DFX Intelligence
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexander Thomas Tri Pohlmann | Vanguard Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 3, 2022 | Nov 18, 2022 (46 d) |
| Nicole Aisha Jackson | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2022 | Sep 11, 2023 (348 d) |
| John Andrew Pilkington | Vanguard Advisers, Inc. BD affiliated | Manning & Napier Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2022 | Oct 7, 2022 |
| Mateusz Jan Atlasik | Vanguard Advisers, Inc. BD affiliated | Chestnut Street Investment Counsel, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2022 | Oct 10, 2022 |
| Austin Lee Frazier | Vanguard Advisers, Inc. BD affiliated | Capital Strategies Group, LLC other | Other | Sep 19, 2022 | Sep 28, 2022 |
| Mark Sauceda | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2022 | Feb 23, 2023 (167 d) |
| Rebecca Spence Sorohan | Vanguard Advisers, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2022 | Dec 14, 2022 (96 d) |
| Roberta Tondo | Vanguard Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 8, 2022 | Aug 7, 2024 (699 d) |
| Christopher David Springer | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2022 | Mar 21, 2023 (194 d) |
| Jimmy Taylor | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Aug 13, 2024 (706 d) |
| Michael Christopher Staufenberger | Vanguard Advisers, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Sep 6, 2022 |
| Corey Garnier | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Oct 12, 2022 (35 d) |
| John Howard Abernethy | Vanguard Advisers, Inc. BD affiliated | Sycamore Financial Planning, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 7, 2022 | May 30, 2023 (265 d) |
| Matthew Kolber | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 1, 2022 | Aug 23, 2024 (722 d) |
| Andre Pitts | Vanguard Advisers, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2022 | Sep 7, 2022 |
| Jeremy Rudolph Tapia | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 29, 2022 | Sep 15, 2022 |
| Hamasseh Pourhamzeh | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2022 | Feb 27, 2023 (182 d) |
| Khalil Domonique Morgan | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2022 | Sep 15, 2022 |
| Allison Sarah Johnson | Vanguard Advisers, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2022 | Jan 3, 2023 (131 d) |
| Steven James Whitman | Vanguard Advisers, Inc. BD affiliated | Missionsquare Retirement institutional | Other | Aug 25, 2022 | Sep 15, 2022 |
| Sammy Eunsam Lee | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2022 | Aug 25, 2022 |
| Jeffrey Owen Duckworth | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2022 | Oct 12, 2022 (48 d) |
| Seth Briley | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2022 | Mar 7, 2023 (194 d) |
| Steven Edward Masel | Vanguard Advisers, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Aug 25, 2022 |
| Erin Pember Mcclain | Vanguard Advisers, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2022 | Apr 6, 2023 (230 d) |
| Jason Michael Bright | Vanguard Advisers, Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2022 | Jul 9, 2024 (692 d) |
| Ashley Diann Johnson | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Sep 20, 2022 (34 d) |
| Jason Chester Skibek | Vanguard Advisers, Inc. BD affiliated | Skibek Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 17, 2022 | Sep 9, 2022 |
| Thomas Andrew Dillmann | Vanguard Advisers, Inc. BD affiliated | Lazard Asset Management LLC other | Other | Aug 17, 2022 | Aug 18, 2022 |
| Nikolaos Stathopoulos | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 16, 2022 | Aug 22, 2022 |
| Jamie Lynn Bigsby | Vanguard Advisers, Inc. BD affiliated | Glassy Mountain Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2022 | Feb 5, 2026 (1276 d) |
| Brett Joseph Bauman | Vanguard Advisers, Inc. BD affiliated | Hungerford Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2022 | Jan 1, 2025 (880 d) |
| Jeffrey Craig Brown | Vanguard Advisers, Inc. BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2022 | Oct 3, 2022 (60 d) |
| Zachary Hickman | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2022 | Jan 8, 2024 (522 d) |
| Elena Rocanelli Veale | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2022 | Jun 27, 2024 (699 d) |
| Cole Richard Brooks | Vanguard Advisers, Inc. BD affiliated | Crb Strategic Services LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 26, 2022 | Sep 8, 2023 (409 d) |
| Matthew Alan Moyzis | Vanguard Advisers, Inc. BD affiliated | Gratus Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2022 | Jul 27, 2022 |
| Lindsey Jennifer Pohl | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2022 | Jul 26, 2022 |
| Justin Gibbs | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2022 | Jun 6, 2023 (316 d) |
| Richard A Amaechi | Vanguard Advisers, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2022 | Jul 25, 2022 |
| Nicholas Kent Walker | Vanguard Advisers, Inc. BD affiliated | Wealthspire Retirement Advisory institutional | Other | Jul 22, 2022 | Jul 21, 2022 |
| Daniel Raymond Smith | Vanguard Advisers, Inc. BD affiliated | Abacus Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2022 | May 30, 2023 (312 d) |
| Diego Rojo Arisso | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2022 | Sep 2, 2022 (42 d) |
| Tyler Venegas | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2022 | Mar 20, 2023 (241 d) |
| Michael Patrick Keen | Vanguard Advisers, Inc. BD affiliated | Byron Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2022 | Jul 19, 2022 |
| Samuel C. Biscotto | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2022 | Jul 29, 2022 |
| Matthew Neil Morris | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2022 | Jul 18, 2022 |
| Lauren Elizabeth George | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 19, 2022 | Jun 6, 2023 (322 d) |
| Dave Adams | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 18, 2022 | Jul 13, 2022 |
| Paul David Mulholland | Vanguard Advisers, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2022 | Sep 1, 2022 (52 d) |
| Philipp Anthony Ballmaier | Vanguard Advisers, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2022 | Jul 14, 2022 |
| Peter James Kalil | Vanguard Advisers, Inc. BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2022 | Aug 9, 2022 |
| Gerardo Melgar | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2022 | Aug 29, 2022 (52 d) |
| Richard T Burns | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2022 | Jul 18, 2022 |
| William Dillon Fogarty | Vanguard Advisers, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2022 | Aug 12, 2022 (36 d) |
| Jennifer L Kilby | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 5, 2022 | Aug 26, 2022 (52 d) |
| Rodney Steve | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 5, 2022 | Aug 16, 2022 (42 d) |
| Stephen James Flamio | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 5, 2022 | Jul 19, 2022 |
| David Daniel Marmolejos | Vanguard Advisers, Inc. BD affiliated | Verum Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2022 | Jul 14, 2022 |
| Samantha Aileen Davis | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2022 | Jun 17, 2022 |
1,264 moves match.