| Matthew James Murawski | Cadaret Grant & Co Inc other | Goodstein Wealth Management LLC independent RIA | Other | Apr 6, 2016 | Apr 13, 2016 |
| Kevin Renzie Sullivan | Cadaret Grant & Co Inc other | Rockbridge Investment Management, LLC independent RIA | Other | Apr 1, 2016 | May 10, 2021 (1865 d) |
| Seth Becker | Cadaret Grant & Co Inc other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 2, 2016 | Mar 1, 2016 |
| Salvatore Dispenziere | Cadaret Grant & Co Inc other | Sagepoint Financial, Inc. other | Other | Feb 12, 2016 | Jan 19, 2016 |
| Mark Alan Likes | Cadaret Grant & Co Inc other | Sagepoint Financial, Inc. other | Other | Feb 5, 2016 | Jan 21, 2016 |
| Patrick Louis Bivona | Cadaret Grant & Co Inc other | Sagepoint Financial, Inc. other | Other | Feb 5, 2016 | Jan 21, 2016 |
| Daniel J Goodwin | Cadaret Grant & Co Inc other | Quint Investments And Insurance independent RIA | Other | Dec 31, 2015 | Sep 14, 2021 (2084 d) |
| Joseph Dale Clemens | Cadaret Grant & Co Inc other | Wisdom Wealth Strategies independent RIA | Other | Dec 31, 2015 | Apr 8, 2014 |
| Andrea Lynn Blackwelder | Cadaret Grant & Co Inc other | Wisdom Wealth Strategies independent RIA | Other | Dec 31, 2015 | Apr 8, 2014 |
| Maggie Merrill Kirchhoff | Cadaret Grant & Co Inc other | Wisdom Wealth Strategies independent RIA | Other | Dec 31, 2015 | Apr 8, 2014 |
| Alphonse Albert Procaccino | Cadaret Grant & Co Inc other | Castle Financial & Retirement Planning Associates Inc other | Other | Dec 31, 2015 | Jan 9, 2007 |
| Scott William Carr | Cadaret Grant & Co Inc other | Avantax Advisory Services other | Other | Dec 24, 2015 | Dec 10, 2015 |
| Thomas J Heller | Cadaret Grant & Co Inc other | Woodbury Financial Services, Inc. other | Other | Nov 9, 2015 | Nov 9, 2015 |
| Ronald James Case | Cadaret Grant & Co Inc other | LPL Financial LLC other | Other | Oct 13, 2015 | Oct 23, 2015 |
| James Robert Delaura | Cadaret Grant & Co Inc other | Raymond James Financial Services Advisors, Inc other | Other | Aug 6, 2015 | Aug 19, 2015 |
| Jennifer L Reed | Cadaret Grant & Co Inc other | LPL Financial LLC BD affiliated | Other | Jun 15, 2015 | Aug 3, 2021 (2241 d) |
| Mark Alan Congdon | Cadaret Grant & Co Inc other | Horizon Financial no RAUM | Other | Jun 8, 2015 | Sep 17, 2019 (1562 d) |
| Kenneth Stephen Blazick | Cadaret Grant & Co Inc other | Ssn Advisory, Inc. BD affiliated | Other | Jun 8, 2015 | Sep 19, 2019 (1564 d) |
| Michael J. Riolo | Cadaret Grant & Co Inc other | Raymond James Financial Services Advisors, Inc other | Other | Mar 19, 2015 | Jun 23, 2015 (96 d) |
| Joseph Anthony Romano | Cadaret Grant & Co Inc other | Jhs Capital Advisors, LLC other | Other | Jan 8, 2015 | Jan 12, 2015 |
| Patricia Barnes | Cadaret Grant & Co Inc other | Maine Advisory Associates, Inc. unclassified | Other | Dec 31, 2014 | Jan 2, 2015 |
| Craig Anthony Stevens | Cadaret Grant & Co Inc other | Maine Center For Wealth Management, LLC state registered | Other | Dec 31, 2014 | Jan 2, 2015 |
| James R. Letteney | Cadaret Grant & Co Inc other | Maine Advisory Associates, Inc. unclassified | Other | Dec 31, 2014 | Jan 2, 2015 |
| Sandra Alterio Barry | Cadaret Grant & Co Inc other | Private Advisor Group, LLC BD affiliated | Other | Nov 26, 2014 | May 26, 2021 (2373 d) |
| Joel Martin Morawski | Cadaret Grant & Co Inc other | Private Advisor Group, LLC BD affiliated | Other | Nov 26, 2014 | May 12, 2021 (2359 d) |
| Joseph Peter Hatfield | Cadaret Grant & Co Inc other | Oneida Wealth Management, Inc. other | Other | Oct 2, 2014 | Mar 25, 2015 (174 d) |
| Michael Joseph Tisdell | Cadaret Grant & Co Inc other | Oneida Wealth Management, Inc. other | Other | Oct 2, 2014 | Mar 25, 2015 (174 d) |
| Richard Jeffery Anthony | Cadaret Grant & Co Inc other | Voya Financial Advisors, Inc. other | Other | Sep 16, 2014 | Nov 13, 2015 (423 d) |
| George Alan Guttman | Cadaret Grant & Co Inc other | Centaurus Financial, Inc. other | Other | Jun 12, 2014 | Jul 14, 2014 (32 d) |
| Neil Joseph Farrell | Cadaret Grant & Co Inc other | Arbor Point Advisors other | Other | May 9, 2014 | May 8, 2014 |
| Robert Diamond | Cadaret Grant & Co Inc other | Osaic Fs, Inc. other | Other | Apr 25, 2014 | Apr 29, 2014 |
| Scott Michael Coles | Cadaret Grant & Co Inc other | Oneida Wealth Management, Inc. other | Other | Apr 24, 2014 | Mar 25, 2015 (335 d) |
| Ralph Donald Dexter | Cadaret Grant & Co Inc other | Calton & Associates, Inc. other | Other | Dec 31, 2013 | Jan 2, 2014 |
| Lawrence Joseph Kelly | Cadaret Grant & Co Inc other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 31, 2013 | May 16, 2014 (136 d) |
| Scott Michael Lippa | Cadaret Grant & Co Inc other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 31, 2013 | Mar 27, 2014 (86 d) |
| Frederick James Block | Cadaret Grant & Co Inc other | Financial Telesis, Inc. other | Other | Oct 4, 2013 | Oct 7, 2013 |
| Matthew Scott Bagell | Cadaret Grant & Co Inc other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 24, 2013 | Sep 23, 2013 |
| Gerard Simonelli | Cadaret Grant & Co Inc other | American Investment Planners LLC other | Other | Aug 6, 2013 | Feb 11, 2011 |
| Bradley David Kaplan | Cadaret Grant & Co Inc other | Kaplan Wealth Management, Inc. no RAUM | Other | May 30, 2013 | May 31, 2013 |
| Scott Andrew Kaplan | Cadaret Grant & Co Inc other | Kaplan Wealth Management, Inc. no RAUM | Other | May 30, 2013 | May 31, 2013 |
| John Ariola | Cadaret Grant & Co Inc other | Exodus Wealth, LLC other | Other | May 16, 2013 | Feb 24, 2015 (649 d) |
| Scott David Raab | Cadaret Grant & Co Inc other | Pnc Wealth Management other | Other | Apr 30, 2013 | May 10, 2013 |
| Humam Khalil Sirhal | Cadaret Grant & Co Inc other | Washington Financial Group, Inc. independent RIA | Other | Dec 31, 2012 | Apr 20, 2005 |
| Shelly R Cortina | Cadaret Grant & Co Inc other | Strategic Advisers LLC national BD | Other | Dec 11, 2012 | Nov 14, 2014 (703 d) |
| Gregory Lambesis | Cadaret Grant & Co Inc other | Cuso Financial Services, L.P. other | Other | Oct 10, 2012 | Oct 31, 2012 |
| Sanae Kobayashi | Cadaret Grant & Co Inc other | Morgan Stanley wirehouse | Other | Sep 14, 2012 | Dec 3, 2012 (80 d) |
| Tyler Gary Brass | Cadaret Grant & Co Inc other | Equitable Advisors, LLC national BD | Other | Aug 2, 2012 | Aug 21, 2012 |
| Mark Luchesa | Cadaret Grant & Co Inc other | Private Advisor Group, LLC other | Other | Nov 30, 2011 | Dec 6, 2011 |
| Jeffrey William Dye | Cadaret Grant & Co Inc other | Securian Financial Services, Inc. other | Other | Nov 7, 2011 | Mar 14, 2012 (128 d) |
| Carol Ann Schmidlin | Cadaret Grant & Co Inc other | Spc other | Other | Oct 24, 2011 | Oct 24, 2011 |
| Matthew L. Broad | Cadaret Grant & Co Inc other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Aug 12, 2011 | Apr 21, 2023 (4270 d) |
| Jude Stambone | Cadaret Grant & Co Inc other | LPL Financial LLC other | Other | Dec 31, 2010 | Jan 4, 2011 |
| Gregory Peter Grimsley | Cadaret Grant & Co Inc other | Novak Financial Planning LLC other | Other | Dec 31, 2010 | Dec 13, 2012 (713 d) |
| Judith F Lutzy | Cadaret Grant & Co Inc other | Tilson Financial Group Inc independent RIA | Other | Nov 1, 2010 | Jan 1, 2026 (5540 d) |
| Joseph John Braut | Cadaret Grant & Co Inc other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 21, 2010 | Nov 5, 2010 |
| Daniel Thomas Dougherty | Cadaret Grant & Co Inc other | Horter Investment Management, LLC other | Other | Dec 31, 2009 | Feb 6, 2014 (1498 d) |
| Kevin Gerard Mullins | Cadaret Grant & Co Inc other | Valic Financial Advisors, Inc. other | Other | Oct 9, 2009 | Oct 21, 2009 |
| Steven Todd Williamson | Cadaret Grant & Co Inc other | Helios Investments Inc unclassified | Other | Mar 6, 2009 | Mar 12, 2009 |
| Michael Joseph Charleton | Cadaret Grant & Co Inc other | Osaic Fa, Inc. other | Other | Nov 3, 2008 | Oct 31, 2008 |
| Bruce G. Charleton | Cadaret Grant & Co Inc other | Osaic Fa, Inc. other | Other | Nov 3, 2008 | Oct 31, 2008 |