| Kelly John Joneson | Securities America Advisors, Inc. other | Gradient Advisors, LLC other | Other | Dec 31, 2010 | Feb 24, 2015 (1516 d) |
| Saul Kalu Onyeuku | Securities America Advisors, Inc. other | Transamerica Financial Advisors, LLC other | Other | Dec 31, 2010 | Jan 7, 2011 |
| James Vincent Burns | Securities America Advisors, Inc. other | Dime Investment Services unclassified | Other | Dec 31, 2010 | Mar 11, 2011 (70 d) |
| William Eric Hagebusch | Securities America Advisors, Inc. other | Financial Telesis, Inc. other | Other | Dec 31, 2010 | Jan 3, 2011 |
| Elisa Denise Jones | Securities America Advisors, Inc. other | Fifth Third Securities, Inc. other | Other | Dec 31, 2010 | May 16, 2011 (136 d) |
| David George Hanson | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Dec 17, 2010 | Dec 13, 2010 |
| David John Trela | Securities America Advisors, Inc. other | Gwn Securities Inc. other | Other | Dec 16, 2010 | Apr 21, 2011 (126 d) |
| Andrew John Mcculloch | Securities America Advisors, Inc. other | Gwn Securities Inc. other | Other | Dec 15, 2010 | Dec 15, 2010 |
| Ellis Nurogar Liddell | Securities America Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Dec 10, 2010 | Jan 4, 2011 |
| Carly Phillips Hensley | Securities America Advisors, Inc. other | Merit Financial Advisors other | Other | Dec 9, 2010 | Dec 6, 2010 |
| Paul Homer Massey | Securities America Advisors, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Dec 8, 2010 | Dec 16, 2010 |
| Lauren P Cortright | Securities America Advisors, Inc. other | Morgan Stanley wirehouse | Other | Dec 7, 2010 | Feb 10, 2011 (65 d) |
| Shawn Michael Scott | Securities America Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Nov 29, 2010 | Dec 7, 2010 |
| Ellis Nurogar Liddell | Securities America Advisors, Inc. other | Trivelloni Asset Management other | Other | Nov 26, 2010 | Nov 30, 2010 |
| Marcelle Gordon | Securities America Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Nov 26, 2010 | Jan 27, 2011 (62 d) |
| Trevor S Wallner | Securities America Advisors, Inc. other | Benjamin F. Edwards & Company, Incorporated other | Other | Nov 26, 2010 | Nov 1, 2010 |
| Tammie Moore Parran | Securities America Advisors, Inc. other | Allstate Financial Advisors, LLC no RAUM | Other | Nov 5, 2010 | Mar 9, 2011 (124 d) |
| Kyle Walker Deatherage | Securities America Advisors, Inc. other | Kestra Advisory Services, LLC other | Other | Nov 1, 2010 | Apr 19, 2016 (1996 d) |
| Michael David Novak | Securities America Advisors, Inc. other | Life Stewardship Advisors state registered | Other | Oct 28, 2010 | Mar 22, 2024 (4894 d) |
| William Kenneth Mitchell | Securities America Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Oct 26, 2010 | Nov 29, 2010 (34 d) |
| Charles Michael Moore | Securities America Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Oct 26, 2010 | Oct 25, 2010 |
| Ed Maisonet | Securities America Advisors, Inc. other | Spc other | Other | Oct 21, 2010 | Dec 20, 2010 (60 d) |
| Richard Michael Caruso | Securities America Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Oct 14, 2010 | Mar 22, 2012 (525 d) |
| Bradford Jude Sylve | Securities America Advisors, Inc. other | Cetera Advisor Networks LLC other | Other | Oct 1, 2010 | Oct 12, 2010 |
| Cynthia C. Branca | Securities America Advisors, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Sep 28, 2010 | Jun 29, 2023 (4657 d) |
| Melvin Laray Mcelroy | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 21, 2010 | Sep 17, 2010 |
| Scott Joseph Wheeler | Securities America Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Sep 16, 2010 | Oct 15, 2010 |
| Brian Wayne Koch | Securities America Advisors, Inc. other | Wells Fargo Investments, LLC unclassified | Other | Sep 15, 2010 | Sep 14, 2010 |
| Tommy Dean Bentley | Securities America Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Sep 1, 2010 | Sep 1, 2010 |
| Mark John Fisher | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Aug 24, 2010 | Aug 18, 2010 |
| Daniel J Morse | Securities America Advisors, Inc. other | Private Advisor Group, LLC other | Other | Aug 24, 2010 | Jun 4, 2012 (650 d) |
| Joseph Francis Ruffenach | Securities America Advisors, Inc. other | Gwn Securities Inc. other | Other | Aug 23, 2010 | Aug 16, 2010 |
| Salvatore Palmeri | Securities America Advisors, Inc. other | Chase Investment Services Corp. other | Other | Aug 23, 2010 | Apr 6, 2011 (226 d) |
| Lawrance Malone Johnson | Securities America Advisors, Inc. other | Chase Investment Services Corp. other | Other | Aug 17, 2010 | Aug 16, 2010 |
| Lindsay Jo Dockter-Holub | Securities America Advisors, Inc. other | B. C. Ziegler And Company other | Other | Jul 30, 2010 | Aug 12, 2010 |
| Joseph Ryan Perigo | Securities America Advisors, Inc. other | Sagepoint Financial, Inc. other | Other | Jul 30, 2010 | Jan 28, 2011 (182 d) |
| Brian Alan Hagen | Securities America Advisors, Inc. other | D.H. Hill Advisors, Inc. independent RIA | Other | Jul 29, 2010 | Apr 17, 2012 (628 d) |
| Bradley James Hanus | Securities America Advisors, Inc. other | J. W. Cole Advisors, Inc. other | Other | Jul 23, 2010 | Jul 5, 2011 (347 d) |
| Edward Allen Kolanko | Securities America Advisors, Inc. other | Baynes Investment Counsel LLC state registered | Other | Jul 19, 2010 | Mar 4, 2024 (4977 d) |
| Clifford Newton Gamble | Securities America Advisors, Inc. other | Gbs Advisors other | Other | Jul 7, 2010 | Aug 9, 2010 (33 d) |
| Jeffery Deloy Powell | Securities America Advisors, Inc. other | Elevage Partners, LLC independent RIA | Other | Jul 2, 2010 | Sep 29, 2011 (454 d) |
| Dannell Rice Stuart | Securities America Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jun 22, 2010 | Jun 24, 2010 |
| Leonard Scott Peffer | Securities America Advisors, Inc. other | Edward Jones national BD | Other | Jun 17, 2010 | Jun 16, 2010 |
| Mario Yngerto | Securities America Advisors, Inc. other | Self Worth Financial Planning LLC unclassified | Other | Jun 16, 2010 | Jan 6, 2011 (204 d) |
| Timothy Brian Kenyon | Securities America Advisors, Inc. other | Ic Advisory Services, Inc. other | Other | Jun 9, 2010 | May 24, 2010 |
| Paul Harold Lundeen | Securities America Advisors, Inc. other | Arkenstone Financial, LLC state registered | Other | Jun 9, 2010 | May 5, 2010 |
| Jeffrey Raymond Kenyon | Securities America Advisors, Inc. other | Ic Advisory Services, Inc. other | Other | Jun 9, 2010 | May 24, 2010 |
| Larry Scott Wallace | Securities America Advisors, Inc. other | Brokersxpress LLC other | Other | May 17, 2010 | May 17, 2010 |
| Kevin Dewitt Mcfarland | Securities America Advisors, Inc. other | Edward Jones national BD | Other | May 17, 2010 | Jul 19, 2010 (63 d) |
| Michael Alan Bonnell | Securities America Advisors, Inc. other | Qa3 Financial LLC unclassified | Other | May 4, 2010 | Apr 26, 2010 |
| Nicholas Joiseph Destefano | Securities America Advisors, Inc. other | Sterne Agee Investment Advisor Services, Inc. other | Other | Apr 30, 2010 | Apr 27, 2010 |
| Matthew Baird Trenchard | Securities America Advisors, Inc. other | Foresters Equity Services, Inc. other | Other | Apr 30, 2010 | Mar 10, 2011 (314 d) |
| Ross Lopez | Securities America Advisors, Inc. other | Planmember Securities Corporation other | Other | Apr 30, 2010 | May 17, 2010 |
| Elaine Roecklein | Securities America Advisors, Inc. other | Qa3 Financial LLC unclassified | Other | Apr 30, 2010 | Apr 26, 2010 |
| Marina Alexandra Armbruster | Securities America Advisors, Inc. other | New England Securities Corporation other | Other | Apr 27, 2010 | May 26, 2010 |
| Joshua Glen Palmer | Securities America Advisors, Inc. other | Chase Investment Services Corp. other | Other | Apr 23, 2010 | Apr 27, 2010 |
| Brandon Michael Mann | Securities America Advisors, Inc. other | Smith Hayes Advisers Inc other | Other | Apr 21, 2010 | May 11, 2010 |
| Erik Jon Anderson | Securities America Advisors, Inc. other | Atlasmark Financial, Inc. other | Other | Apr 14, 2010 | Apr 14, 2010 |
| Frances Kaimihau Wright | Securities America Advisors, Inc. other | Crown Capital Securities, L.P. other | Other | Apr 13, 2010 | Apr 12, 2010 |
| Trent Arthur Yost | Securities America Advisors, Inc. other | On Investment Management Co other | Other | Apr 7, 2010 | Apr 6, 2010 |