz | MML Investors Services, LLC BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 9, 2025 (366 d) |
| Warren Paul Brockett | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Jun 27, 2024 |
| Michael Steven Cortazzo | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Mar 27, 2026 (644 d) |
| Donald Caldwell Hughes | MML Investors Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jun 24, 2024 |
| David B Dickerson | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jun 27, 2024 |
| Jordan Raul Foe | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Aug 22, 2024 (62 d) |
| William Mckee | MML Investors Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 21, 2024 | Sep 16, 2024 (87 d) |
| Sean Joseph Forbes | MML Investors Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jul 1, 2024 |
| David Joseph Watson | MML Investors Services, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Jun 25, 2024 |
| Lanita Lynn Wheetley | MML Investors Services, LLC BD affiliated | Synergy Investment Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2024 | Aug 21, 2024 (62 d) |
| Steven Allen Horsley | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 18, 2024 | Jul 18, 2024 |
| Cindy Ann Ryan | MML Investors Services, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2024 | Jun 27, 2024 |
| Thao T Ho | MML Investors Services, LLC BD affiliated | Manske Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2024 | Jun 28, 2024 |
| Jason Lee Ditto | MML Investors Services, LLC BD affiliated | Tribridge Partners Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 14, 2024 | May 17, 2024 |
| Noel Palackel Thomas | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Nov 26, 2024 (165 d) |
| Jordan T Braun | MML Investors Services, LLC BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Jul 1, 2024 |
| Samantha D Schell | MML Investors Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2024 | Jul 30, 2024 (47 d) |
| Hassan Jaber | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2024 | Jul 3, 2024 |
| Catherine Mcnally Patrick | MML Investors Services, LLC BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2024 | Jul 18, 2024 (38 d) |
| James Kevin Taylor Veillon | MML Investors Services, LLC BD affiliated | J. Hagan Capital, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2024 | Jul 22, 2024 (48 d) |
| Robert Tibor Rakossy | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2024 | Sep 27, 2024 (116 d) |
| Nathaniel Antonio Dejesus | MML Investors Services, LLC BD affiliated | Impact Partnership Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2024 | Sep 25, 2024 (117 d) |
| Christian A Kalnins | MML Investors Services, LLC BD affiliated | Safeguard Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2024 | Jul 1, 2024 (34 d) |
| Daniel Macri | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | May 28, 2024 |
| Michelle Denisco | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | May 23, 2024 |
| Joshua Aaron Belkin | MML Investors Services, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | May 23, 2024 |
| Chaminda Mahawela | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 22, 2024 | May 22, 2024 |
| Andrew Blize | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | Jun 18, 2024 |
| Steven H. Bontempi | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | May 15, 2024 |
| Benjamin Josef Adams | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | May 23, 2024 |
| Loren Sullivan | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2024 | May 13, 2024 |
| Michael Altavilla | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 15, 2024 | May 10, 2024 |
| Cody Alexander Lapage | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 14, 2024 | May 10, 2024 |
| William Drake Richey | MML Investors Services, LLC BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2024 | May 9, 2024 |
4,448 moves match.