DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Fisher Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Michael WalshFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAMay 15, 2020Aug 18, 2020 (95 d)
Sait A SaraciFisher Investments independent RIABellwether Investment Advisors LLC unclassifiedOtherApr 30, 2020Sep 29, 2020 (152 d)
Ryan BurgessFisher Investments independent RIABlue Oaks Financial, LLC unclassifiedOtherApr 28, 2020May 1, 2020
Scott B EhrlichFisher Investments independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherApr 13, 2020May 28, 2020 (45 d)
Kimberly Eileen MeekFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 8, 2020Sep 28, 2020 (173 d)
Eileen Robin FrohmanFisher Investments independent RIALaffer Tengler Investments, Inc. independent RIARIA to RIAMar 11, 2020Sep 23, 2021 (561 d)
Thomas Michael DowdFisher Investments independent RIACrawford Investment Counsel Inc independent RIARIA to RIAMar 11, 2020Oct 23, 2020 (226 d)
Joseph R. MaroneFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 11, 2020Apr 28, 2020 (48 d)
Megan Jane WhyteFisher Investments independent RIAIeq Capital, LLC independent RIARIA to RIAFeb 18, 2020Feb 27, 2020
Richard Allen CoenFisher Investments independent RIACoen Investments, LLC unclassifiedOtherFeb 14, 2020Apr 28, 2020 (74 d)
Joseph G KellyFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 7, 2020Mar 27, 2020 (49 d)
Leon C MazzaFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 7, 2020Sep 23, 2020 (229 d)
Shawn Patrick WeidmannFisher Investments independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJan 29, 2020Feb 10, 2020
Rafael Cliefverth OtoyaFisher Investments independent RIATd Ameritrade, Inc. no RAUMOtherJan 17, 2020Jan 23, 2020
Tyler M BrownFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIAJan 8, 2020Jan 21, 2020
Jacob Ralph SkollFisher Investments independent RIAWells Fargo Advisors wirehouseRIA to wirehouseDec 19, 2019Mar 18, 2020 (90 d)
Peter A. SullivanFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankDec 10, 2019Dec 20, 2019
Alexis GrahamFisher Investments independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankDec 10, 2019Mar 16, 2020 (97 d)
James Andrew RogersFisher Investments independent RIAPds Planning Inc independent RIARIA to RIADec 6, 2019Feb 4, 2020 (60 d)
Michael MclellanFisher Investments independent RIAEmpower Advisory Group, LLC institutionalOtherOct 29, 2019Nov 27, 2019
Dante Reynaud JeffersonFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 29, 2019Nov 20, 2019
Alexander PetersonFisher Investments independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankOct 29, 2019Oct 14, 2019
Cindy ScottFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseSep 30, 2019Nov 6, 2019 (37 d)
David Allen BuckFisher Investments independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 30, 2019Sep 20, 2019
Brandon D. MiddletonFisher Investments independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankSep 30, 2019Jan 2, 2020 (94 d)
Brian James MurphyFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIAAug 22, 2019Oct 23, 2019 (62 d)
Christopher Edward ZiolaFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIAAug 16, 2019Nov 20, 2019 (96 d)
Rory James MckendrickFisher Investments independent RIALPL Financial LLC independent RIARIA to RIAAug 13, 2019Dec 12, 2022 (1217 d)
Timothy James HoffmanFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAAug 12, 2019Oct 21, 2019 (70 d)
Brett William SperinFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAAug 9, 2019Aug 14, 2019
Jacob Martin LowryFisher Investments independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 31, 2019Jun 29, 2023 (1429 d)
Byron Elmer SheffieldFisher Investments independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJul 18, 2019Dec 6, 2019 (141 d)
Ryland Matthew HudackFisher Investments independent RIAFinancial Synergistics Group, Inc. state registeredRIA to a state-registered adviserJul 12, 2019Mar 27, 2020 (259 d)
Robert Daniel FalconerFisher Investments independent RIAEp Wealth Advisors independent RIARIA to RIAJul 2, 2019Oct 29, 2025 (2311 d)
Nicholas Anthony FontanellaFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJun 28, 2019Oct 7, 2019 (101 d)
Adam FallertFisher Investments independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 27, 2019Jan 6, 2020 (193 d)
Samuel MattsonFisher Investments independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 31, 2019Aug 23, 2019 (84 d)
Natalie Jo SlagleFisher Investments independent RIAFyooz Financial Planning state registeredRIA to a state-registered adviserMay 31, 2019Feb 15, 2022 (991 d)
Conor Blair SullivanFisher Investments independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMay 31, 2019May 24, 2019
Kristen Leigh KlockoFisher Investments independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 31, 2019Aug 16, 2019 (77 d)
Aaron PimentelFisher Investments independent RIAE*Trade Capital Management, LLC independent RIARIA to RIAMay 21, 2019Aug 28, 2019 (99 d)
Nicholas Oliver HeremFisher Investments independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseMay 20, 2019Dec 24, 2019 (218 d)
Matthew Porter BartonFisher Investments independent RIAMy Portfolio Guide, LLC independent RIARIA to RIAMay 13, 2019Sep 30, 2019 (140 d)
Matthew Evan UngerFisher Investments independent RIAFocus Asset Management LLC state registeredRIA to a state-registered adviserMay 3, 2019Jun 7, 2019 (35 d)
Oanh Hong RodricksFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 22, 2019May 3, 2019
Krystle Sumner McentireFisher Investments independent RIADuncan & Haley, Ltd. mixed wealthRIA to RIAApr 22, 2019May 1, 2019
Benjamin Scott LiesFisher Investments independent RIADelphi Advisers state registeredRIA to a state-registered adviserApr 22, 2019Aug 23, 2019 (123 d)
Andrew Lee GryszowkaFisher Investments independent RIACreative Planning independent RIARIA to RIAMar 15, 2019Mar 11, 2019
Richard Tobias CarlinFisher Investments independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankMar 11, 2019Jul 8, 2019 (119 d)
Rickey D BellewFisher Investments independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankFeb 15, 2019Feb 15, 2019
Jennifer Nicole CarterFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 15, 2019May 30, 2019 (104 d)
Robert Blake PalmerFisher Investments independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 8, 2019Jul 12, 2019 (154 d)
Gibson Lee BosworthFisher Investments independent RIARfg Advisory, LLC independent RIARIA to RIAFeb 8, 2019Apr 23, 2019 (74 d)
Laurin Byars KleemanFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2019Apr 3, 2019 (82 d)
Brantley Matthew YoungFisher Investments independent RIAUsaa Investment Services Company BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2019Mar 21, 2019 (70 d)
Gregory Frank GianfortoneFisher Investments independent RIATruist Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2018Jun 16, 2026 (2734 d)
William G AbramsFisher Investments independent RIAJ.P. Morgan Private Wealth Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2018Aug 14, 2019 (236 d)
Zablon Robert MuruliFisher Investments independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 27, 2018Feb 25, 2019 (90 d)
Rowdy Tex HakesFisher Investments independent RIAFairbanks Financial Wealth Management state registeredRIA to a state-registered adviserNov 27, 2018May 31, 2019 (185 d)
Duncan Cuyler SmithFisher Investments independent RIAZacks Investment Management, Inc. mixed wealthRIA to RIANov 16, 2018Nov 8, 2018
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995 moves match.