DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Spc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael David MileySpc otherNew View Financial, LLC state registeredOtherDec 31, 2011Dec 12, 2018 (2538 d)
Vernon Lloy HenifinSpc otherCentaurus Financial, Inc. otherOtherDec 9, 2011Jan 10, 2012 (32 d)
Danielle Leigh DelongchampSpc otherMcdonald Partners LLC otherOtherDec 5, 2011Jan 4, 2012
Martha Nash CrockerSpc otherCommonwealth Financial Network national BDOtherNov 30, 2011Nov 30, 2011
Paul Daniel WoolfreySpc otherCapstone Advisory Group LLC otherOtherNov 28, 2011Jan 27, 2014 (791 d)
Chad A TroesterSpc otherEquitable Advisors, LLC national BDOtherNov 9, 2011Nov 28, 2011
Gregory Scott PashakSpc otherSunset Strategic Financial Advisors, LLC state registeredOtherNov 9, 2011Jun 13, 2012 (217 d)
Gabriel Lynn GehretSpc otherResource Horizons Investment Advisory, Inc. otherOtherOct 24, 2011Nov 8, 2011
David Scott RichmondSpc otherRichmond Brothers, Inc. otherOtherSep 29, 2011Sep 28, 2011
Michael Joseph EckenrodeSpc otherJ P Turner & Company Capital Management, LLC otherOtherSep 27, 2011Sep 23, 2011
George Frank DelbaggioSpc otherJ P Turner & Company Capital Management, LLC otherOtherSep 27, 2011Sep 23, 2011
Paul L JohnsonSpc otherJ P Turner & Company Capital Management, LLC otherOtherSep 27, 2011Sep 23, 2011
Bud NicolSpc otherSterne Agee Asset Management, Inc. otherOtherSep 21, 2011Oct 24, 2011 (33 d)
Michael Keith KalineSpc otherAshton Young, Inc. unclassifiedOtherJul 18, 2011Jan 6, 2020 (3094 d)
Jesse Walter BellSpc otherCommonwealth Financial Network national BDOtherJun 22, 2011Jun 23, 2011
Robert Kruse RossSpc otherNext Financial Group, Inc. otherOtherMay 31, 2011Jun 8, 2011
Townsend HornorSpc other1919 Investment Counsel, LLC otherOtherMay 31, 2011Aug 5, 2011 (66 d)
Terence William HagedornSpc otherNext Financial Group, Inc. otherOtherMay 31, 2011Jun 1, 2011
Paul John KozakSpc otherGradient Advisors, LLC otherOtherMay 13, 2011Mar 23, 2017 (2141 d)
Kevin Murray SmithSpc otherPrincipal Securities, Inc. otherOtherMay 9, 2011May 19, 2011
Brady Jake FullerSpc otherChase Investment Services Corp. otherOtherApr 27, 2011May 16, 2011
Francis CherniawskiSpc otherMadison Avenue Securities, LLC BD affiliatedOtherApr 13, 2011Dec 23, 2021 (3907 d)
Stephen Andrew KilpatrickSpc otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherMar 22, 2011Apr 6, 2011
Sterling Jameson CrockettSpc otherPackerland Brokerage Services, Inc. otherOtherMar 15, 2011Mar 15, 2011
Manuel RamosSpc otherCentaurus Financial, Inc. otherOtherFeb 14, 2011Feb 14, 2011
Kaleel Thomas GeorgeSpc otherCetera Investment Advisers LLC otherOtherFeb 14, 2011Sep 23, 2011 (221 d)
Craig Edmund LytleSpc otherTransamerica Financial Advisors, LLC otherOtherFeb 14, 2011Feb 14, 2011
Daniel George McphersonSpc otherPacific West Financial Consultants Inc otherOtherJan 28, 2011Jan 31, 2011
Robert Lawrence RiesenbeckSpc otherAvantax Advisory Services otherOtherJan 12, 2011Jan 12, 2011
Gary Edward SchantzSpc otherRobo Advisor, Inc. otherOtherDec 31, 2010Jan 12, 2011
Jeffrey Joseph HovermaleSpc otherRobo Advisor, Inc. otherOtherDec 31, 2010Jan 25, 2011
Frank Eric PaganSpc otherRobo Advisor, Inc. otherOtherDec 31, 2010Feb 4, 2011 (35 d)
Mac Aric CarpenterSpc otherMrk Asset Management, LLC. unclassifiedOtherDec 31, 2010Nov 15, 2010
Patrick Alan BrownSpc otherPrincipal Securities, Inc. otherOtherDec 31, 2010Sep 28, 2011 (271 d)
Eudora Frances AdolphSpc otherAvertrust Wealth LLC state registeredOtherDec 31, 2010Apr 14, 2011 (104 d)
Robert Steven MorgensternSpc otherMrk Asset Management, LLC. unclassifiedOtherDec 31, 2010Jul 23, 2010
Michelle Lea CampbellSpc otherValic Financial Advisors, Inc. otherOtherDec 13, 2010Dec 15, 2010
Caterina Maria DefalcoSpc otherB Riley Wealth Management otherOtherNov 11, 2010Nov 12, 2010
Victor Anthony BanksSpc otherValic Financial Advisors, Inc. otherOtherNov 5, 2010Aug 16, 2011 (284 d)
Mark Keller LundSpc otherStonecreek Wealth Advisors state registeredOtherNov 2, 2010Jan 3, 2011 (62 d)
Dennis Wayne GieseSpc otherCambridge Investment Research Advisors, Inc. otherOtherNov 1, 2010Nov 4, 2010
Elvira Buenviaje AldanaSpc otherAldana Planning LLC unclassifiedOtherNov 1, 2010Jan 6, 2011 (66 d)
Richard Homer BrownSpc otherSunset Financial Services, Inc. otherOtherOct 29, 2010Nov 12, 2010
Matthew MarcusSpc otherPrincipal Securities, Inc. otherOtherSep 30, 2010Sep 21, 2012 (722 d)
Juan Carlos SalazarSpc otherLPL Financial LLC otherOtherSep 9, 2010Sep 28, 2010
Edward Reese BrooksSpc otherCape Investment Advisory, Inc. otherOtherAug 25, 2010Sep 27, 2010 (33 d)
Mark ScordatoSpc otherGlobal Financial Private Capital, Inc. otherOtherJun 22, 2010Jun 24, 2010
Ronald Albert GelokSpc otherGlobal Financial Private Capital, Inc. otherOtherJun 17, 2010Jun 17, 2010
Laura Noel WoodsSpc otherNew England Securities Corporation otherOtherJun 4, 2010Jun 22, 2010
Michael John DusoldSpc otherCreative Financial Designs, Inc. otherOtherMay 25, 2010May 25, 2010
Tracie Lynn BaizSpc otherSignator Financial Services, Inc. otherOtherMay 20, 2010May 19, 2010
Darel Thomas CrosbySpc otherNext Financial Group, Inc. otherOtherMay 17, 2010May 19, 2010
Michael Dee MinnochSpc otherGbs Advisors otherOtherMay 4, 2010May 4, 2010
David PolevoySpc otherBeekman Financial Planning LLC state registeredOtherApr 12, 2010Jan 10, 2013 (1004 d)
Ward Clinton WenholzSpc otherG. A. Repple & Company otherOtherDec 23, 2009Jan 5, 2010
Martin Edward LeeSpc otherTrustmont Advisory Group, Inc. otherOtherDec 8, 2009Apr 13, 2010 (126 d)
Erguis MertiriSpc otherLPL Financial LLC otherOtherNov 23, 2009Sep 12, 2011 (658 d)
Donald Mark JumpSpc otherTuttle Wealth Management, LLC otherOtherNov 9, 2009Nov 12, 2009
Robert Louis PetrellaSpc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 6, 2009Mar 21, 2011 (500 d)
Stephen B BossioSpc otherMagnum Financial state registeredOtherNov 4, 2009Jan 1, 2026 (5902 d)
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620 moves match.