| Justin Lee Magness | Eagle Strategies LLC other | State Farm Investment Management Corp. asset manager | Other | Feb 14, 2017 | Apr 10, 2019 (785 d) |
| Heather Amanda Olson | Eagle Strategies LLC other | Oneamerica Securities, Inc. other | Other | Feb 10, 2017 | Jun 12, 2017 (122 d) |
| John Lee Bible | Eagle Strategies LLC other | Bible & Sovereign Partners Financial Services state registered | Other | Feb 2, 2017 | Dec 12, 2018 (678 d) |
| Robert Aaron Wilson | Eagle Strategies LLC other | Triad Advisors, LLC other | Other | Jan 19, 2017 | Jan 5, 2017 |
| John Louis Daly | Eagle Strategies LLC other | Jfr Financial Services, Inc. other | Other | Jan 11, 2017 | Sep 13, 2017 (245 d) |
| Patrick Lee Reid | Eagle Strategies LLC other | LPL Financial LLC other | Other | Jan 6, 2017 | Jan 11, 2017 |
| Mark Lombardi | Eagle Strategies LLC other | Strategic Advisers LLC national BD | Other | Jan 5, 2017 | Feb 28, 2017 (54 d) |
| Eric Ramsey Gray | Eagle Strategies LLC other | Valic Financial Advisors, Inc. other | Other | Jan 4, 2017 | Aug 17, 2017 (225 d) |
| Brendan Michael Crews | Eagle Strategies LLC other | Daviman Financial, LLC no RAUM | Other | Jan 3, 2017 | Jan 6, 2017 |
| Mustafa Osman | Eagle Strategies LLC other | UBS Financial Services Inc. wirehouse | Other | Dec 20, 2016 | Jan 12, 2017 |
| Jonathon Whitacre Sanning | Eagle Strategies LLC other | Pruco Securities, LLC other | Other | Dec 13, 2016 | Jan 11, 2017 |
| Paul Harold Dickman | Eagle Strategies LLC other | Valic Financial Advisors, Inc. other | Other | Dec 8, 2016 | Dec 7, 2016 |
| Nadine Tarabishi | Eagle Strategies LLC other | Sii Investments, Inc. other | Other | Nov 29, 2016 | Nov 29, 2016 |
| Zachary Engraff | Eagle Strategies LLC other | Osaic Fs, Inc. other | Other | Nov 16, 2016 | Nov 1, 2016 |
| Michael Paul Butensky | Eagle Strategies LLC other | Equitable Advisors, LLC national BD | Other | Nov 7, 2016 | Oct 28, 2016 |
| Rone John Davis | Eagle Strategies LLC other | Daviman Financial, LLC no RAUM | Other | Nov 7, 2016 | Nov 18, 2016 |
| Frank Moschella | Eagle Strategies LLC other | Wells Fargo Advisors wirehouse | Other | Nov 2, 2016 | Dec 9, 2016 (37 d) |
| Richard Escay Ascalon | Eagle Strategies LLC other | J.P. Morgan Securities LLC wirehouse | Other | Oct 27, 2016 | Nov 7, 2016 |
| Frank Chiovaro | Eagle Strategies LLC other | Morgan Stanley wirehouse | Other | Oct 27, 2016 | Oct 26, 2016 |
| Sean Patrick Franklin | Eagle Strategies LLC other | Stratos Wealth Partners, Ltd other | Other | Oct 26, 2016 | Oct 28, 2016 |
| John S Diamond | Eagle Strategies LLC other | Commonwealth Financial Network national BD | Other | Oct 19, 2016 | Oct 31, 2024 (2934 d) |
| Jordan Pablo Pavlides | Eagle Strategies LLC other | Advice And Planning Services other | Other | Oct 7, 2016 | Oct 11, 2016 |
| Angel Ruben Tineo | Eagle Strategies LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 29, 2016 | Nov 15, 2016 (47 d) |
| Wen-Liang Huang | Eagle Strategies LLC other | Securian Financial Services, Inc. other | Other | Sep 6, 2016 | Oct 6, 2016 |
| Victor Louis Colella | Eagle Strategies LLC other | Rwa Wealth Partners other | Other | Sep 1, 2016 | Sep 26, 2016 |
| Martina Arelis Jimenez Sperry | Eagle Strategies LLC other | Pruco Securities, LLC other | Other | Aug 30, 2016 | Sep 29, 2016 |
| John Edward Williams | Eagle Strategies LLC other | Msi Financial Services, Inc. other | Other | Aug 23, 2016 | Aug 15, 2016 |
| Patrick Nee | Eagle Strategies LLC other | Alpha Pension Group, Inc. no RAUM | Other | Aug 15, 2016 | Feb 17, 2015 |
| Douglas Padden | Eagle Strategies LLC other | Msi Financial Services, Inc. other | Other | Aug 15, 2016 | Aug 10, 2016 |
| Kyle A Deraedt | Eagle Strategies LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 15, 2016 | Sep 6, 2016 |
| Andrew Sullivan Dooley | Eagle Strategies LLC other | Alpha Pension Group, Inc. no RAUM | Other | Aug 4, 2016 | May 16, 2016 |
| Thomas J Vine | Eagle Strategies LLC other | Alpha Pension Group, Inc. no RAUM | Other | Jul 25, 2016 | Dec 1, 2015 |
| Timothy Jefferson Power | Eagle Strategies LLC other | Surepath Wealth Management unclassified | Other | Jul 21, 2016 | Jul 18, 2016 |
| Richard J Cawthorne | Eagle Strategies LLC other | Alpha Pension Group, Inc. no RAUM | Other | Jul 12, 2016 | Oct 27, 2014 |
| Michael Franklin Bready | Eagle Strategies LLC other | Sb Advisory, LLC other | Other | Jul 12, 2016 | Jul 12, 2016 |
| Jonas Brier | Eagle Strategies LLC other | Empower Advisory Group, LLC institutional | Other | Jul 8, 2016 | Nov 28, 2018 (873 d) |
| Kevin D Teixeira | Eagle Strategies LLC other | Teixeira Wealth Management LLC state registered | Other | Jul 6, 2016 | Jul 8, 2016 |
| Yohei Fukuda | Eagle Strategies LLC other | Honest Wealth LLC state registered | Other | Jul 6, 2016 | Mar 4, 2025 (3163 d) |
| Roxane Kronon Galati | Eagle Strategies LLC other | Ameriplanning And Investments LLC unclassified | Other | Jun 24, 2016 | Aug 30, 2016 (67 d) |
| Eric Michael Lardner | Eagle Strategies LLC other | Ameriprise Financial Services, LLC national BD | Other | Jun 14, 2016 | Jun 8, 2016 |
| Vicki K Schapp | Eagle Strategies LLC other | Transamerica Financial Advisors, LLC other | Other | Jun 13, 2016 | Sep 21, 2017 (465 d) |
| Kevin Karl Braunschweiger | Eagle Strategies LLC other | Thrivent Investment Management Inc. other | Other | Jun 9, 2016 | Jul 7, 2017 (393 d) |
| Paul Thomas Tuomey | Eagle Strategies LLC other | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 3, 2016 | Jan 20, 2026 (3518 d) |
| Raul M Blanco | Eagle Strategies LLC other | Usaa Financial Planning Services no RAUM | Other | May 27, 2016 | Jun 23, 2016 |
| Gregory Owen Mccurry | Eagle Strategies LLC other | Retirement Planners Of America other | Other | May 10, 2016 | May 12, 2016 |
| Donald Paul Robbins | Eagle Strategies LLC other | MML Investors Services, LLC other | Other | May 6, 2016 | Apr 12, 2016 |
| Jamar Carr | Eagle Strategies LLC other | Oppenheimer & Co. Inc. other | Other | Apr 12, 2016 | Apr 27, 2016 |
| Patrick James Sirayathorn | Eagle Strategies LLC other | Crest Private Wealth, LLC state registered | Other | Apr 6, 2016 | Feb 8, 2024 (2864 d) |
| Michael Dale Draper | Eagle Strategies LLC other | Osaic Fs, Inc. other | Other | Apr 5, 2016 | Apr 1, 2016 |
| Thomas Henderson Pace | Eagle Strategies LLC other | Retirement Planners Of America other | Other | Mar 8, 2016 | Mar 3, 2016 |
| Robert Hamilton Hannan | Eagle Strategies LLC other | The Capital Group Investment Advisory Services, LLC other | Other | Feb 22, 2016 | Feb 26, 2016 |
| Kyle Evan Murphy | Eagle Strategies LLC other | Clearview Financial state registered | Other | Feb 5, 2016 | Feb 12, 2016 |
| Kevin Aaron Bostic | Eagle Strategies LLC other | Clearview Financial state registered | Other | Feb 5, 2016 | Feb 12, 2016 |
| Michael Rourke Burke | Eagle Strategies LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 15, 2016 | Feb 11, 2016 |
| Suzanne Marie Fitzgerald | Eagle Strategies LLC other | Exencial Wealth Advisors other | Other | Jan 13, 2016 | Dec 23, 2015 |
| Alexis Mikhail-Hirahara Buchholz | Eagle Strategies LLC other | Ameriprise Financial Services, LLC national BD | Other | Dec 8, 2015 | Dec 4, 2015 |
| Jeffrey Edward Socha | Eagle Strategies LLC other | Oakwell Private Wealth Management other | Other | Dec 2, 2015 | Oct 26, 2015 |
| Salvatore Alfred Mondello | Eagle Strategies LLC other | Citizens Securities, Inc. other | Other | Nov 24, 2015 | Jan 6, 2016 (43 d) |
| Frances Ann Toler | Eagle Strategies LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 18, 2015 | Nov 16, 2015 |
| Jonathan Mead | Eagle Strategies LLC other | Msi Financial Services, Inc. other | Other | Nov 12, 2015 | Oct 30, 2015 |