| David Michael Martin | Amundi Asset Management US, Inc. asset manager | Aristotle Capital Management, LLC other | Other | Apr 25, 2025 | Oct 1, 2025 (159 d) |
| Christopher Lewis Chandler | Amundi Asset Management US, Inc. asset manager | Crossmark Global Investments, Inc. mixed wealth | Other | Apr 25, 2025 | Jan 27, 2026 (277 d) |
| Dustin C Gaj | Amundi Asset Management US, Inc. asset manager | Mariner BD affiliated | Other | Apr 25, 2025 | May 14, 2025 |
| Peter David Driscoll | Amundi Asset Management US, Inc. asset manager | Nomura Investment Management Business Trust asset manager | Other | Apr 25, 2025 | Jun 18, 2025 (54 d) |
| Matthew M Zorumski | Amundi Asset Management US, Inc. asset manager | Proshare Advisors LLC asset manager | Other | Apr 25, 2025 | Apr 24, 2025 |
| Vaughan Preston O'Neal | Amundi Asset Management US, Inc. asset manager | UBS Financial Services Inc. wirehouse | Other | Apr 25, 2025 | Nov 3, 2025 (192 d) |
| Elizabeth Bucalo | Amundi Asset Management US, Inc. asset manager | F/M Investments LLC other | Other | Apr 25, 2025 | Mar 16, 2026 (325 d) |
| Jack Bernard Mccaffrey | Amundi Asset Management US, Inc. asset manager | Mfs Institutional Advisors Inc. other | Other | Apr 25, 2025 | Aug 25, 2025 (122 d) |
| Jenna Sellman Wischhover | Amundi Asset Management US, Inc. asset manager | Columbia Management Investment Advisers, LLC asset manager | Other | Apr 25, 2025 | Jul 10, 2025 (76 d) |
| Brian M Lomedico | Amundi Asset Management US, Inc. asset manager | Pacer Advisors, Inc. asset manager | Other | Apr 25, 2025 | May 5, 2025 |
| Michael Tran | Amundi Asset Management US, Inc. asset manager | John Hancock Investment Management LLC asset manager | Other | Apr 25, 2025 | May 7, 2025 |
| Michael J Botte | Amundi Asset Management US, Inc. asset manager | F/M Investments LLC other | Other | Apr 25, 2025 | Feb 19, 2026 (300 d) |
| Robert Troy Sant | Amundi Asset Management US, Inc. asset manager | Nuveen Asset Management, LLC mixed wealth | Other | Apr 25, 2025 | Oct 24, 2025 (182 d) |
| Jason Circelli | Amundi Asset Management US, Inc. asset manager | Pacer Advisors, Inc. asset manager | Other | Apr 25, 2025 | Jun 10, 2025 (46 d) |
| Zacharias Miller | Amundi Asset Management US, Inc. asset manager | Natixis Advisors, LLC BD affiliated | Other | Apr 25, 2025 | Aug 6, 2025 (103 d) |
| Kellen Charles Creedon | Amundi Asset Management US, Inc. asset manager | F/M Investments LLC other | Other | Mar 14, 2025 | Mar 16, 2026 (367 d) |
| Shane Michael Donohue | Amundi Asset Management US, Inc. asset manager | John Hancock Investment Management LLC asset manager | Other | Mar 3, 2025 | Mar 21, 2025 |
| Michael James Oconnor | Amundi Asset Management US, Inc. asset manager | Polen Capital Management, LLC asset manager | Other | Feb 18, 2025 | Mar 26, 2025 (36 d) |
| Timothy Sean Carley | Amundi Asset Management US, Inc. asset manager | Tcw Investment Management Company LLC asset manager | Other | Jan 2, 2025 | Jan 23, 2025 |
| Brian Kichton | Amundi Asset Management US, Inc. asset manager | Invesco Advisers, Inc. asset manager | Other | Dec 16, 2024 | Jan 13, 2025 |
| Jeffrey Kinberg | Amundi Asset Management US, Inc. asset manager | John Hancock Investment Management LLC asset manager | Other | Nov 29, 2024 | Jan 2, 2025 (34 d) |
| Brent Paul Abendroth | Amundi Asset Management US, Inc. asset manager | Tcw Investment Management Company LLC asset manager | Other | Sep 13, 2024 | Oct 7, 2024 |
| Cy Octavian Aleman | Amundi Asset Management US, Inc. asset manager | UBS Financial Services Inc. wirehouse | Other | Jun 4, 2024 | Jun 11, 2024 |
| James Patrick Burke | Amundi Asset Management US, Inc. asset manager | Payden & Rygel other | Other | May 6, 2024 | Oct 31, 2024 (178 d) |
| Walter Wright Edler | Amundi Asset Management US, Inc. asset manager | Raymond James & Associates, Inc. national BD | Other | Apr 19, 2024 | Jun 17, 2024 (59 d) |
| Jeremy J. Phelps | Amundi Asset Management US, Inc. asset manager | Fidelity Personal And Workplace Advisors BD affiliated | Other | Oct 13, 2023 | Mar 6, 2024 (145 d) |
| Daniel Miller | Amundi Asset Management US, Inc. asset manager | Hartford Funds asset manager | Other | Jul 24, 2023 | Aug 3, 2023 |
| Jonathan Ortega | Amundi Asset Management US, Inc. asset manager | Fisher Investments independent RIA | Other | Jul 7, 2023 | Aug 2, 2023 |
| Mark D Tishman | Amundi Asset Management US, Inc. asset manager | T. Rowe Price Associates, Inc. asset manager | Other | May 19, 2023 | Jun 13, 2023 |
| Drew William Rowean | Amundi Asset Management US, Inc. asset manager | John Hancock Investment Management LLC asset manager | Other | Apr 21, 2023 | May 10, 2023 |
| Collette Fidrych | Amundi Asset Management US, Inc. asset manager | Invesco Advisers, Inc. asset manager | Other | Mar 17, 2023 | Mar 27, 2023 |
| Colman Peter Flanagan | Amundi Asset Management US, Inc. asset manager | Pacer Advisors, Inc. asset manager | Other | Dec 2, 2022 | Dec 14, 2022 |
| Stephen Paul Uzonyi | Amundi Asset Management US, Inc. asset manager | Raymond James & Associates, Inc. national BD | Other | Sep 9, 2022 | Sep 14, 2022 |
| Garrett Timothy Boyd | Amundi Asset Management US, Inc. asset manager | Northwest Financial Advisors LLC independent RIA | Other | Sep 2, 2022 | Sep 20, 2022 |
| Michael F Barnes | Amundi Asset Management US, Inc. asset manager | Eaton Vance Management asset manager | Other | Aug 26, 2022 | Sep 27, 2022 (32 d) |
| Peder Knoth | Amundi Asset Management US, Inc. asset manager | Tlg Advisors, Inc. BD affiliated | Other | Aug 26, 2022 | Oct 4, 2022 (39 d) |
| Mark Austin Donovan | Amundi Asset Management US, Inc. asset manager | Pacer Advisors, Inc. asset manager | Other | Jun 3, 2022 | Jun 13, 2022 |
| Philip O'Toole | Amundi Asset Management US, Inc. asset manager | Fourth Dimension Wealth, LLC independent RIA | Other | May 20, 2022 | Jun 13, 2022 |
| David Adam Weeden | Amundi Asset Management US, Inc. asset manager | Commonwealth Financial Network national BD | Other | May 20, 2022 | Oct 4, 2023 (502 d) |
| Nicholas C. Rossetti | Amundi Asset Management US, Inc. asset manager | RBC Capital Markets, LLC national BD | Other | May 13, 2022 | Jul 29, 2024 (808 d) |
| William Arthur Oneil | Amundi Asset Management US, Inc. asset manager | Putnam Investment Management, LLC asset manager | Other | May 6, 2022 | May 25, 2022 |
| Kevin Raymond Zellers | Amundi Asset Management US, Inc. asset manager | Morgan Stanley wirehouse | Other | Apr 11, 2022 | May 5, 2022 |
| Jeffrey Peirce Garinger | Amundi Asset Management US, Inc. asset manager | Facet independent RIA | Other | Jan 27, 2022 | Feb 20, 2025 (1120 d) |
| James Earl Vigue | Amundi Asset Management US, Inc. asset manager | RBC Capital Markets, LLC national BD | Other | Jan 7, 2022 | Jan 27, 2022 |
| Kyle Lawrence | Amundi Asset Management US, Inc. asset manager | Blackrock Investment Management, LLC other | Other | Sep 21, 2021 | Oct 13, 2021 |
| Scott R Waskiewicz | Amundi Asset Management US, Inc. asset manager | Usi Advisors institutional | Other | Sep 3, 2021 | Sep 14, 2021 |
| Jacob Vigneau | Amundi Asset Management US, Inc. asset manager | Allspring Funds Management, LLC asset manager | Other | May 14, 2021 | Jun 3, 2021 |
| Richard Kevin Zachary | Amundi Asset Management US, Inc. other | Cuna Brokerage Services, Inc. mixed wealth | Other | Nov 30, 2005 | Jun 28, 2018 (4593 d) |
| Catherine Mary Arnet-Valega | Amundi Asset Management US, Inc. other | LPL Financial LLC other | Other | Oct 27, 2005 | Jun 13, 2007 (594 d) |
| Anthony Piazza | Amundi Asset Management US, Inc. other | Guggenheim Investments other | Other | Oct 24, 2005 | Jul 23, 2007 (637 d) |
| James William Mcguire | Amundi Asset Management US, Inc. other | Wells Fargo Advisors wirehouse | Other | Sep 14, 2005 | Feb 8, 2010 (1608 d) |
| Michael Sean Woods | Amundi Asset Management US, Inc. other | Nrp Financial, Inc. unclassified | Other | Sep 14, 2005 | Sep 29, 2006 (380 d) |
| Brian Eric Glavin | Amundi Asset Management US, Inc. other | Placemark Investments, Inc. other | Other | Jul 12, 2005 | Jul 19, 2005 |
| Jason Michael Statuta | Amundi Asset Management US, Inc. other | Wells Fargo Advisors wirehouse | Other | Jun 16, 2005 | Oct 7, 2016 (4131 d) |
| Bradford Merton Sawyer | Amundi Asset Management US, Inc. other | American Century Advisory Services, Inc. no RAUM | Other | Apr 12, 2005 | Apr 27, 2006 (380 d) |
| Matthew P Kondrath | Amundi Asset Management US, Inc. other | John Hancock Investment Management LLC other | Other | Mar 30, 2005 | Apr 15, 2005 |
| Charles Leonidas Mitsakos | Amundi Asset Management US, Inc. other | Capital Client Group, Inc. no RAUM | Other | Mar 7, 2005 | Jan 7, 2014 (3228 d) |
| Annmarie Woods | Amundi Asset Management US, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 20, 2004 | Oct 20, 2004 (61 d) |