DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Victory Capital Management Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Raymond WilliamsVictory Capital Management Inc. asset managerBlackrock Investment Management, LLC asset managerOtherAug 17, 2026Sep 2, 2026
Cameron Richard KnightVictory Capital Management Inc. asset managerSwbc Investment Company independent RIAOtherAug 12, 2026Aug 21, 2026
Adam LewinVictory Capital Management Inc. asset managerLPL Financial LLC BD affiliatedOtherJun 12, 2026Jun 15, 2026
Benjamin LopezVictory Capital Management Inc. asset managerJ.P. Morgan Securities LLC wirehouseOtherMay 27, 2026Aug 28, 2026 (93 d)
John Francis KornVictory Capital Management Inc. asset managerPrivate Advisor Group, LLC BD affiliatedOtherMay 5, 2026May 5, 2026
Judith PhuVictory Capital Management Inc. asset managerCitigroup Global Markets Inc. BD affiliatedOtherApr 8, 2026May 5, 2026
Richard Alan EdgettVictory Capital Management Inc. asset managerStrategic Financial Concepts, LLC independent RIAOtherFeb 11, 2026May 1, 2026 (79 d)
Patrick CarboneVictory Capital Management Inc. asset managerNeuberger Berman Bd LLC no RAUMOtherFeb 4, 2026Feb 4, 2026
Ronald Winston CatoVictory Capital Management Inc. asset managerCapital Client Group, Inc. no RAUMOtherOct 10, 2025Jul 27, 2026 (290 d)
Shannon Edward GillisVictory Capital Management Inc. asset managerIntegrity Alliance, LLC BD affiliatedOtherSep 22, 2025Oct 15, 2025
George E. RogersVictory Capital Management Inc. asset managerJ.P. Morgan Securities LLC wirehouseOtherSep 22, 2025Nov 13, 2025 (52 d)
Russell SullyVictory Capital Management Inc. asset managerMorgan Stanley wirehouseOtherSep 15, 2025Sep 24, 2025
Brian Shaw O'ConnorVictory Capital Management Inc. asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 14, 2025Sep 8, 2025
Thomas James CoyVictory Capital Management Inc. asset managerWela Financial Advisory independent RIAOtherJul 16, 2025Jul 3, 2025
Joseph Bernard PowersVictory Capital Management Inc. asset managerCharles Schwab & Co., Inc. national BDOtherMay 8, 2025Jan 8, 2026 (245 d)
Louis Augustus FennellVictory Capital Management Inc. asset managerNew York Life Investment Management LLC asset managerOtherMay 8, 2025Dec 26, 2025 (232 d)
Timothy Benjamin EastmanVictory Capital Management Inc. asset managerFrost Investment Services BD affiliatedOtherNov 20, 2024Aug 20, 2025 (273 d)
John P HernandezVictory Capital Management Inc. asset managerFrost Investment Services BD affiliatedOtherOct 9, 2024Oct 29, 2025 (385 d)
Breton S FreebingVictory Capital Management Inc. asset managerT. Rowe Price Advisory Services, Inc. BD affiliatedOtherOct 4, 2024Feb 26, 2025 (145 d)
Russell Edward JonesVictory Capital Management Inc. asset managerLPL Financial LLC BD affiliatedOtherMay 16, 2024Oct 14, 2024 (151 d)
Kevin Bernard BowmanVictory Capital Management Inc. asset managerNavy Federal Investment Services, LLC BD affiliatedOtherNov 8, 2023Sep 9, 2024 (306 d)
David BoyersVictory Capital Management Inc. asset managerPrimerica Advisors national BDOtherSep 6, 2023Aug 22, 2025 (716 d)
Derek Sean KetelVictory Capital Management Inc. asset managerCitigroup Global Markets Inc. BD affiliatedOtherAug 21, 2023Oct 3, 2024 (409 d)
Corey Shea JenningsVictory Capital Management Inc. asset managerFrost Investment Services BD affiliatedOtherJul 28, 2023Aug 2, 2023
Meredith Wyatt LoydVictory Capital Management Inc. asset managerInvesco Advisers, Inc. asset managerOtherJun 6, 2023Jun 8, 2023
Adolph Charles LaraVictory Capital Management Inc. asset managerLPL Financial LLC BD affiliatedOtherMay 10, 2023May 4, 2023
Gina Renee EspinozaVictory Capital Management Inc. asset managerLPL Financial LLC BD affiliatedOtherMay 3, 2023May 1, 2023
David A SaldanaVictory Capital Management Inc. asset managerMorgan Stanley wirehouseOtherFeb 2, 2023Jun 26, 2023 (144 d)
Teresa GrubmanVictory Capital Management Inc. asset managerCitigroup Global Markets Inc. BD affiliatedOtherDec 2, 2022Jan 24, 2023 (53 d)
Susan Delmer SmithVictory Capital Management Inc. asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 11, 2022Jun 14, 2023 (215 d)
Angel BarraVictory Capital Management Inc. asset managerCitigroup Global Markets Inc. BD affiliatedOtherOct 24, 2022Oct 24, 2022
Mitchell PatzerVictory Capital Management Inc. asset managerWells Fargo Advisors wirehouseOtherOct 6, 2022Nov 1, 2022
Jorge CameroVictory Capital Management Inc. asset managerJ.P. Morgan Securities LLC wirehouseOtherSep 7, 2022Sep 9, 2022
Jacqueline Harris HiggenbothamVictory Capital Management Inc. asset managerGratus Capital, LLC independent RIAOtherJul 5, 2022Mar 23, 2023 (261 d)
Susana TorresVictory Capital Management Inc. asset managerEdward Jones national BDOtherJun 27, 2022Aug 5, 2022 (39 d)
Kevin D OliverVictory Capital Management Inc. asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherJun 3, 2022Oct 4, 2022 (123 d)
Justin Michael TorresVictory Capital Management Inc. asset managerEquitable Advisors, LLC national BDOtherJun 3, 2022Jul 15, 2022 (42 d)
Adam Edward KennerdellVictory Capital Management Inc. asset managerCitigroup Global Markets Inc. BD affiliatedOtherMay 16, 2022Sep 8, 2022 (115 d)
Erick Jesus LoyolaVictory Capital Management Inc. asset managerCharles Schwab & Co., Inc. national BDOtherApr 11, 2022May 24, 2022 (43 d)
Jeffrey Douglas WrightVictory Capital Management Inc. asset managerMorgan Stanley wirehouseOtherMar 28, 2022Apr 28, 2022 (31 d)
Prashant SahniVictory Capital Management Inc. asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherDec 6, 2021Apr 18, 2022 (133 d)
Jason Douglas KahleVictory Capital Management Inc. asset managerTransamerica Retirement Advisors, LLC BD affiliatedOtherNov 17, 2021Feb 25, 2022 (100 d)
Harry R AustinVictory Capital Management Inc. asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherSep 24, 2021Mar 1, 2022 (158 d)
Carlos Luis CortezVictory Capital Management Inc. asset managerCharles Schwab & Co., Inc. national BDOtherSep 20, 2021Nov 10, 2021 (51 d)
Ronald DarwinVictory Capital Management Inc. asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherSep 9, 2021Dec 9, 2021 (91 d)
Natalie Marie SutcliffeVictory Capital Management Inc. asset managerUBS Financial Services Inc. wirehouseOtherJul 9, 2021Sep 22, 2023 (805 d)
Jorge Eduardo CantuVictory Capital Management Inc. asset managerSwbc Investment Company independent RIAOtherJun 18, 2021Sep 21, 2021 (95 d)
Royce GuerreroVictory Capital Management Inc. asset managerAlly Invest Advisors independent RIAOtherMay 25, 2021Nov 19, 2021 (178 d)
James Jimmy VeraVictory Capital Management Inc. asset managerCitigroup Global Markets Inc. BD affiliatedOtherNov 19, 2020Dec 2, 2020
Carlos ValadezVictory Capital Management Inc. asset managerMoney Concepts Advisory Service BD affiliatedOtherSep 29, 2020Feb 14, 2022 (503 d)
Brian Charles LauxVictory Capital Management Inc. asset managerRegal Advisory Services, Inc. independent RIAOtherMay 18, 2018Nov 26, 2018 (192 d)
Robert Marc SamuelsVictory Capital Management Inc. otherCharles Schwab & Co., Inc. national BDOtherJul 22, 2016Sep 2, 2016 (42 d)
Michael Christopher OrganVictory Capital Management Inc. otherCap Partners, LLC independent RIAOtherSep 16, 2015Nov 22, 2016 (433 d)
Donald Richard FrankVictory Capital Management Inc. otherKennedy Capital Management otherOtherApr 14, 2014Jan 23, 2017 (1015 d)
Todd Broward MatlackVictory Capital Management Inc. otherInvesco Advisers, Inc. otherOtherNov 14, 2011Nov 30, 2011
Duane Robert MattsonVictory Capital Management Inc. otherAfam Capital, Inc. otherOtherNov 18, 2009Dec 5, 2011 (747 d)
Thomas John FarrellVictory Capital Management Inc. otherThornburg Investment Management Inc otherOtherJun 1, 2007Aug 15, 2007 (75 d)
Richard James BuoncoreVictory Capital Management Inc. otherBc Investment Partners LLC unclassifiedOtherOct 11, 2005Nov 14, 2006 (399 d)
Harold King PorterVictory Capital Management Inc. otherSummit Wealth And Retirement Partners unclassifiedOtherOct 10, 2005Nov 14, 2006 (400 d)
Robert Louis BunnenVictory Capital Management Inc. otherBunnen Financial Management LLC state registeredOtherOct 10, 2005Sep 27, 2022 (6196 d)
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64 moves match.