| Joshua William Isherwood | Td Ameritrade Investment Management, LLC independent RIA | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2019 | Aug 7, 2019 |
| Jose M Raposo | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Jul 16, 2019 | Aug 28, 2019 (43 d) |
| Cory Matthew Shrader | Td Ameritrade Investment Management, LLC independent RIA | Madden Advisory Services, Inc. independent RIA | RIA to RIA | Jul 15, 2019 | Jul 19, 2019 |
| Adam R. Monical | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Jul 15, 2019 | Oct 23, 2018 |
| Megan C Gramann | Td Ameritrade Investment Management, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jul 14, 2019 | Apr 26, 2022 (1017 d) |
| Pedro Alfredo Gonzalez | Td Ameritrade Investment Management, LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 11, 2019 | Jan 23, 2024 (1657 d) |
| Diego Arturo Contreras | Td Ameritrade Investment Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2019 | Sep 3, 2019 (55 d) |
| Zhi Lu | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Jul 8, 2019 | Jul 27, 2018 |
| Charles Mccall | Td Ameritrade Investment Management, LLC independent RIA | Kinetic Investment Management, Inc. independent RIA | RIA to RIA | Jul 3, 2019 | Jul 10, 2019 |
| Stephen R Stanley | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 25, 2019 | Jul 12, 2019 |
| Justin John Dagostino | Td Ameritrade Investment Management, LLC independent RIA | Highpoint Advisor Group, LLC independent RIA | RIA to RIA | Jun 25, 2019 | Jul 15, 2019 |
| Dex E. Norman | Td Ameritrade Investment Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jun 25, 2019 | Jun 21, 2019 |
| Darren Frederick Lange | Td Ameritrade Investment Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jun 17, 2019 | Jul 23, 2019 (36 d) |
| Sung Hoon Pyon | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Jun 17, 2019 | Aug 4, 2016 |
| Adam Wade Weibel | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 14, 2019 | Jul 12, 2019 |
| Jack Cantalin | Td Ameritrade Investment Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Jun 14, 2019 | Jun 14, 2019 |
| Javier Guztavo Orozco | Td Ameritrade Investment Management, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jun 7, 2019 | Aug 26, 2019 (80 d) |
| Kyle J Kirkham | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 4, 2019 | Jul 30, 2019 (56 d) |
| Micah Stone Hill | Td Ameritrade Investment Management, LLC independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 3, 2019 | Mar 5, 2021 (641 d) |
| Jarrod Michael Lee | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 2, 2019 | Oct 4, 2022 (1220 d) |
| Kevin Michael Mullaney | Td Ameritrade Investment Management, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 29, 2019 | Aug 8, 2022 (1167 d) |
| Michael Alan Jeans | Td Ameritrade Investment Management, LLC independent RIA | United Capital Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 29, 2019 | Oct 9, 2019 (133 d) |
| Russell Page Mathews | Td Ameritrade Investment Management, LLC independent RIA | Mathews Capital Management state registered | RIA to a state-registered adviser | May 10, 2019 | Jan 1, 2026 (2428 d) |
| William Robert Bellow | Td Ameritrade Investment Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2019 | Jun 28, 2019 (51 d) |
| Andrew Michael Mallardi | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | May 8, 2019 | Feb 19, 2009 |
| Nicholas Michael Purdue | Td Ameritrade Investment Management, LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2019 | Mar 20, 2026 (2508 d) |
| Chase Ryan Carmichael | Td Ameritrade Investment Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | May 2, 2019 | May 17, 2019 |
| Marco Cesar De Freitas | Td Ameritrade Investment Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2019 | Jun 10, 2019 (40 d) |
| Douglas Nathaniel Moore | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | May 1, 2019 | Oct 23, 2017 |
| Erin Marie Fulton | Td Ameritrade Investment Management, LLC independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Apr 23, 2019 | Apr 29, 2019 |
| Stephen Costa | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Apr 22, 2019 | May 7, 2019 |
| Jonathan M. Copley | Td Ameritrade Investment Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Apr 22, 2019 | Apr 29, 2019 |
| Serge Akopyan | Td Ameritrade Investment Management, LLC independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2019 | May 14, 2019 |
| Elayna Isabel Mitrakos | Td Ameritrade Investment Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2019 | Oct 14, 2020 (541 d) |
| Kevin Paul Buenvenida | Td Ameritrade Investment Management, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2019 | May 3, 2019 |
| Joel Anton Van Belkom | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Apr 17, 2019 | Dec 16, 2011 |
| Jessica E Shadrick | Td Ameritrade Investment Management, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Apr 16, 2019 | Apr 29, 2019 |
| Tyler Lawrence Wood | Td Ameritrade Investment Management, LLC independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Apr 16, 2019 | May 21, 2019 (35 d) |
| Bobby Ho | Td Ameritrade Investment Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Apr 11, 2019 | Jun 17, 2019 (67 d) |
| Tyrone Rivers | Td Ameritrade Investment Management, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 11, 2019 | May 2, 2019 |
| Lisa Faith Bonner | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Apr 4, 2019 | Aug 20, 2018 |
| Erick John Roshelli | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Apr 4, 2019 | Nov 13, 2008 |
| Mario Savoie | Td Ameritrade Investment Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2019 | Jul 18, 2019 (107 d) |
| Erin Nicole Semelka | Td Ameritrade Investment Management, LLC independent RIA | Clockwise Capital LLC independent RIA | RIA to RIA | Apr 1, 2019 | Jun 25, 2019 (85 d) |
| Gerard Bessette | Td Ameritrade Investment Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2019 | Apr 15, 2019 |
| William Gaston Bailey | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Mar 25, 2019 | Dec 14, 2018 |
| Ryan Mckain | Td Ameritrade Investment Management, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Mar 22, 2019 | Mar 16, 2021 (725 d) |
| Brian Jeffrey Anderson | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Mar 15, 2019 | Sep 13, 2016 |
| John Kyle Reuter | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Mar 11, 2019 | May 20, 2019 (70 d) |
| Mark Jon Wyhlidko | Td Ameritrade Investment Management, LLC independent RIA | Protection Point Advisors independent RIA | RIA to RIA | Mar 6, 2019 | Feb 21, 2019 |
| Robert Oliver Dela Cruz | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Mar 4, 2019 | Mar 7, 2017 |
| Bilal Jibril Colbert | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Feb 25, 2019 | Jul 26, 2019 (151 d) |
| Kyle Schafer | Td Ameritrade Investment Management, LLC independent RIA | Pnc Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2019 | Feb 26, 2019 |
| Susan Kim Broaddus | Td Ameritrade Investment Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2019 | Feb 21, 2019 |
| Rebecca Joy Swanson | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Feb 12, 2019 | Jan 27, 2022 (1080 d) |
| Ryan Buckley Goss | Td Ameritrade Investment Management, LLC independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 6, 2019 | Feb 20, 2019 |
| Randal Warren Best | Td Ameritrade Investment Management, LLC independent RIA | Waddell & Reed BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2019 | Feb 15, 2019 |
| Richard John Mazzola | Td Ameritrade Investment Management, LLC independent RIA | Churchill Management Group independent RIA | RIA to RIA | Feb 1, 2019 | Jan 28, 2019 |
| Barbara Schulz Matheson | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Jan 17, 2019 | Aug 8, 2016 |
| James Gansner | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Jan 17, 2019 | Jan 31, 2018 |