DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Columbia Management Investment Advisers, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jeffrey Kenneth Williams	Columbia Management Investment Advisers, LLC asset manager	Blackrock Investment Management, LLC other	Other	Apr 11, 2022	May 2, 2022
Alex N Goodwin	Columbia Management Investment Advisers, LLC asset manager	Raymond James Financial Services Advisors, Inc BD affiliated	Other	Apr 5, 2022	Apr 11, 2022
Matthew Wyman	Columbia Management Investment Advisers, LLC asset manager	Neuberger Berman Bd LLC no RAUM	Other	Apr 1, 2022	Dec 16, 2025 (1355 d)
Robert Moody	Columbia Management Investment Advisers, LLC asset manager	Touchstone Advisors Inc asset manager	Other	Mar 22, 2022	Apr 6, 2022
Connor Joseph Morenzi	Columbia Management Investment Advisers, LLC asset manager	Eaton Vance Management asset manager	Other	Feb 21, 2022	Mar 24, 2022 (31 d)
Ian Stevens	Columbia Management Investment Advisers, LLC asset manager	LPL Financial LLC independent RIA	Other	Feb 11, 2022	Jun 24, 2022 (133 d)
Eric Matthew Kirkman	Columbia Management Investment Advisers, LLC asset manager	Capital Client Group, Inc. no RAUM	Other	Jan 5, 2022	Jan 21, 2022
Kevin Patrick Wilson	Columbia Management Investment Advisers, LLC asset manager	RBC Capital Markets, LLC national BD	Other	Dec 9, 2021	Sep 14, 2026 (1740 d)
Derrick Brian Labranche	Columbia Management Investment Advisers, LLC asset manager	Steward Partners Investment Advisory, LLC BD affiliated	Other	Dec 2, 2021	Jul 18, 2022 (228 d)
Steve S Fernandes	Columbia Management Investment Advisers, LLC asset manager	Citizens Securities, Inc. BD affiliated	Other	Oct 8, 2021	Jan 6, 2022 (90 d)
Joseph Buonadonna	Columbia Management Investment Advisers, LLC asset manager	Fidelity Personal And Workplace Advisors BD affiliated	Other	Oct 8, 2021	Nov 17, 2021 (40 d)
Michael Javed Malik	Columbia Management Investment Advisers, LLC asset manager	Oppenheimer & Co. Inc. BD affiliated	Other	Oct 7, 2021	Oct 5, 2021
Joshua Chase Ryan	Columbia Management Investment Advisers, LLC asset manager	Citizens Securities, Inc. BD affiliated	Other	Oct 7, 2021	Jan 19, 2023 (469 d)
Brian Clark Wilber	Columbia Management Investment Advisers, LLC asset manager	Raymond James Financial Services Advisors, Inc BD affiliated	Other	Sep 10, 2021	Feb 24, 2023 (532 d)
Nicholas Lee Salatino	Columbia Management Investment Advisers, LLC asset manager	Fisher Investments independent RIA	Other	Aug 17, 2021	Aug 19, 2021
Alexander Edelman	Columbia Management Investment Advisers, LLC asset manager	Invesco Advisers, Inc. asset manager	Other	Apr 14, 2021	Jan 6, 2022 (267 d)
Michael Raymond Orr	Columbia Management Investment Advisers, LLC asset manager	Touchstone Advisors Inc asset manager	Other	Feb 25, 2021	Jan 28, 2021
Michael Devin Sutter	Columbia Management Investment Advisers, LLC asset manager	The London Company Of Virginia mixed wealth	Other	Feb 15, 2021	Dec 9, 2022 (662 d)
Trevor Harrison Dean	Columbia Management Investment Advisers, LLC asset manager	Canopy Capital Group no RAUM	Other	Feb 15, 2021	Oct 15, 2024 (1338 d)
Robert Francis Wetzel	Columbia Management Investment Advisers, LLC asset manager	Morgan Stanley wirehouse	Other	Feb 15, 2021	Apr 6, 2021 (50 d)
John Babnik	Columbia Management Investment Advisers, LLC asset manager	Northern Trust Investments, Incorporated asset manager	Other	Dec 13, 2019	Nov 13, 2020 (336 d)
Christopher Joseph Bunsa	Columbia Management Investment Advisers, LLC asset manager	Equitable Advisors, LLC national BD	Other	Dec 3, 2019	Aug 7, 2023 (1343 d)
Eric Jonathan Kamin	Columbia Management Investment Advisers, LLC asset manager	Capital Client Group, Inc. no RAUM	Other	Nov 26, 2019	Sep 10, 2020 (289 d)
Frederick M. Vicario	Columbia Management Investment Advisers, LLC asset manager	Citizens Securities, Inc. BD affiliated	Other	Oct 29, 2019	Jun 19, 2020 (234 d)
Colby Bates	Columbia Management Investment Advisers, LLC asset manager	Morgan Stanley wirehouse	Other	Aug 13, 2019	Sep 16, 2019 (34 d)
Olivia Reed Kussin	Columbia Management Investment Advisers, LLC asset manager	Sterling Capital Management LLC other	Other	Jul 23, 2019	Jan 10, 2020 (171 d)
Robert Philip Natale	Columbia Management Investment Advisers, LLC asset manager	Vista Way Advisors state registered	Other	Jul 17, 2019	Aug 19, 2021 (764 d)
William Frederick Kussin	Columbia Management Investment Advisers, LLC asset manager	Touchstone Advisors Inc asset manager	Other	Jul 17, 2019	Jul 26, 2019
Joseph Robert Ciavarelli	Columbia Management Investment Advisers, LLC asset manager	Jacobi Capital Management, LLC independent RIA	Other	Jul 17, 2019	Jan 6, 2025 (2000 d)
John Joseph Lavin	Columbia Management Investment Advisers, LLC asset manager	Bny Mellon Securities Corporation BD affiliated	Other	Jun 27, 2019	Jul 12, 2019
Barry Nelson	Columbia Management Investment Advisers, LLC asset manager	Raymond James Financial Services Advisors, Inc BD affiliated	Other	Jun 21, 2019	Oct 31, 2019 (132 d)
Timothy William Irwin	Columbia Management Investment Advisers, LLC asset manager	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 14, 2019	Jul 31, 2019 (47 d)
Andrew Hawes	Columbia Management Investment Advisers, LLC asset manager	MML Investors Services, LLC BD affiliated	Other	Mar 5, 2019	Apr 5, 2019 (31 d)
Noel Wells Doiron	Columbia Management Investment Advisers, LLC asset manager	T. Rowe Price Associates, Inc. asset manager	Other	Nov 26, 2018	Jan 24, 2019 (59 d)
Brian Gerard Donoghue	Columbia Management Investment Advisers, LLC asset manager	Advice And Planning Services BD affiliated	Other	Nov 12, 2018	Dec 11, 2018
Daniel James Keefe	Columbia Management Investment Advisers, LLC asset manager	LPL Financial LLC independent RIA	Other	Oct 16, 2018	Nov 16, 2018 (31 d)
Michelle Allison	Columbia Management Investment Advisers, LLC asset manager	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 26, 2018	Jun 12, 2025 (2451 d)
James Hadley Oconnor	Columbia Management Investment Advisers, LLC asset manager	Vigilant Wealth Management independent RIA	Other	Sep 11, 2018	Sep 15, 2018
Rebecca Aileen Mathis	Columbia Management Investment Advisers, LLC asset manager	Raymond James Financial Services Advisors, Inc BD affiliated	Other	May 1, 2018	May 1, 2018
Claire Alexandra Smith	Columbia Management Investment Advisers, LLC asset manager	Morgan Stanley wirehouse	Other	Feb 9, 2018	Mar 15, 2018 (34 d)
Kenneth Franklin Vance	Columbia Management Investment Advisers, LLC asset manager	Pacer Advisors, Inc. asset manager	Other	Jan 29, 2018	Apr 20, 2018 (81 d)
Brandon Spaulding Affeldt	Columbia Management Investment Advisers, LLC asset manager	UBS Financial Services Inc. wirehouse	Other	Jan 12, 2018	Jan 22, 2018
Scott Ward	Columbia Management Investment Advisers, LLC asset manager	Independent Advisor Alliance, LLC independent RIA	Other	Jan 2, 2018	Aug 8, 2023 (2044 d)
Bradley Scott Karelitz	Columbia Management Investment Advisers, LLC other	Mesirow Financial Private Equity Advisors, Inc. asset manager	Other	Oct 3, 2017	Apr 26, 2021 (1301 d)
Frank Frederic Coulom	Columbia Management Investment Advisers, LLC other	Morgan Stanley wirehouse	Other	Sep 7, 2017	Oct 23, 2017 (46 d)
Michael Starr	Columbia Management Investment Advisers, LLC other	Blackrock Investment Management, LLC other	Other	Jul 7, 2017	Jul 20, 2017
Jason Stuart Newnham	Columbia Management Investment Advisers, LLC other	Eaton Vance Management other	Other	Jun 23, 2017	Jul 26, 2017 (33 d)
Colby Simon Sherman	Columbia Management Investment Advisers, LLC other	Allstate Financial Advisors, LLC BD affiliated	Other	Jun 2, 2017	May 2, 2019 (699 d)
Amy Schwenzfeier Roberts	Columbia Management Investment Advisers, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 16, 2017	May 30, 2018 (379 d)
Doron Eisenscher	Columbia Management Investment Advisers, LLC other	Blackrock Investment Management, LLC other	Other	Apr 26, 2017	May 12, 2017
Adam Stanley Novak	Columbia Management Investment Advisers, LLC other	MML Investors Services, LLC BD affiliated	Other	Apr 25, 2017	Apr 5, 2019 (710 d)
Jared Evan Paul	Columbia Management Investment Advisers, LLC other	Capable Wealth, LLC state registered	Other	Apr 18, 2017	Feb 25, 2021 (1409 d)
Michael Colby Cormier	Columbia Management Investment Advisers, LLC other	Morgan Stanley wirehouse	Other	Apr 11, 2017	Jun 12, 2017 (62 d)
Christopher Hale Stoner	Columbia Management Investment Advisers, LLC other	Measured Wealth Private Client Group, LLC other	Other	Mar 2, 2017	Apr 6, 2017 (35 d)
Peter Hutchins Cahill	Columbia Management Investment Advisers, LLC other	Wells Fargo Advisors wirehouse	Other	Feb 21, 2017	Feb 24, 2017
Michael Finn	Columbia Management Investment Advisers, LLC other	LPL Financial LLC other	Other	Feb 14, 2017	Mar 6, 2017
Steven L Spurling	Columbia Management Investment Advisers, LLC other	Edward Jones national BD	Other	Feb 13, 2017	Oct 11, 2021 (1701 d)
Stephen Lee	Columbia Management Investment Advisers, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 13, 2017	Jun 9, 2017 (116 d)
Gregory Thomas Buzzell	Columbia Management Investment Advisers, LLC other	Voya Investment Management Co. LLC other	Other	Feb 13, 2017	Jul 31, 2017 (168 d)
John Batista Pannozzo	Columbia Management Investment Advisers, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Feb 13, 2017	Mar 20, 2017 (35 d)

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214 moves match.