DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Trust Advisors LP

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jack Anthony BalestrieriFirst Trust Advisors LP asset managerWedbush Securities Inc. BD affiliatedOtherAug 12, 2026Aug 24, 2026
Christopher John JonesFirst Trust Advisors LP asset managerAmplify Etfs asset managerOtherFeb 20, 2026Aug 10, 2026 (171 d)
Craig PierceFirst Trust Advisors LP asset managerSeia BD affiliatedOtherFeb 2, 2026Feb 2, 2026
Jared Stephen ToddFirst Trust Advisors LP asset managerVeritas Private Wealth Management state registeredOtherJan 16, 2026Jan 8, 2026
John Aston EdmundsFirst Trust Advisors LP asset managerCommonwealth Financial Network national BDOtherJan 5, 2026Feb 6, 2026 (32 d)
Cory John GrebeFirst Trust Advisors LP asset managerBooster Asset Management, LLC asset managerOtherDec 11, 2025Dec 12, 2025
Xhordi XhokolaFirst Trust Advisors LP asset managerInternational Assets Investment Management, LLC BD affiliatedOtherNov 3, 2025Oct 24, 2025
Andrew Joseph AgostaFirst Trust Advisors LP asset managerProsperity Financial Group, Inc. independent RIAOtherOct 14, 2025Oct 3, 2025
Paul Edward BrandweinFirst Trust Advisors LP asset managerHbw Advisory Services LLC independent RIAOtherJul 30, 2025Mar 5, 2026 (218 d)
Jacob Scott EdzardsFirst Trust Advisors LP asset managerUBS Financial Services Inc. wirehouseOtherMay 16, 2025Jun 26, 2025 (41 d)
Calvin GrossFirst Trust Advisors LP asset managerRaymond James & Associates, Inc. national BDOtherApr 28, 2025May 13, 2025
Mallory Nicole MooreFirst Trust Advisors LP asset managerGateway Financial Advisors Texas, LLC state registeredOtherApr 9, 2025Aug 1, 2025 (114 d)
Jennifer GrzeskiewiczFirst Trust Advisors LP asset managerWells Fargo Advisors wirehouseOtherMar 17, 2025Apr 22, 2025 (36 d)
Jacob Martin MarriottFirst Trust Advisors LP asset managerAptus Capital Advisors, LLC independent RIAOtherFeb 12, 2025Feb 24, 2025
Tenzin PhuntsokFirst Trust Advisors LP asset managerAptus Capital Advisors, LLC independent RIAOtherJan 27, 2025Feb 24, 2025
Spencer A MooreFirst Trust Advisors LP asset managerUBS Financial Services Inc. wirehouseOtherJan 16, 2025Feb 12, 2025
Daniel Joseph MckennaFirst Trust Advisors LP asset managerPrivate Advisor Group, LLC BD affiliatedOtherJan 6, 2025Jan 16, 2025
Roger Ivan ToledoFirst Trust Advisors LP asset managerLPL Financial LLC BD affiliatedOtherDec 19, 2024Mar 23, 2026 (459 d)
Stephen BerryFirst Trust Advisors LP asset managerCommonwealth Financial Network national BDOtherDec 3, 2024Jan 30, 2025 (58 d)
Marissa FerrisFirst Trust Advisors LP asset managerMorgan Stanley wirehouseOtherOct 9, 2024Jan 2, 2025 (85 d)
Arthur Michael PizzelloFirst Trust Advisors LP asset managerRaymond James Financial Services Advisors, Inc BD affiliatedOtherAug 23, 2024Aug 22, 2024
Carlos M GarciaFirst Trust Advisors LP asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 26, 2024Jun 25, 2025 (334 d)
John Luke BrowndFirst Trust Advisors LP asset managerMorgan Stanley wirehouseOtherJul 23, 2024Jul 30, 2024
Joseph Lance FoleyFirst Trust Advisors LP asset managerFortiter Wealth Management, LLC independent RIAOtherMay 6, 2024May 1, 2024
Estefania GormanFirst Trust Advisors LP asset managerScala Capital LLC mixed wealthOtherApr 17, 2024Jul 24, 2024 (98 d)
David William ToellenFirst Trust Advisors LP asset managerToellen Capital Management, LLC state registeredOtherApr 17, 2024Mar 31, 2026 (713 d)
Aaron Michael NicholsFirst Trust Advisors LP asset managerAtlas Fiduciary Services, Inc. otherOtherMar 28, 2024Jul 11, 2025 (470 d)
Christopher Albert KingFirst Trust Advisors LP asset managerII Technology, LLC independent RIAOtherFeb 21, 2024May 15, 2024 (84 d)
Richard Allen JohnsonFirst Trust Advisors LP asset managerWedbush Securities Inc. BD affiliatedOtherJan 29, 2024Jan 3, 2024
Anthony Robert SabaFirst Trust Advisors LP asset managerBahl & Gaynor LLC mixed wealthOtherOct 13, 2023Feb 28, 2024 (138 d)
David Anthony JuechterFirst Trust Advisors LP asset managerCetera Investment Advisers LLC BD affiliatedOtherOct 13, 2023May 17, 2024 (217 d)
John William MchenneyFirst Trust Advisors LP asset managerTimothy Financial Counsel, Inc. no RAUMOtherOct 9, 2023Jan 19, 2024 (102 d)
William Benjamin SmithFirst Trust Advisors LP asset managerRaymond James & Associates, Inc. national BDOtherAug 30, 2023Sep 6, 2023
Jacob B DelmauroFirst Trust Advisors LP asset managerHarbor Capital Advisors, Inc. asset managerOtherJul 10, 2023Jul 17, 2023
Kevin Patrick HusseyFirst Trust Advisors LP asset managerHeritage Wealth Management Group, Ltd independent RIAOtherJun 26, 2023Aug 10, 2023 (45 d)
Vincent Michael TassoneFirst Trust Advisors LP asset managerRegional Investment Advisors, LLC unclassifiedOtherMar 10, 2023May 4, 2023 (55 d)
Christian KiemeleFirst Trust Advisors LP asset managerKestra Advisory Services, LLC BD affiliatedOtherFeb 16, 2023May 8, 2023 (81 d)
Robert KulczyckiFirst Trust Advisors LP asset managerLPL Financial LLC BD affiliatedOtherFeb 14, 2023May 12, 2023 (87 d)
William Casey MartinFirst Trust Advisors LP asset managerRaymond James & Associates, Inc. national BDOtherFeb 14, 2023Mar 10, 2023
Justin CarforaFirst Trust Advisors LP asset managerLPL Financial LLC BD affiliatedOtherOct 28, 2022Apr 2, 2024 (522 d)
Rebecca Lynn BennettFirst Trust Advisors LP asset managerMorningstar Investment Services LLC independent RIAOtherOct 25, 2022May 25, 2023 (212 d)
Robert Daniel FlynnFirst Trust Advisors LP asset managerLord, Abbett & Co. LLC asset managerOtherSep 29, 2022Dec 22, 2022 (84 d)
Robert Nels JacobsenFirst Trust Advisors LP asset managerRobert W. Baird & Co. Incorporated mixed wealthOtherJul 27, 2022Jul 25, 2022
Thomas James SandtFirst Trust Advisors LP asset managerAdvice And Planning Services BD affiliatedOtherJul 26, 2022May 3, 2023 (281 d)
Rudy Waterfield EdelenFirst Trust Advisors LP asset managerLandmark Financial Advisors, LLC independent RIAOtherJun 10, 2022Jul 13, 2022 (33 d)
Jordan Thompson DunsmoreFirst Trust Advisors LP asset managerRBC Capital Markets, LLC national BDOtherMay 18, 2022May 5, 2022
Mark Herbert MillerFirst Trust Advisors LP asset managerOne Capital Management, LLC independent RIAOtherFeb 2, 2022May 11, 2022 (98 d)
Elliot Parker BorgeFirst Trust Advisors LP asset managerNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 10, 2021Feb 12, 2022 (94 d)
Daniel John WestergaardFirst Trust Advisors LP asset managerO'Connor Financial Group LLC independent RIAOtherJul 29, 2021Aug 25, 2021
Andrew James BeltzFirst Trust Advisors LP asset managerJanney Montgomery Scott LLC BD affiliatedOtherJun 24, 2021Nov 1, 2021 (130 d)
Daniella FriendFirst Trust Advisors LP asset managerCedrus independent RIAOtherMay 28, 2021Aug 22, 2023 (816 d)
Hunter Thomas BurdickFirst Trust Advisors LP asset managerCetera Investment Advisers LLC BD affiliatedOtherApr 21, 2021Mar 26, 2021
Channon Christopher CainFirst Trust Advisors LP asset managerRaymond James Financial Services Advisors, Inc BD affiliatedOtherAug 25, 2020Jun 1, 2020
Craig Joseph KoproskiFirst Trust Advisors LP asset managerIndependent Financial Partners BD affiliatedOtherAug 20, 2020Oct 26, 2021 (432 d)
Timothy J LubyFirst Trust Advisors LP asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 26, 2020May 27, 2020
Timothy Saunders MarchFirst Trust Advisors LP asset managerBenjamin F. Edwards & Company, Incorporated BD affiliatedOtherMar 16, 2020Apr 6, 2020
Matthew William Davoust WhallFirst Trust Advisors LP asset managerTlg Advisors, Inc. BD affiliatedOtherNov 27, 2019Nov 8, 2021 (712 d)
Eric Thomas GrauerFirst Trust Advisors LP asset managerRaymond James Financial Services Advisors, Inc BD affiliatedOtherNov 25, 2019Nov 21, 2019
Jason PetersonFirst Trust Advisors LP asset managerWells Fargo Advisors wirehouseOtherOct 2, 2019Nov 3, 2020 (398 d)
John Michael DalyFirst Trust Advisors LP asset managerRBC Capital Markets, LLC national BDOtherAug 26, 2019Aug 8, 2019
Page 1 of 2Next
96 moves match.