DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael William Ringler | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 10, 2025 |
| Adam Arthur | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2025 | Oct 28, 2025 |
| Robert Emmett Kearney | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2025 | Oct 9, 2025 |
| Maximilano Coronado | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2025 | Nov 21, 2025 (45 d) |
| Susan Marie Ecker | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 4, 2025 | Sep 30, 2025 |
| Michael David Agostinelli | Cetera Investment Advisers LLC BD affiliated | Dkcb Financial Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 3, 2025 | Mar 19, 2026 (167 d) |
| Shane Patrick Skelly | Cetera Investment Advisers LLC BD affiliated | North Compass Financial Advisors, LLC other | Other | Oct 3, 2025 | Oct 1, 2025 |
| Michael Robert Langer | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Oct 1, 2025 |
| David Lawrence Hull | Cetera Investment Advisers LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2025 | Oct 9, 2025 |
| Leann Marie Grover | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Sep 30, 2025 |
| Ryan C. Walton | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Sep 17, 2025 |
| Keri Lynn Vaught | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Sep 15, 2025 |
| Mia Mckinnon Lappen | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Dec 8, 2025 (69 d) |
| William Edward Lourcey | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Sep 16, 2025 |
| Owen Kenji Yamamura | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Sep 29, 2025 |
| Gregory J Micco | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Sep 29, 2025 |
| Benjamin W Kline | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Oct 9, 2025 |
| Jack Joseph Ayotte | Cetera Investment Advisers LLC BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Oct 8, 2025 |
| Matthew John Fox | Cetera Investment Advisers LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Sep 23, 2025 |
| Andrew Crim | Cetera Investment Advisers LLC BD affiliated | Fisher\Smb institutional | Other | Sep 24, 2025 | Sep 5, 2025 |
| Michael Vincent Tedeschi | Cetera Investment Advisers LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Sep 22, 2025 |
| Darren James | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Sep 17, 2025 |
| Jackson Lee Cusick | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 23, 2025 | Oct 1, 2025 |
| Jessica Noel Knutson | Cetera Investment Advisers LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Oct 6, 2025 |
| Nicholas Mccaleb | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Oct 24, 2025 (31 d) |
| Claude Wilson | Cetera Investment Advisers LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2025 | Sep 19, 2025 |
| Mark Jason Epp | Cetera Investment Advisers LLC BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Sep 12, 2025 |
| James David Babcock | Cetera Investment Advisers LLC BD affiliated | Mezzasalma Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2025 | Sep 10, 2025 |
| Melissa Dawn Wissler | Cetera Investment Advisers LLC BD affiliated | Master'S Wealth Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2025 | Oct 10, 2025 |
| Brian James Thompson | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 18, 2025 |
| Cole Wigestrand | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 18, 2025 |
| Erik Alexis Carrington | Cetera Investment Advisers LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Oct 3, 2025 |
| Adrian Isaac Jordan | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2025 | Sep 25, 2025 |
| Walter Schacht | Cetera Investment Advisers LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 26, 2025 |
| Monica Lea Sherman | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Sep 5, 2025 |
| Brian Engle | Cetera Investment Advisers LLC BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Sep 3, 2025 |
| Rebecca Ann Anderson | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 8, 2025 | Jan 9, 2026 (123 d) |
| Ronald Takao Sera | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Aug 22, 2025 |
| Daniel Sylvester Liss | Cetera Investment Advisers LLC BD affiliated | Meeder Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2025 | Sep 16, 2025 |
| Eric Orlando Rivera Bonilla | Cetera Investment Advisers LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Jun 9, 2026 (279 d) |
| Audrey Sue Myer | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Aug 13, 2025 |
| Krystian Negron | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Sep 3, 2025 |
| Ross Garing | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Sep 19, 2025 |
| Tsz Kwan Lau | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Aug 29, 2025 |
| Lucas Ray Anderson | Cetera Investment Advisers LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Jan 12, 2026 (137 d) |
| David Scott Cutshall | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Aug 22, 2025 |
| Christopher Helms | Cetera Investment Advisers LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Sep 17, 2025 |
| Alexey Bulankov | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2025 | Sep 10, 2025 |
| Troy Anthony Benoit | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2025 | Aug 25, 2025 |
| David Irwin | Cetera Investment Advisers LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 21, 2025 |
| Hennessey Pahl Stuart | Cetera Investment Advisers LLC BD affiliated | Captrust institutional | Other | Aug 20, 2025 | Sep 23, 2025 (34 d) |
| Daniel Adam Umansky | Cetera Investment Advisers LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 27, 2025 |
| Donald Sada | Cetera Investment Advisers LLC BD affiliated | Trustmont Advisory Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 1, 2025 |
| Mandy Kay Dollar | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 15, 2025 |
| Michael David Milne | Cetera Investment Advisers LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Oct 14, 2025 (57 d) |
| Eszter Klara Koch | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 1, 2025 |
| Willi Walter Reif | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Aug 13, 2025 |
| Demond E Riouse | Cetera Investment Advisers LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Oct 1, 2025 (48 d) |
| Ryan Larrabee | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Aug 11, 2025 |
| Heidi Reif-Jones | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 13, 2025 |
3,022 moves match.