DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Independent Financial Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jordana Rose LokkenIndependent Financial Partners otherCetera Advisors LLC otherOtherJan 3, 2017Jan 6, 2017
Brian Patrick AbadIndependent Financial Partners otherGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherDec 20, 2016Jul 14, 2017 (206 d)
David B PankoIndependent Financial Partners otherAmeritas Advisory Services otherOtherDec 20, 2016Jan 3, 2017
James Derrick HenryIndependent Financial Partners otherCetera Advisor Networks LLC otherOtherDec 6, 2016Dec 6, 2016
Robert Howard SagerIndependent Financial Partners otherLPL Financial LLC otherOtherNov 29, 2016Oct 13, 2016
Sarah Patrica PuckettIndependent Financial Partners otherLPL Financial LLC otherOtherNov 1, 2016Oct 19, 2016
Canard Emile BarnesIndependent Financial Partners otherBarnes & Company Investment Counsel, LLC state registeredOtherOct 18, 2016Jan 1, 2026 (3362 d)
Randall Kent RubinIndependent Financial Partners otherBarnes & Company Investment Counsel, LLC state registeredOtherOct 18, 2016Apr 6, 2016
Robert Calvin WhitesideIndependent Financial Partners otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 17, 2016Nov 3, 2016
James Francis SampsonIndependent Financial Partners otherLPL Financial LLC otherOtherSep 15, 2016Jun 20, 2012
Daniel Harold LahaieIndependent Financial Partners otherRaymond James Financial Services Advisors, Inc otherOtherSep 12, 2016Sep 12, 2016
Michael Scott CameronIndependent Financial Partners otherLPL Financial LLC otherOtherSep 12, 2016Mar 6, 2017 (175 d)
Ferdinand Perez PerniaIndependent Financial Partners otherPfg Advisors otherOtherSep 8, 2016Jul 15, 2016
Luis Roberto PrandiniIndependent Financial Partners otherEfg Private Wealth Management (Americas) Corp. independent RIAOtherAug 30, 2016Jan 24, 2022 (1973 d)
Carol Ann DonahueIndependent Financial Partners otherCuso Financial Services, L.P. otherOtherAug 24, 2016Aug 29, 2016
Mark DuranIndependent Financial Partners otherWorld Investment Advisors, LLC otherOtherAug 8, 2016Sep 1, 2016
Jon Christopher GoodmanIndependent Financial Partners otherJcg Advisory Group, LLC state registeredOtherJul 1, 2016Aug 24, 2016 (54 d)
Anthony SteelIndependent Financial Partners otherEdward Jones national BDOtherJun 3, 2016Jun 2, 2016
Trent Roman GainIndependent Financial Partners otherCambridge Investment Research Advisors, Inc. otherOtherMay 16, 2016Jun 10, 2016
Michael VatterIndependent Financial Partners otherComerica Securities otherOtherMar 22, 2016Oct 5, 2017 (562 d)
Kimber Elizabeth DeloiaIndependent Financial Partners otherWestern Wealth Management LLC otherOtherMar 7, 2016Feb 4, 2016
Brian Michael McguinessIndependent Financial Partners otherGlobal Retirement Partners LLC otherOtherJan 29, 2016Jan 12, 2016
William John HornIndependent Financial Partners otherLPL Financial LLC otherOtherJan 27, 2016Mar 5, 2013
Thomas Andrew CurtinIndependent Financial Partners otherGlobal Retirement Partners LLC otherOtherJan 27, 2016Jul 18, 2016 (173 d)
Marguerite Maria Panico FioriIndependent Financial Partners otherRaymond James Financial Services Advisors, Inc otherOtherJan 8, 2016Jan 27, 2016
Scott David VerlangieriIndependent Financial Partners otherRaymond James Financial Services Advisors, Inc otherOtherJan 8, 2016Jan 25, 2016
Joseph Anthony StackIndependent Financial Partners otherWorld Investment Advisors, LLC otherOtherDec 31, 2015Jan 5, 2016
Jeffrey Richard WalkerIndependent Financial Partners otherCreativeone Securities, LLC otherOtherDec 31, 2015Jan 4, 2016
Mark John McgaurnIndependent Financial Partners otherCreativeone Securities, LLC otherOtherDec 31, 2015Jan 13, 2016
Noel John TriasIndependent Financial Partners otherWorld Investment Advisors, LLC otherOtherDec 23, 2015Dec 16, 2015
Robert Cary WaylandIndependent Financial Partners otherNfp Advisor Services, LLC otherOtherDec 17, 2015Dec 11, 2015
Bruce A JonesIndependent Financial Partners otherMML Investors Services, LLC otherOtherDec 8, 2015Jan 27, 2016 (50 d)
David Wayne EllisIndependent Financial Partners otherVested Partners: A Multi-Family Office state registeredOtherDec 8, 2015Dec 8, 2015
Thomas Howard OliphintIndependent Financial Partners otherOne Advocate Group no RAUMOtherNov 11, 2015Aug 3, 2015
David Richard WallaceIndependent Financial Partners otherOne Advocate Group no RAUMOtherNov 11, 2015Aug 3, 2015
Peter James ButlerIndependent Financial Partners otherWorld Investment Advisors, LLC otherOtherOct 22, 2015Oct 21, 2015
Bryan Alexander WrightIndependent Financial Partners otherWorld Investment Advisors, LLC otherOtherOct 8, 2015Oct 2, 2015
Troy Glen HammondIndependent Financial Partners otherWorld Investment Advisors, LLC no RAUMOtherSep 30, 2015May 20, 2015
Mero Joseph CapoIndependent Financial Partners otherWorld Investment Advisors, LLC no RAUMOtherSep 28, 2015Sep 17, 2015
Glen Michael OconnorIndependent Financial Partners otherWorld Investment Advisors, LLC no RAUMOtherSep 28, 2015Sep 17, 2015
Taylor M ClarkIndependent Financial Partners otherWorld Investment Advisors, LLC no RAUMOtherSep 28, 2015Sep 4, 2015
Thomas Paul MuldoonIndependent Financial Partners otherWorld Investment Advisors, LLC no RAUMOtherSep 4, 2015Aug 28, 2015
Richard Edmond WedgeIndependent Financial Partners otherLPL Financial LLC otherOtherAug 21, 2015Nov 30, 2010
Brian Gordon EllermanIndependent Financial Partners otherPrincipal Securities, Inc. otherOtherAug 7, 2015Oct 13, 2015 (67 d)
Mary Margaret FranciscoIndependent Financial Partners otherWorld Investment Advisors, LLC otherOtherAug 3, 2015Jan 2, 2026 (3805 d)
Mallory Mattox Van LeeuwenIndependent Financial Partners otherWorld Investment Advisors, LLC no RAUMOtherAug 3, 2015Aug 4, 2015
Jason Kyle ChepenikIndependent Financial Partners otherLPL Financial LLC otherOtherJul 28, 2015Aug 29, 2012
Jeffrey Howard SeymourIndependent Financial Partners otherWorld Investment Advisors, LLC no RAUMOtherJul 14, 2015Jul 21, 2015
Sean Francis OflahertyIndependent Financial Partners otherWorld Investment Advisors, LLC no RAUMOtherJul 10, 2015Jun 15, 2015
Ceferino RodriguezIndependent Financial Partners otherInvestacorp Advisory Services Inc otherOtherJul 10, 2015Dec 4, 2015 (147 d)
Tony Joseph WinkeljohnIndependent Financial Partners otherWorld Investment Advisors, LLC no RAUMOtherJul 9, 2015Jul 1, 2015
James David VankeIndependent Financial Partners otherWorld Investment Advisors, LLC otherOtherJul 9, 2015Apr 15, 2016 (281 d)
Michael Wayne GiddeonsIndependent Financial Partners otherIfg Advisory, LLC otherOtherJul 8, 2015Jun 19, 2015
Michele Marie LantzIndependent Financial Partners otherWorld Investment Advisors, LLC no RAUMOtherJun 26, 2015Jun 25, 2015
Thomas Dean MingIndependent Financial Partners otherWorld Investment Advisors, LLC no RAUMOtherJun 23, 2015Jul 1, 2015
Melinda Gail ThomasIndependent Financial Partners otherWorld Investment Advisors, LLC BD affiliatedOtherJun 22, 2015Jul 2, 2019 (1471 d)
Joe Anthony RamonIndependent Financial Partners otherWorld Investment Advisors, LLC no RAUMOtherJun 22, 2015Jun 16, 2015
Will Travis RogersIndependent Financial Partners otherRogers Capital Advisors, LLC state registeredOtherJun 22, 2015May 19, 2015
Walter Dean SalyerIndependent Financial Partners otherLPL Financial LLC otherOtherJun 12, 2015Dec 21, 2010
Michael Sean WoodsIndependent Financial Partners otherWorld Investment Advisors, LLC no RAUMOtherJun 11, 2015May 21, 2015
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605 moves match.