DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Edelman Financial Engines

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kimberly Dawn MelloEdelman Financial Engines independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseDec 16, 2019Aug 30, 2021 (623 d)
Nicholas Christopher LombardozziEdelman Financial Engines independent RIAKeystone Wealth Partners LLC independent RIARIA to RIADec 5, 2019Nov 26, 2019
Kerry Clifford SevernEdelman Financial Engines independent RIAAshton Thomas Private Wealth independent RIARIA to RIANov 26, 2019Jan 7, 2020 (42 d)
Christopher Hays MeadorEdelman Financial Engines independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankNov 21, 2019Mar 3, 2020 (103 d)
Benjamin Clifford HeikesEdelman Financial Engines independent RIAThe Mather Group, LLC independent RIARIA to RIAOct 24, 2019Nov 13, 2019
Craig J EngelEdelman Financial Engines independent RIAAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 16, 2019Jun 22, 2020 (280 d)
Jennifer BottomleyEdelman Financial Engines independent RIANorthwest Financial Advisors LLC independent RIARIA to RIASep 3, 2019Sep 23, 2019
Blaine Alexander ThiedermanEdelman Financial Engines independent RIAFisher Investments independent RIARIA to RIASep 3, 2019Sep 17, 2019
Jessica Dawn WertzEdelman Financial Engines independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankAug 23, 2019Sep 13, 2019
Darius Emmanuel McmillanEdelman Financial Engines independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 16, 2019Nov 21, 2019 (97 d)
Edward J RossiEdelman Financial Engines independent RIAE*Trade Capital Management, LLC independent RIARIA to RIAJul 16, 2019Jul 17, 2019
Anthony E GhetianEdelman Financial Engines independent RIACfs Investment Advisory Services LLC mixed wealthRIA to RIAJul 16, 2019Feb 25, 2020 (224 d)
Robert ClarkEdelman Financial Engines independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJul 10, 2019Jul 28, 2019
Terry Alan ConnerEdelman Financial Engines independent RIAPrime Capital Financial otherOtherJul 1, 2019Jun 10, 2019
Athena Johnson FelhandlerEdelman Financial Engines independent RIAKms Financial Services, Inc BD affiliatedRIA to affiliated broker-dealer or bankJun 25, 2019Sep 6, 2019 (73 d)
Jennifer Lyn KeilingEdelman Financial Engines independent RIAEisneramper Wealth Management & Corporate Benefits, LLC independent RIARIA to RIAJun 20, 2019Jul 19, 2019
Christian K ConnerEdelman Financial Engines independent RIAPrime Capital Financial otherOtherJun 20, 2019Jun 10, 2019
Alexandra Mariola MccombEdelman Financial Engines independent RIAFarr Miller & Washington LLC independent RIARIA to RIAJun 7, 2019Jun 6, 2019
Erick Alan JimenezEdelman Financial Engines independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankJun 7, 2019May 23, 2019
Donald Lloyd WilliamsEdelman Financial Engines independent RIAPrime Capital Financial otherOtherMay 23, 2019Apr 30, 2019
Stephen Joseph CicaliEdelman Financial Engines independent RIAPrime Capital Financial otherOtherMay 23, 2019May 2, 2019
Eric Maxwell ShoenfeldEdelman Financial Engines independent RIAPrime Capital Financial otherOtherMay 23, 2019Apr 30, 2019
Benjamin Tyler WestEdelman Financial Engines independent RIAPrime Capital Financial otherOtherMay 23, 2019Apr 30, 2019
Joseph MccarthyEdelman Financial Engines independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseMay 23, 2019May 29, 2020 (372 d)
Monica Elena ZamfirEdelman Financial Engines independent RIATd Ameritrade Investment Management, LLC independent RIARIA to RIAMay 22, 2019May 29, 2019
Anthony Loyola MastersonEdelman Financial Engines independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMay 2, 2019May 2, 2019
Jeffrey Paul MucciEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAApr 29, 2019Apr 18, 2019
Scott Clifton BuellEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAApr 29, 2019Apr 18, 2019
Verne Tetsumi MarbleEdelman Financial Engines independent RIALPL Financial LLC independent RIARIA to RIAApr 23, 2019Apr 29, 2019
Sumedha MalhotraEdelman Financial Engines independent RIAArmstrong, Fleming & Moore, Inc. independent RIARIA to RIAApr 18, 2019Jan 14, 2020 (271 d)
Brian Lee HayesEdelman Financial Engines independent RIAThe Mather Group, LLC independent RIARIA to RIAApr 12, 2019Jun 21, 2019 (70 d)
Zachary John HollyEdelman Financial Engines independent RIALPL Financial LLC independent RIARIA to RIAMar 13, 2019Jun 25, 2019 (104 d)
Michael David MeuseEdelman Financial Engines independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2019Feb 11, 2020 (348 d)
Darin William PilacinskiEdelman Financial Engines independent RIAGladstone Wealth Partners independent RIARIA to RIAFeb 25, 2019Feb 15, 2019
Kenneth Gardner BielejeskiEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAFeb 12, 2019Jan 24, 2019
Brian Paul FowlesEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAFeb 12, 2019Jan 17, 2019
Erik HarpsoeEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAFeb 12, 2019Jan 17, 2019
Dhaval Hiren ShahEdelman Financial Engines independent RIATd Ameritrade, Inc. no RAUMOtherJan 17, 2019Jan 17, 2019
Kevin Randoll OstergaardEdelman Financial Engines independent RIAWolf Group Capital Advisors independent RIARIA to RIAJan 16, 2019Mar 14, 2019 (57 d)
Mark Brandon WardEdelman Financial Engines independent RIARetirement Planners Of America independent RIARIA to RIAJan 2, 2019Mar 9, 2020 (432 d)
Eric Ross SusiEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIADec 13, 2018Nov 1, 2018
Andrew David SmithEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIADec 13, 2018Nov 1, 2018
Garrett Ames GillettEdelman Financial Engines independent RIAB|O|S independent RIARIA to RIADec 13, 2018Dec 24, 2018
Courtney WallenEdelman Financial Engines independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankDec 5, 2018Dec 11, 2018
Adam John JefferisEdelman Financial Engines independent RIARetirement Planology, Inc. institutionalOtherDec 4, 2018Nov 28, 2018
David Kenneth MusserEdelman Financial Engines independent RIAMusser Financial Planning, LLC state registeredRIA to a state-registered adviserNov 23, 2018Feb 22, 2019 (91 d)
Craig HarsheyEdelman Financial Engines independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseNov 21, 2018Nov 20, 2018
Joseph A ParlavecchioEdelman Financial Engines independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankOct 23, 2018Jan 17, 2019 (86 d)
Stacy Ann TalaricoEdelman Financial Engines independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankSep 24, 2018Sep 24, 2018
Christopher SuessEdelman Financial Engines independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankSep 14, 2018Sep 13, 2019 (364 d)
Nicholas GluecklerEdelman Financial Engines independent RIAMorgan Stanley wirehouseRIA to wirehouseAug 17, 2018Sep 19, 2018 (33 d)
John F CartyEdelman Financial Engines independent RIARetirement Planners Of America independent RIARIA to RIAAug 10, 2018Apr 24, 2019 (257 d)
Richard Schaben DitterEdelman Financial Engines independent RIAUnited Capital Financial Advisors independent RIARIA to RIAJul 26, 2018Sep 6, 2018 (42 d)
Rachel MetalloEdelman Financial Engines independent RIAE*Trade Capital Management, LLC independent RIARIA to RIAJun 25, 2018Jul 6, 2018
David Van Der WekkenEdelman Financial Engines independent RIAMorgan Stanley wirehouseRIA to wirehouseJun 22, 2018Jul 6, 2018
Christopher RatkaEdelman Financial Engines independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJun 1, 2018Jun 18, 2018
David Eric ThompsonEdelman Financial Engines independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMay 24, 2018May 25, 2023 (1827 d)
Eric Marvin DyeEdelman Financial Engines independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMay 24, 2018Dec 7, 2018 (197 d)
Brian WesterhoffEdelman Financial Engines independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMay 10, 2018Feb 21, 2019 (287 d)
Samuel Thomas HendersonEdelman Financial Engines independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 10, 2018Jun 6, 2018
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333 moves match.