| Nakia Schwann Martin | Questar Asset Management, Inc. other | MML Investors Services, LLC other | Other | Dec 20, 2012 | Jan 24, 2014 (400 d) |
| Daniel Joseph Mahle | Questar Asset Management, Inc. other | Waddell & Reed other | Other | Dec 4, 2012 | Dec 12, 2012 |
| Richard Herbert Nelson | Questar Asset Management, Inc. other | Centaurus Financial, Inc. other | Other | Nov 14, 2012 | Oct 30, 2012 |
| Gregory Wendell Quon | Questar Asset Management, Inc. other | Core Investment Management, LLC state registered | Other | Nov 2, 2012 | Aug 11, 2025 (4665 d) |
| Jonathan James Allen | Questar Asset Management, Inc. other | Voya Financial Advisors, Inc. other | Other | Oct 1, 2012 | Feb 14, 2013 (136 d) |
| James Anthony Serratelli | Questar Asset Management, Inc. other | Spc other | Other | Sep 27, 2012 | Sep 12, 2012 |
| Brian Paul Hanson | Questar Asset Management, Inc. other | Tlg Advisors, Inc. other | Other | Sep 20, 2012 | Jan 2, 2014 (469 d) |
| Douglas Ronald Moe | Questar Asset Management, Inc. other | Teamwork Financial Advisors, LLC independent RIA | Other | Sep 19, 2012 | Oct 1, 2012 |
| Darren Michael Limesand | Questar Asset Management, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 11, 2012 | Sep 10, 2012 |
| Gwendolyn Slater | Questar Asset Management, Inc. other | Dalton Strategic Investment Services Inc. unclassified | Other | Aug 6, 2012 | Aug 21, 2012 |
| Adam Patrick Liquori | Questar Asset Management, Inc. other | Fsc Securities Corporation other | Other | Jul 28, 2012 | Jul 27, 2012 |
| Darryl Joseph Chouinard | Questar Asset Management, Inc. other | Principal Securities, Inc. other | Other | Jul 26, 2012 | Sep 24, 2012 (60 d) |
| Laurel Michelle Packham | Questar Asset Management, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 14, 2012 | Sep 4, 2012 (82 d) |
| David Stuart Underhill | Questar Asset Management, Inc. other | Underhill Investments, LLC state registered | Other | May 24, 2012 | Jan 15, 2013 (236 d) |
| Harold Dwight West | Questar Asset Management, Inc. other | Kms Financial Services, Inc other | Other | Apr 13, 2012 | Apr 24, 2012 |
| Calvin Seaborn Sumner | Questar Asset Management, Inc. other | Kms Financial Services, Inc other | Other | Mar 28, 2012 | May 23, 2012 (56 d) |
| Charles B Hagel | Questar Asset Management, Inc. other | Ssn Advisory, Inc. other | Other | Mar 19, 2012 | Mar 28, 2012 |
| Randolph Andrew Fisher | Questar Asset Management, Inc. other | Tucker Asset Management LLC independent RIA | Other | Feb 21, 2012 | Feb 3, 2022 (3635 d) |
| Monique Renay Castillo | Questar Asset Management, Inc. other | Oppenheimer & Co. Inc. other | Other | Feb 9, 2012 | Feb 1, 2012 |
| Robert Joseph Ostapower | Questar Asset Management, Inc. other | LPL Financial LLC other | Other | Jan 24, 2012 | Feb 22, 2012 |
| Lowell Charles Crabb | Questar Asset Management, Inc. other | Andina Advisors other | Other | Jan 10, 2012 | Jan 31, 2012 |
| Victor Jerome Gray | Questar Asset Management, Inc. other | Alphastar Capital Management other | Other | Jan 6, 2012 | Jan 11, 2012 |
| Cynthia Jacqueline Tam | Questar Asset Management, Inc. other | Newport Coast Asset Management other | Other | Dec 22, 2011 | Jan 17, 2012 |
| William Francis Hoffman | Questar Asset Management, Inc. other | Private Advisor Group, LLC other | Other | Dec 15, 2011 | Dec 12, 2011 |
| Jack Christopher Carini | Questar Asset Management, Inc. other | Monticello Investment Services, Inc. other | Other | Nov 18, 2011 | Mar 7, 2012 (110 d) |
| Scott Lavell Cluff | Questar Asset Management, Inc. other | On Investment Management Co other | Other | Nov 7, 2011 | Nov 8, 2011 |
| Nathan Liang Wong | Questar Asset Management, Inc. other | On Investment Management Co other | Other | Nov 4, 2011 | Nov 4, 2011 |
| David Warren Tate | Questar Asset Management, Inc. other | Financial Insight Center other | Other | Oct 7, 2011 | Oct 4, 2011 |
| Graham Matthew Strickland | Questar Asset Management, Inc. other | S&S Wealth Management other | Other | Oct 3, 2011 | Sep 22, 2011 |
| Randal Steven Ellis | Questar Asset Management, Inc. other | Ssn Advisory, Inc. other | Other | Aug 26, 2011 | Aug 24, 2011 |
| Henry William Fox | Questar Asset Management, Inc. other | Blue Bell Private Wealth Management, LLC other | Other | Aug 8, 2011 | Apr 2, 2012 (238 d) |
| Carrie Ann Wells | Questar Asset Management, Inc. other | Cetera Advisors LLC other | Other | Jul 13, 2011 | Jul 1, 2011 |
| Denise Marie Mcgee | Questar Asset Management, Inc. other | Next Financial Group, Inc. other | Other | Jun 7, 2011 | Jun 13, 2011 |
| Gregory John Richards | Questar Asset Management, Inc. other | Centaurus Financial, Inc. other | Other | May 18, 2011 | May 31, 2011 |
| Scottie B Ringer | Questar Asset Management, Inc. other | Valic Financial Advisors, Inc. other | Other | Feb 24, 2011 | Jun 1, 2011 (97 d) |
| Billie Lavelle Odom | Questar Asset Management, Inc. other | Main Street Advisors, LLC other | Other | Jan 6, 2011 | Jan 6, 2011 |
| John James Klumbach | Questar Asset Management, Inc. other | LPL Financial LLC other | Other | Dec 13, 2010 | Nov 15, 2010 |
| Brian Wade Whitaker | Questar Asset Management, Inc. other | Great Lakes Wealth Management, LLC unclassified | Other | Dec 10, 2010 | Oct 26, 2011 (320 d) |
| Robert Bowman Mueller | Questar Asset Management, Inc. other | Spc other | Other | Nov 18, 2010 | Nov 16, 2010 |
| Lawrence Eliot Zimbler | Questar Asset Management, Inc. other | Ridgeway Conger Advisory Services other | Other | Sep 8, 2010 | Sep 8, 2010 |
| Bernard Michael Bowhuis | Questar Asset Management, Inc. other | Founders Financial Securities, LLC other | Other | Sep 2, 2010 | Sep 1, 2010 |
| Carrie Lynn Cole | Questar Asset Management, Inc. other | Berthel Fisher & Company Financial Services, Inc. other | Other | Jul 7, 2010 | Aug 10, 2010 (34 d) |
| Barry Vigilanti Munro | Questar Asset Management, Inc. other | Munro Legacy Planners LLC state registered | Other | Jul 2, 2010 | Nov 24, 2010 (145 d) |
| Barry Scott Yankelevitz | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Jun 30, 2010 | Jul 6, 2010 |
| Phillip Paul Putney | Questar Asset Management, Inc. other | Centaurus Financial, Inc. other | Other | Jun 30, 2010 | Jun 30, 2010 |
| Melissa L George | Questar Asset Management, Inc. other | Investher Fiduciary Solutions, LLC state registered | Other | Jun 29, 2010 | Aug 30, 2010 (62 d) |
| Stephen James Myler | Questar Asset Management, Inc. other | Onyx Wealth Advisors, Inc. other | Other | May 17, 2010 | Jul 7, 2010 (51 d) |
| Evelyn Kay Duka | Questar Asset Management, Inc. other | Global Financial Private Capital, Inc. other | Other | May 17, 2010 | May 26, 2010 |
| Robert Lane Johnson | Questar Asset Management, Inc. other | Berthel Fisher & Company Financial Services, Inc. other | Other | Apr 5, 2010 | Apr 1, 2010 |
| Janice Marie Janjanin | Questar Asset Management, Inc. other | Centaurus Financial, Inc. other | Other | Dec 31, 2009 | Jan 4, 2010 |
| David Wayne Schleis | Questar Asset Management, Inc. other | Centaurus Financial, Inc. other | Other | Nov 24, 2009 | Nov 13, 2009 |
| Larry W Farr | Questar Asset Management, Inc. other | Fifth Third Securities, Inc. other | Other | Nov 18, 2009 | Jun 25, 2013 (1315 d) |
| Walter Brian Girnis | Questar Asset Management, Inc. other | Nationwide Securities, LLC no RAUM | Other | Nov 11, 2009 | Jan 24, 2011 (439 d) |
| Gary Thomas Hughes | Questar Asset Management, Inc. other | Arque Capital, Ltd. unclassified | Other | Nov 10, 2009 | May 13, 2010 (184 d) |
| Mortimore Francis Kelly | Questar Asset Management, Inc. other | H. Beck, Inc. other | Other | Nov 3, 2009 | Nov 9, 2009 |
| Mark Christopher Scherba | Questar Asset Management, Inc. other | MML Investors Services, LLC other | Other | Oct 29, 2009 | Jan 20, 2010 (83 d) |
| Loy Douglas Holt | Questar Asset Management, Inc. other | Lighthouse Capital Corporation unclassified | Other | Oct 13, 2009 | Dec 22, 2009 (70 d) |
| Christine Marie Everett - Frantonius | Questar Asset Management, Inc. other | Everett Wealth Solutions, Inc state registered | Other | Oct 6, 2009 | Oct 21, 2009 |
| William Paul Fauzio | Questar Asset Management, Inc. other | William Paul Fauzio unclassified | Other | Jul 29, 2009 | Apr 25, 2014 (1731 d) |
| Alan Donald Cooper | Questar Asset Management, Inc. other | Sii Investments, Inc. other | Other | Jul 22, 2009 | Jul 22, 2009 |