DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bfc Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael N De QuevedoBfc Planning, Inc. BD affiliatedAlmanack Investment Partners independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2021Jul 16, 2021
Todd Lee DimmerBfc Planning, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 22, 2021Jun 23, 2021
Mark Jeffery MartinBfc Planning, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2021Jun 29, 2021
Bryan Lynn HardingBfc Planning, Inc. BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 22, 2021Feb 28, 2022 (312 d)
Guenter Michael WeschBfc Planning, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2021Feb 18, 2021
Robert Eran SheltonBfc Planning, Inc. BD affiliatedJ. W. Cole Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 10, 2021Feb 11, 2021
Paul BithellBfc Planning, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseDec 3, 2020Jun 30, 2022 (574 d)
Scott T EtzelBfc Planning, Inc. BD affiliatedIndependent Wealth Network, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2020Nov 3, 2020
Joseph Cory AdamsBfc Planning, Inc. BD affiliatedState Farm Investment Management Corp. asset managerOtherOct 7, 2020Feb 1, 2022 (482 d)
Vincent Paul SturmBfc Planning, Inc. BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Oct 2, 2020
Louise Dorothy HoltzBfc Planning, Inc. BD affiliatedBerthel Fisher & Company Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 27, 2020Dec 5, 2019
Kevin Patrick WongBfc Planning, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 5, 2020May 1, 2020
Jammie Lee LoweBfc Planning, Inc. BD affiliatedBerthel Fisher & Company Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 20, 2020Jan 9, 2020
William Lawrence CurryBfc Planning, Inc. BD affiliatedBlackridge Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2019Jan 7, 2020
Robert T. VentourBfc Planning, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2019Feb 12, 2020 (99 d)
Emily Marie AdamsBfc Planning, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 17, 2019Jan 29, 2020 (104 d)
Brian Michael LehnerBfc Planning, Inc. BD affiliatedStrategic Blueprint, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2019Sep 13, 2019
Amy Jo ShopeBfc Planning, Inc. BD affiliatedStrategic Blueprint, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 13, 2019Sep 13, 2019
Michelle Rene PommeranzBfc Planning, Inc. BD affiliatedStrategic Blueprint, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 13, 2019Sep 13, 2019
Erin BixbyBfc Planning, Inc. BD affiliatedFbl Wealth Management, LLC no RAUMOtherJun 13, 2019Jun 18, 2019
Michael James BytnarBfc Planning, Inc. BD affiliatedAureum Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2019May 1, 2019
Caleb James KirbyBfc Planning, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 1, 2019Mar 29, 2019
Randall J. CashmoreBfc Planning, Inc. BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2019Apr 15, 2019
Steven Allen MuschBfc Planning, Inc. BD affiliatedAdvisornet Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2019Mar 18, 2019
Roger Charles WallerBfc Planning, Inc. BD affiliatedAmerican Independent Securities Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 30, 2018Jan 4, 2019 (35 d)
Sarah Maire BernerBfc Planning, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2018Nov 15, 2018
Anita Louise LesterBfc Planning, Inc. BD affiliatedWealth Watch Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAOct 11, 2018Oct 12, 2018
Armand J DepaulBfc Planning, Inc. BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 9, 2018Nov 16, 2018 (38 d)
Josephine TranBfc Planning, Inc. BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 1, 2018Dec 24, 2018 (84 d)
Christopher Edward OrdwayBfc Planning, Inc. BD affiliatedDynamic independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2018Aug 13, 2018
Timothy M GarretsonBfc Planning, Inc. BD affiliatedDynamic independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2018Aug 10, 2018
Shannon Nicole LarsonBfc Planning, Inc. BD affiliatedDynamic independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2018Aug 13, 2018
Roy E CarreraBfc Planning, Inc. BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2018Sep 19, 2018 (35 d)
James Francis LockeBfc Planning, Inc. BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2018Jul 3, 2018
Bradley Scott MontgomeryBfc Planning, Inc. BD affiliatedRichmark Private Wealth Management state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 28, 2018Jul 3, 2018
Gregory Lee LamonicaBfc Planning, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 28, 2018Jul 2, 2018
Suellen Carol EstesBfc Planning, Inc. BD affiliatedRichmark Private Wealth Management state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 8, 2018Jul 3, 2018
George Reynolds HowardBfc Planning, Inc. BD affiliatedCentaurus Financial, Inc. otherOtherMay 21, 2018May 17, 2018
Katherine Nicole PhillipsBfc Planning, Inc. BD affiliatedThe Investment Advisor Alliance LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 14, 2018May 15, 2018
Stephen Francis PattersonBfc Planning, Inc. otherTlg Advisors, Inc. otherOtherJan 3, 2018Jan 2, 2018
Richard Warren BirdBfc Planning, Inc. otherGlobal Financial Private Capital, Inc. otherOtherDec 31, 2017Jan 4, 2018
Roger Lyle GambleBfc Planning, Inc. otherCreativeone Securities, LLC BD affiliatedOtherDec 14, 2017Dec 14, 2017
Randall J. CashmoreBfc Planning, Inc. otherUSA Financial Securities LLC otherOtherNov 9, 2017Nov 9, 2017
Jordan Ryan PenceBfc Planning, Inc. otherMha Financial Corp state registeredOtherNov 3, 2017Sep 1, 2023 (2128 d)
Homer Lee ThorntonBfc Planning, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherNov 2, 2017Nov 1, 2017
Hardee David JerrelsBfc Planning, Inc. otherAllstate Financial Advisors, LLC no RAUMOtherOct 25, 2017Oct 25, 2017
Cory Britt HoagstromBfc Planning, Inc. otherLPL Financial LLC BD affiliatedOtherOct 6, 2017Jun 6, 2023 (2069 d)
Robyn D SimonsBfc Planning, Inc. otherPromontory Financial Planning, LLC independent RIAOtherSep 27, 2017Oct 5, 2017
Ron Robertson ValentineBfc Planning, Inc. otherPromontory Financial Planning, LLC independent RIAOtherSep 27, 2017Oct 4, 2017
Douglas Carl GoodmundsonBfc Planning, Inc. otherGreat Waters Financial independent RIAOtherAug 14, 2017Dec 15, 2023 (2314 d)
Mark Robert CordnerBfc Planning, Inc. otherGolden Years Financial, LLC state registeredOtherMay 10, 2017Dec 22, 2025 (3148 d)
Ryan MichaelisBfc Planning, Inc. otherB&E Investment Advisers, Inc. state registeredOtherApr 28, 2017Jun 21, 2018 (419 d)
Pei LiuBfc Planning, Inc. otherE. A. Horwitz LLC otherOtherMar 28, 2017Apr 11, 2017
James Michael MeadersBfc Planning, Inc. otherCharles Schwab & Co., Inc. national BDOtherFeb 10, 2017Feb 28, 2017
Kristian Kvols MartinBfc Planning, Inc. otherAdvisory Services Network otherOtherFeb 8, 2017Feb 9, 2017
Larry Dale WordenBfc Planning, Inc. otherVanderbilt Advisory Services otherOtherDec 9, 2016Dec 14, 2016
Marco Antonio LopezBfc Planning, Inc. otherBalefire, LLC otherOtherOct 20, 2016Oct 21, 2016
James Stuart LindererBfc Planning, Inc. otherU.S. Bancorp Investments, Inc. otherOtherAug 16, 2016Oct 13, 2016 (58 d)
Adam Anthony WeingartnerBfc Planning, Inc. otherArete Wealth Advisors, LLC otherOtherAug 9, 2016Feb 22, 2017 (197 d)
Joshua D WrightBfc Planning, Inc. otherOsaic Wealth, Inc. otherOtherJun 20, 2016Jun 21, 2016
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138 moves match.