| Bret Contreras | Lord, Abbett & Co. LLC asset manager | Voya Financial Partners, LLC no RAUM | Other | Jun 3, 2021 | Jun 20, 2021 |
| Matthew Thomas Nadeau | Lord, Abbett & Co. LLC asset manager | Hayden Royal independent RIA | Other | Apr 9, 2021 | Apr 7, 2021 |
| Henry Mccomb Winchester | Lord, Abbett & Co. LLC asset manager | Principal Asset Management other | Other | Jan 5, 2021 | Oct 25, 2021 (293 d) |
| Ryan Allen Seewald | Lord, Abbett & Co. LLC asset manager | RBC Capital Markets, LLC national BD | Other | Nov 30, 2020 | Dec 4, 2020 |
| Peter Appleton Fryer | Lord, Abbett & Co. LLC asset manager | 3chopt Investment Partners LLC independent RIA | Other | Sep 23, 2020 | Aug 2, 2024 (1409 d) |
| Steven Christopher Ruta | Lord, Abbett & Co. LLC asset manager | Fifth Third Securities, Inc. BD affiliated | Other | Jun 25, 2020 | Mar 17, 2021 (265 d) |
| David Jonathan Linsen | Lord, Abbett & Co. LLC asset manager | Summit Financial, LLC BD affiliated | Other | Apr 7, 2020 | Mar 17, 2021 (344 d) |
| William T Ahrberg | Lord, Abbett & Co. LLC asset manager | Edward Jones national BD | Other | Mar 3, 2020 | Aug 24, 2020 (174 d) |
| Saffiate Hales | Lord, Abbett & Co. LLC asset manager | D.A. Davidson & Co. independent RIA | Other | Mar 3, 2020 | Sep 10, 2020 (191 d) |
| Matthew J Tomasino | Lord, Abbett & Co. LLC asset manager | J.P. Morgan Securities LLC wirehouse | Other | Jan 2, 2020 | Jan 30, 2024 (1489 d) |
| James Edward Steinkamp | Lord, Abbett & Co. LLC asset manager | Invesco Advisers, Inc. asset manager | Other | Oct 1, 2019 | Dec 5, 2019 (65 d) |
| Cameron Finley | Lord, Abbett & Co. LLC asset manager | Invesco Advisers, Inc. asset manager | Other | Aug 27, 2019 | Mar 22, 2024 (1669 d) |
| Glenn Edward Zuck | Lord, Abbett & Co. LLC asset manager | Ascensus Investment Advisors, LLC institutional | Other | Jul 19, 2019 | Nov 13, 2019 (117 d) |
| Jacob Vehring | Lord, Abbett & Co. LLC asset manager | Edward Jones national BD | Other | Jul 19, 2019 | Sep 6, 2019 (49 d) |
| Spencer James Knickerbocker | Lord, Abbett & Co. LLC asset manager | Raymond James & Associates, Inc. national BD | Other | Jul 16, 2019 | Sep 11, 2019 (57 d) |
| Dominick J Trapasso | Lord, Abbett & Co. LLC asset manager | Summit Trail Advisors, LLC independent RIA | Other | Jun 5, 2019 | Jun 5, 2019 |
| Taylor Leete Hogarth | Lord, Abbett & Co. LLC asset manager | Cantor Fitzgerald Investment Advisors independent RIA | Other | May 15, 2019 | Jan 9, 2024 (1700 d) |
| Harrison Lee Fisher | Lord, Abbett & Co. LLC asset manager | Deutsche Bank Securities Inc. other | Other | May 14, 2019 | May 29, 2019 |
| Thomas M Pancoast | Lord, Abbett & Co. LLC asset manager | Raymond James & Associates, Inc. national BD | Other | May 10, 2019 | May 14, 2019 |
| Shawn Neice | Lord, Abbett & Co. LLC asset manager | Santander Securities BD affiliated | Other | May 3, 2019 | May 14, 2019 |
| Thomas Barry Maher | Lord, Abbett & Co. LLC asset manager | Hilton Capital Management, LLC independent RIA | Other | Jan 2, 2019 | Jan 29, 2019 |
| Alexander C Stuart | Lord, Abbett & Co. LLC asset manager | Virtus Investment Advisers, LLC asset manager | Other | Nov 12, 2018 | Oct 19, 2022 (1437 d) |
| Erin Elizabeth Burke | Lord, Abbett & Co. LLC asset manager | Morgan Stanley wirehouse | Other | Sep 18, 2018 | Sep 21, 2018 |
| Michael John Hales | Lord, Abbett & Co. LLC asset manager | Td Ameritrade, Inc. no RAUM | Other | Aug 31, 2018 | Sep 21, 2018 |
| Michael David Vorlop | Lord, Abbett & Co. LLC asset manager | Wells Fargo Advisors wirehouse | Other | Jul 30, 2018 | Sep 20, 2018 (52 d) |
| Jeffrey T Lozier | Lord, Abbett & Co. LLC asset manager | Build Asset Management asset manager | Other | May 16, 2018 | Apr 5, 2019 (324 d) |
| Brian James Wilson | Lord, Abbett & Co. LLC asset manager | New York Life Investment Management LLC asset manager | Other | May 16, 2018 | May 30, 2018 |
| Karl Colby Khuns | Lord, Abbett & Co. LLC asset manager | LPL Financial LLC independent RIA | Other | May 16, 2018 | Nov 13, 2018 (181 d) |
| Joseph Hagner | Lord, Abbett & Co. LLC asset manager | Woodbury Financial Services, Inc. BD affiliated | Other | May 16, 2018 | Apr 8, 2019 (327 d) |
| Hugh Light Stangeland | Lord, Abbett & Co. LLC asset manager | Neuberger Berman Bd LLC no RAUM | Other | May 16, 2018 | Jul 18, 2018 (63 d) |
| Michael Connor Callahan | Lord, Abbett & Co. LLC asset manager | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Apr 30, 2018 | Oct 16, 2018 (169 d) |
| Jason Patrick Goldberg | Lord, Abbett & Co. LLC asset manager | Neuberger Berman Bd LLC no RAUM | Other | Apr 20, 2018 | Apr 24, 2018 |
| Justyna Zuzanna Barczynska | Lord, Abbett & Co. LLC asset manager | Raymond James Investment Management asset manager | Other | Mar 2, 2018 | Jun 14, 2018 (104 d) |
| Andrew Walter Dobies | Lord, Abbett & Co. LLC other | Edward Jones national BD | Other | Nov 6, 2017 | Dec 11, 2017 (35 d) |
| Giuseppe Merlo | Lord, Abbett & Co. LLC other | Wbi Investments, LLC other | Other | Oct 16, 2017 | Mar 19, 2018 (154 d) |
| Spencer Kane Avalos | Lord, Abbett & Co. LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 4, 2017 | Oct 7, 2019 (733 d) |
| Alexis E Rodriguez | Lord, Abbett & Co. LLC other | Planmember Securities Corporation independent RIA | Other | Sep 12, 2017 | Dec 12, 2018 (456 d) |
| Maurice Leonard Whittaker | Lord, Abbett & Co. LLC other | E*Trade Capital Management, LLC other | Other | Aug 7, 2017 | Oct 25, 2017 (79 d) |
| Luke Stephen Webber | Lord, Abbett & Co. LLC other | Eaton Vance Management other | Other | Aug 7, 2017 | Sep 11, 2017 (35 d) |
| Christopher John Sullivan | Lord, Abbett & Co. LLC other | Rothschild Wealth LLC independent RIA | Other | Jul 19, 2017 | Nov 17, 2021 (1582 d) |
| Eric Jason Hoffart | Lord, Abbett & Co. LLC other | Raymond James Financial Services Advisors, Inc other | Other | Jul 12, 2017 | Aug 10, 2017 |
| Michael John Weiss | Lord, Abbett & Co. LLC other | Morgan Stanley wirehouse | Other | Jun 30, 2017 | Oct 13, 2017 (105 d) |
| Thomas John Isaacs | Lord, Abbett & Co. LLC other | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Jun 16, 2017 | Jul 21, 2023 (2226 d) |
| Christopher Sean Kerwin | Lord, Abbett & Co. LLC other | Columbia Management Investment Advisers, LLC other | Other | Apr 25, 2017 | Jul 10, 2017 (76 d) |
| Angela Delynn Cortwright | Lord, Abbett & Co. LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Apr 11, 2017 | Apr 18, 2024 (2564 d) |
| Connor Long | Lord, Abbett & Co. LLC other | Columbia Management Investment Advisers, LLC other | Other | Mar 22, 2017 | Apr 24, 2017 (33 d) |
| Daniel Gerard Hart | Lord, Abbett & Co. LLC other | Neuberger Berman Bd LLC no RAUM | Other | Mar 22, 2017 | Mar 25, 2021 (1464 d) |
| James Michael Scaltz | Lord, Abbett & Co. LLC other | Wells Fargo Advisors wirehouse | Other | Feb 23, 2017 | Feb 17, 2017 |
| Eric Michael Levine | Lord, Abbett & Co. LLC other | Bny Mellon Securities Corporation other | Other | Jan 31, 2017 | Mar 2, 2017 |
| Kirk Robert Thiel | Lord, Abbett & Co. LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 16, 2016 | Feb 21, 2017 (67 d) |
| Stuart Raymond Higgins | Lord, Abbett & Co. LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 10, 2016 | Nov 4, 2016 |
| Jasdeep Khera | Lord, Abbett & Co. LLC other | Altera Private Wealth LLC state registered | Other | Oct 10, 2016 | Oct 7, 2025 (3284 d) |
| Ryan F Maxwell | Lord, Abbett & Co. LLC other | United Capital Financial Advisors other | Other | Sep 21, 2016 | Sep 14, 2017 (358 d) |
| Casey Edward Miller | Lord, Abbett & Co. LLC other | Hartford Funds other | Other | Aug 9, 2016 | Oct 11, 2016 (63 d) |
| Sayuri Khandavilli | Lord, Abbett & Co. LLC other | Nuveen Asset Management, LLC other | Other | Aug 1, 2016 | Jan 3, 2017 (155 d) |
| Lauren Feigelman Colon | Lord, Abbett & Co. LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 6, 2016 | Jul 14, 2016 |
| Jeffrey Curry Smith | Lord, Abbett & Co. LLC other | Nuveen Asset Management, LLC other | Other | Apr 1, 2016 | Jan 4, 2017 (278 d) |
| Taylor Rae Mavrakos | Lord, Abbett & Co. LLC other | Independent Financial Partners other | Other | Jan 4, 2016 | Apr 27, 2016 (114 d) |
| Jennifer Lenore Chase | Lord, Abbett & Co. LLC other | Primerica Advisors national BD | Other | Dec 2, 2015 | Jul 8, 2021 (2045 d) |
| Michael Ryan Aulson | Lord, Abbett & Co. LLC other | Bny Mellon Securities Corporation other | Other | Nov 6, 2015 | Dec 2, 2015 |