DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,022 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frank Mamola | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Oct 18, 2024 |
| John William Parsons | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Oct 16, 2024 |
| Michael Flores | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Oct 18, 2024 |
| Shannon C Boyle | Cetera Investment Advisers LLC BD affiliated | Missionsquare Retirement BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Oct 13, 2025 (356 d) |
| Stephanie Ann Hunter | Cetera Investment Advisers LLC BD affiliated | Org Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2024 | Oct 21, 2024 |
| Shawn Stephen Twigg | Cetera Investment Advisers LLC BD affiliated | John G. Ullman & Associates, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2024 | Nov 14, 2024 |
| Gino Esposito | Cetera Investment Advisers LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Nov 12, 2024 |
| Timothy Howard Owings | Cetera Investment Advisers LLC BD affiliated | Calton & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Nov 6, 2024 |
| Elizabeth Jane Evanisko | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 14, 2024 |
| Brett Robert Komm | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 14, 2024 |
| Abbey Dawn Eastham | Cetera Investment Advisers LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 14, 2024 |
| Jeffrey Thomas Gelormini | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 14, 2024 |
| Blanca Elena Fernandez | Cetera Investment Advisers LLC BD affiliated | Texas Capital Bank Private Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Oct 23, 2024 |
| Melissa Mullins Shanhouse | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Nov 13, 2024 |
| Collin Robert Fingon | Cetera Investment Advisers LLC BD affiliated | Global Assets Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Sep 24, 2024 |
| Colin William Morris Brown | Cetera Investment Advisers LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2024 | Oct 15, 2024 |
| Kexin Hou | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 29, 2024 |
| Nancy Louise Armstrong | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Sep 30, 2024 |
| Xavier Zamora | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Oct 9, 2024 |
| Drake Howard Zimmerman | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Sep 30, 2024 |
| Pan Jung Kwe | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Oct 4, 2024 |
| Liam Brian Johnson | Cetera Investment Advisers LLC BD affiliated | Veratis Advisors, Inc. institutional | Other | Oct 9, 2024 | Feb 28, 2025 (142 d) |
| Trevor David Kagan Lyne | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Oct 11, 2024 |
| Raquel Wheeler | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 9, 2024 | Nov 11, 2024 (33 d) |
| Christopher Gene Hudgens | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Sep 30, 2024 |
| Paul J Castro | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Feb 20, 2025 (135 d) |
| Nathan James Fiser | Cetera Investment Advisers LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2024 | Sep 27, 2024 |
| Michelle Yang | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | Oct 4, 2024 |
| Eden Elizabeth Lantzman | Cetera Investment Advisers LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Oct 2, 2024 |
| Paul Kern | Cetera Investment Advisers LLC BD affiliated | Northland Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2024 | Apr 9, 2025 (189 d) |
| Kaitlyn Lauren Manning | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Dec 11, 2024 (71 d) |
| John Vassello | Cetera Investment Advisers LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Jan 2, 2025 (97 d) |
| Anna Bowers | Cetera Investment Advisers LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Sep 24, 2024 |
| John P Page | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Sep 19, 2024 |
| Joseph Anderson | Cetera Investment Advisers LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Mar 17, 2025 (178 d) |
| Pedro Jose Falconi-Cardenas | Cetera Investment Advisers LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Sep 11, 2024 |
| Kurt Hirum Jamiel | Cetera Investment Advisers LLC BD affiliated | Income Associates state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 18, 2024 | Sep 18, 2024 |
| Mark P Hamilton | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 18, 2024 | Aug 19, 2025 (335 d) |
| Kerrie Coe | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2024 | Sep 17, 2024 |
| Sandra Christine Sampias | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Sep 12, 2024 |
| Michael Ray Grubb | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2024 | Sep 5, 2024 |
| Paul Andrew Callander | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Sep 3, 2024 |
| James Alan Kuxhaus | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Sep 9, 2024 |
| Lori Ann Bayba | Cetera Investment Advisers LLC BD affiliated | Moors & Cabot, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Sep 3, 2024 |
| Edward Joseph Petersmarck | Cetera Investment Advisers LLC BD affiliated | Bridgeriver Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 9, 2024 | Jun 25, 2024 |
| Seena Sartho | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 12, 2024 |
| David George Antalick | Cetera Investment Advisers LLC BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Sep 3, 2024 |
| Samuel Charles Smeed | Cetera Investment Advisers LLC BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Jul 1, 2024 |
| Chad Alan Keim | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Sep 5, 2024 |
| Ashley Marie King | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Sep 4, 2024 |
| Claude Calhoun Robinson | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2024 | Aug 29, 2024 |
| Kelli Annette Miller | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Oct 26, 2024 (53 d) |
| Cody Philip Deane | Cetera Investment Advisers LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Sep 24, 2024 |
| Ryan L Malloch | Cetera Investment Advisers LLC BD affiliated | Third Sigma Investment Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2024 | Oct 17, 2024 (48 d) |
| David Oliver Cashdollar | Cetera Investment Advisers LLC BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Aug 29, 2024 |
| Steven R Hykes | Cetera Investment Advisers LLC BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Aug 30, 2024 |
| Evelyn Khachikian Fernandez | Cetera Investment Advisers LLC BD affiliated | Prosperity - An Eisneramper Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Jan 7, 2025 (131 d) |
| Eric William Montgomery | Cetera Investment Advisers LLC BD affiliated | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Aug 29, 2024 |
| Kristian Phillip Malcontento | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Jul 17, 2025 (324 d) |
| Antonio Desano | Cetera Investment Advisers LLC BD affiliated | Third Sigma Investment Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Oct 30, 2024 (64 d) |