DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Edelman Financial Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Judith Marie DornacherEdelman Financial Services, LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseNov 2, 2018Sep 20, 2019 (322 d)
John Bowers McconnellEdelman Financial Services, LLC BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2018Dec 20, 2018 (48 d)
Robert Scott BowmanEdelman Financial Services, LLC BD affiliatedSanders Morris LLC otherOtherNov 1, 2018Mar 8, 2011
K Evan KennedyEdelman Financial Services, LLC BD affiliatedSeia independent RIAAffiliated broker-dealer or bank to independent RIAOct 16, 2018Oct 25, 2018
Cassandra Monique ThornockEdelman Financial Services, LLC BD affiliatedBeacon Pointe Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 16, 2018Feb 23, 2022 (1226 d)
Heidi Jean WeirEdelman Financial Services, LLC BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherSep 27, 2018Sep 28, 2018
Matthew S OndeckEdelman Financial Services, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 29, 2018Sep 12, 2018
William Calvin BeattieEdelman Financial Services, LLC BD affiliatedEaton Vance Wateroak Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 6, 2018Jul 9, 2018 (33 d)
Richard Alan FletcherEdelman Financial Services, LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 5, 2018Aug 1, 2018 (57 d)
Christopher Howard ToadvineEdelman Financial Services, LLC BD affiliatedStonebridge Financial Planning Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 5, 2018May 23, 2018
Keith J SpengelEdelman Financial Services, LLC BD affiliatedCl Wealth Management LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 5, 2018Jan 25, 2019 (234 d)
Erica Jan WeiserEdelman Financial Services, LLC BD affiliatedMariner independent RIAAffiliated broker-dealer or bank to independent RIAMay 17, 2018Jul 5, 2018 (49 d)
Raymond James ReibelEdelman Financial Services, LLC BD affiliatedCary Street Partners BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2018Apr 9, 2018
Lisa M HarringtonEdelman Financial Services, LLC BD affiliatedUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseApr 19, 2018May 2, 2018
Sandra J BellEdelman Financial Services, LLC BD affiliatedNorthern Trust Securities, Inc BD affiliatedAffiliated broker-dealer or bank to anotherMar 26, 2018Mar 21, 2018
Samantha Lynne MenardEdelman Financial Services, LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMar 20, 2018Apr 16, 2018
Thomas F. FayEdelman Financial Services, LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherFeb 26, 2018May 25, 2018 (88 d)
Sean Alan SunderlageEdelman Financial Services, LLC BD affiliatedAllstate Financial Advisors, LLC no RAUMOtherDec 22, 2017Feb 7, 2018 (47 d)
Edward SwikartEdelman Financial Services, LLC otherCfs Investment Advisory Services LLC otherOtherDec 8, 2017Jul 8, 2010
Dante Reynaud JeffersonEdelman Financial Services, LLC otherRaymond James Financial Services Advisors, Inc otherOtherNov 1, 2017Oct 24, 2017
Robert SteczkowskiEdelman Financial Services, LLC otherAdvice And Planning Services otherOtherAug 30, 2017Sep 7, 2017
Lea A GarraffaEdelman Financial Services, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 8, 2017Jun 1, 2018 (297 d)
Michael Christopher RodenburgEdelman Financial Services, LLC otherLPL Financial LLC otherOtherJun 20, 2017Jul 11, 2017
Jason PanEdelman Financial Services, LLC otherSbsb Financial Advisors independent RIAOtherApr 5, 2017Jul 11, 2019 (827 d)
Safalta SherpaEdelman Financial Services, LLC otherMclean Asset Management Corp. otherOtherMar 28, 2017May 3, 2017 (36 d)
Debra A GetzEdelman Financial Services, LLC otherEquitable Advisors, LLC national BDOtherMar 13, 2017Mar 9, 2018 (361 d)
David SkolnikEdelman Financial Services, LLC otherHuntington Financial Advisors otherOtherFeb 16, 2017Dec 26, 2017 (313 d)
Lauren CostelloEdelman Financial Services, LLC otherJ.P. Morgan Securities LLC wirehouseOtherFeb 16, 2017Jan 17, 2018 (335 d)
Christopher Robert FischerEdelman Financial Services, LLC otherThe Mather Group, LLC otherOtherFeb 16, 2017Jul 18, 2017 (152 d)
Leonard Frank NowakEdelman Financial Services, LLC otherMainstay Capital Management, LLC otherOtherFeb 8, 2017Mar 17, 2017 (37 d)
Ronald V NeblettEdelman Financial Services, LLC otherAmeriprise Financial Services, LLC national BDOtherFeb 6, 2017Feb 1, 2017
Eraine Johnson ParkerEdelman Financial Services, LLC otherEdelman Financial Advisors LLC unclassifiedOtherJan 27, 2017Nov 13, 2007
Brandon Reed CroxtonEdelman Financial Services, LLC otherLombard Advisers Incorporated independent RIAOtherDec 27, 2016May 15, 2017 (139 d)
Michael Edward GombrichEdelman Financial Services, LLC otherAmeriprise Financial Services, LLC national BDOtherDec 22, 2016Jan 16, 2018 (390 d)
Anthony Nelson BadilloEdelman Financial Services, LLC otherPark Avenue Securities LLC BD affiliatedOtherNov 22, 2016Mar 21, 2018 (484 d)
Joshi KoneruEdelman Financial Services, LLC otherCreative Planning otherOtherSep 30, 2016Sep 26, 2016
Beverly A. TaylorEdelman Financial Services, LLC otherSecurian Financial Services, Inc. otherOtherSep 15, 2016Jan 11, 2018 (483 d)
Celestin A. MartinEdelman Financial Services, LLC otherHenssler Financial otherOtherJul 6, 2016Aug 26, 2016 (51 d)
Maria Jose BaronEdelman Financial Services, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 16, 2016Aug 31, 2016 (76 d)
Percy Hamilton ClarkEdelman Financial Services, LLC otherMorgan Stanley wirehouseOtherApr 12, 2016May 2, 2016
Lauren DykeEdelman Financial Services, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 11, 2016Feb 19, 2016
Corinne Elizabeth DoreyEdelman Financial Services, LLC otherStrategic Advisers LLC national BDOtherJan 26, 2016Mar 18, 2016 (52 d)
James Andrew BarnashEdelman Financial Services, LLC otherSgl Financial, LLC otherOtherDec 17, 2015Mar 1, 2016 (75 d)
Bernard John LynchEdelman Financial Services, LLC otherGerstein Fisher otherOtherNov 24, 2015Dec 28, 2015 (34 d)
Craig PoluszekEdelman Financial Services, LLC otherEquitable Advisors, LLC national BDOtherNov 9, 2015May 19, 2016 (192 d)
Andrew Mead DavisEdelman Financial Services, LLC otherSeamless Financial Planning state registeredOtherOct 12, 2015Feb 18, 2025 (3417 d)
Ryan W BergmannEdelman Financial Services, LLC otherMercer Global Advisors Inc. otherOtherAug 31, 2015Sep 22, 2015
Nicholas J StreitEdelman Financial Services, LLC otherScottrade Investment Management otherOtherAug 28, 2015Jan 24, 2017 (515 d)
Ardis OwensEdelman Financial Services, LLC otherAdvice And Planning Services otherOtherAug 12, 2015Dec 17, 2015 (127 d)
Nicole Josetta-Kraus StandenEdelman Financial Services, LLC otherCig Asset Management, Inc. otherOtherMay 19, 2015Jun 11, 2015
Andrew James LehmanEdelman Financial Services, LLC otherHamilton Capital otherOtherMay 19, 2015Jun 17, 2015
Brian Jonathan MatzEdelman Financial Services, LLC otherCooper Mcmanus otherOtherFeb 2, 2015Feb 18, 2015
Matthew John ElmoreEdelman Financial Services, LLC otherMorgan Stanley wirehouseOtherJul 9, 2014Jul 14, 2014
Alexandra KantarskiEdelman Financial Services, LLC otherXml Financial Group independent RIAOtherJun 27, 2014Feb 21, 2019 (1700 d)
Birju R. MunshiEdelman Financial Services, LLC otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherMay 19, 2014Jun 23, 2015 (400 d)
Dominique Richard HebertEdelman Financial Services, LLC otherStrategic Advisers LLC national BDOtherMay 2, 2014May 19, 2014
Jeffrey Charles LewisEdelman Financial Services, LLC otherNorth Ridge Securities Corp. otherOtherJan 23, 2014Oct 19, 2016 (1000 d)
Kristy Lyn HopkinsEdelman Financial Services, LLC otherNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 3, 2014Dec 18, 2019 (2175 d)
Brady Andrew MorrisonEdelman Financial Services, LLC otherUnited Capital Financial Advisors otherOtherDec 11, 2013Feb 24, 2014 (75 d)
Anthony L BrewerEdelman Financial Services, LLC otherTd Ameritrade, Inc. no RAUMOtherNov 14, 2013Dec 2, 2013
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86 moves match.