DFX Intelligence
Advisor moves
Departures from Eagle Strategies LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Esther T Searles | Eagle Strategies LLC BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Apr 2, 2019 | Apr 12, 2019 |
| Modupe Amber Omoyayi | Eagle Strategies LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2019 | Mar 28, 2019 |
| Clara Wu | Eagle Strategies LLC BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Mar 26, 2019 | Nov 12, 2019 (231 d) |
| Jason Ryan Adams | Eagle Strategies LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2019 | Jun 26, 2019 (96 d) |
| Joseph Robert Perusse | Eagle Strategies LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2019 | Apr 10, 2019 |
| Jordan St Clair | Eagle Strategies LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2019 | Apr 5, 2019 |
| Tempest Marie Williams | Eagle Strategies LLC BD affiliated | The Tempest Financial Group Pllc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 14, 2019 | Jun 29, 2021 (838 d) |
| Mark Ellis Carter | Eagle Strategies LLC BD affiliated | Financial Strategies Group, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2019 | Mar 5, 2019 |
| David Yates | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2019 | Jul 12, 2019 (130 d) |
| Robin Sebastian Silen | Eagle Strategies LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Mar 6, 2019 |
| Yu Chen | Eagle Strategies LLC BD affiliated | Alden Capital other | Other | Feb 12, 2019 | Aug 9, 2019 (178 d) |
| Matt Andrew Williams | Eagle Strategies LLC BD affiliated | Aptus Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2019 | Feb 1, 2019 |
| Timothy Matthew Keller | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Mar 5, 2019 |
| Whitney L Christeson | Eagle Strategies LLC BD affiliated | Usadvisors Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2019 | Jan 31, 2019 |
| Martha Sarah Kern | Eagle Strategies LLC BD affiliated | Plan First Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2019 | May 23, 2019 (118 d) |
| Kamaljit Singh Kaushal | Eagle Strategies LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2019 | May 23, 2019 (120 d) |
| Darin Jerome Robinson | Eagle Strategies LLC BD affiliated | Precision Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 7, 2019 | Jan 30, 2019 |
| John Douglas Jones | Eagle Strategies LLC BD affiliated | Precision Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 4, 2019 | Mar 15, 2019 (70 d) |
| Spencer Lloyd Funk | Eagle Strategies LLC BD affiliated | Precision Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 4, 2019 | Mar 15, 2019 (70 d) |
| Elissa Patricia Schwartz | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2018 | Nov 28, 2018 |
| Thomas Andrew Lucash | Eagle Strategies LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2018 | Jan 31, 2019 (56 d) |
| David Wayne Menard | Eagle Strategies LLC BD affiliated | The Menard Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 5, 2018 | Dec 3, 2018 |
| Kenan Anderson Godfrey | Eagle Strategies LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2018 | Jan 9, 2019 (37 d) |
| Gary Michael Klazmer | Eagle Strategies LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 30, 2018 | Nov 27, 2018 |
| Shaun Marshall Taylor | Eagle Strategies LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2018 | Sep 20, 2019 (294 d) |
| Richard Keith Ryan | Eagle Strategies LLC BD affiliated | W&S Brokerage Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 12, 2018 | Mar 7, 2019 (115 d) |
| Gina Martinez | Eagle Strategies LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2018 | Feb 14, 2021 (839 d) |
| Vincent Michael Zaccaria | Eagle Strategies LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 18, 2018 | Oct 29, 2018 |
| Scott Charles Kottke | Eagle Strategies LLC BD affiliated | Transamerica Retirement Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2018 | Oct 2, 2018 |
| John Charles Hill | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2018 | Oct 29, 2018 (31 d) |
| Michael Lester Shipman | Eagle Strategies LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2018 | Feb 18, 2020 (519 d) |
| Andre De Oliveira | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2018 | Mar 20, 2019 (191 d) |
| Justin Brown | Eagle Strategies LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 7, 2018 | Sep 10, 2018 |
| Matthew R Lyon | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2018 | Aug 16, 2018 |
| Sarah Laurene Santeufemio | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2018 | Nov 6, 2018 (89 d) |
| John Madison Roth | Eagle Strategies LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 8, 2018 | Oct 25, 2018 (78 d) |
| Thomas Edward Patton | Eagle Strategies LLC BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2018 | Jul 18, 2018 |
| Harvey Neil Nuttall | Eagle Strategies LLC BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2018 | Jul 18, 2018 |
| Michael Russell Snow | Eagle Strategies LLC BD affiliated | Tower Financial Strategies Corp. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 10, 2018 | Jul 3, 2018 |
| Joshua Boyd Null | Eagle Strategies LLC BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2018 | Jul 9, 2018 |
| Terrence Andrew Taylor | Eagle Strategies LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2018 | Jul 2, 2018 |
| David Cameron Dlugacz | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Jun 20, 2018 |
| George N Panagos | Eagle Strategies LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Jun 29, 2018 |
| Eric Allen Heiting | Eagle Strategies LLC BD affiliated | Central Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2018 | Jun 19, 2018 |
| Christopher M Jacoby | Eagle Strategies LLC BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2018 | May 29, 2018 |
| Michael J Chiarella | Eagle Strategies LLC BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2018 | Jun 1, 2018 |
| David Arlis Odom | Eagle Strategies LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2018 | Oct 30, 2018 (146 d) |
| Craig Robinette | Eagle Strategies LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2018 | May 23, 2018 |
| David Quentin Kendrick | Eagle Strategies LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2018 | Apr 2, 2026 (2870 d) |
| Daniel J. Ferreira | Eagle Strategies LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2018 | May 31, 2018 |
| Martin Andrew Michaud | Eagle Strategies LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2018 | May 14, 2018 |
| Michael E Newins | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2018 | Oct 16, 2019 (517 d) |
| Daniel John Wehmhoff | Eagle Strategies LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2018 | Apr 30, 2018 |
| David M Lieberman | Eagle Strategies LLC BD affiliated | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Apr 25, 2018 | May 15, 2018 |
| Teresa Patrick | Eagle Strategies LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2018 | Apr 23, 2018 |
| George Mitchell Kay | Eagle Strategies LLC BD affiliated | W&S Brokerage Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 20, 2018 | Feb 11, 2019 (297 d) |
| Jordan Michael Roach | Eagle Strategies LLC BD affiliated | Retirement Planners Of America independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2018 | May 10, 2018 |
| Argam Aghazarian | Eagle Strategies LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2018 | Jun 25, 2018 (69 d) |
| Lourdes Ros Mcmichael | Eagle Strategies LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 10, 2018 | Apr 16, 2018 |
| Timothy D Hutto | Eagle Strategies LLC BD affiliated | Wwk Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2018 | May 11, 2018 (36 d) |
1,110 moves match.