DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Sagepoint Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christina Marie Decharles | Sagepoint Financial, Inc. BD affiliated | Pinnacle Asset Management Group, Corporation (Inc.) independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2023 | Dec 22, 2022 |
| Connor Mahoney | Sagepoint Financial, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2023 | Jan 31, 2023 |
| Theodore Richard Palfini | Sagepoint Financial, Inc. BD affiliated | Cavalot Capital state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 10, 2023 | Jan 9, 2023 |
| Troy Richard Koepplin | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2023 | Jan 3, 2023 |
| Jonathan Ray Zweifel | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2023 | May 26, 2021 |
| Kathleen M White | Sagepoint Financial, Inc. BD affiliated | St. Bernard Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 1, 2025 (732 d) |
| Brent Arvid Young | Sagepoint Financial, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Feb 7, 2023 (38 d) |
| Thomas Joseph Thompson | Sagepoint Financial, Inc. BD affiliated | Thompson Financial Transitions Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 13, 2022 | Dec 13, 2022 |
| Amanda Kim Blocksom | Sagepoint Financial, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2022 | Dec 8, 2022 |
| Gary Duane Schaudt | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2022 | Dec 8, 2022 |
| Brian Jason Murphy | Sagepoint Financial, Inc. BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2022 | Dec 20, 2022 |
| John Robert Ressler | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2022 | Nov 30, 2022 |
| Scott Joseph Kragh | Sagepoint Financial, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Dec 5, 2022 |
| Kollin Schaudt | Sagepoint Financial, Inc. BD affiliated | Northern Trust Securities, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2022 | Dec 19, 2022 |
| Marcus Anthony Groeneveld | Sagepoint Financial, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2022 | Mar 1, 2023 (91 d) |
| Shayne Gabris | Sagepoint Financial, Inc. BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2022 | Feb 27, 2023 (89 d) |
| Scott Evans Teter | Sagepoint Financial, Inc. BD affiliated | Channel Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2022 | Oct 28, 2022 |
| Justin Thoreau Pollack | Sagepoint Financial, Inc. BD affiliated | Channel Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2022 | Jan 1, 2025 (792 d) |
| Justin Robert Anderson | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group no RAUM | Other | Nov 1, 2022 | Feb 12, 2020 |
| Brett Edward Weichbrod | Sagepoint Financial, Inc. BD affiliated | Channel Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2022 | Oct 28, 2022 |
| Maxwell Joel Phillips | Sagepoint Financial, Inc. BD affiliated | Channel Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2022 | Jan 1, 2025 (792 d) |
| Ross L Anderson | Sagepoint Financial, Inc. BD affiliated | Channel Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2022 | Oct 28, 2022 |
| Christian Randolph Snowden | Sagepoint Financial, Inc. BD affiliated | Channel Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2022 | Oct 28, 2022 |
| Christopher R Ruiz | Sagepoint Financial, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2022 | Nov 9, 2022 |
| Alexander Felix Arellano | Sagepoint Financial, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Oct 12, 2022 |
| Joseph Pell Bartmess | Sagepoint Financial, Inc. BD affiliated | Lvz, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2022 | Sep 29, 2022 |
| John Paul Jordan | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2022 | Sep 8, 2022 |
| Jeremy F Schlanger | Sagepoint Financial, Inc. BD affiliated | Onyx Bridge Wealth Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2022 | Sep 28, 2022 |
| Tyler Morgan | Sagepoint Financial, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 23, 2022 | Apr 11, 2023 (231 d) |
| Matthew Randall Stout | Sagepoint Financial, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 17, 2022 | Oct 11, 2022 (55 d) |
| Jenifer Koch | Sagepoint Financial, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2022 | Sep 26, 2022 (41 d) |
| Frank Giguere | Sagepoint Financial, Inc. BD affiliated | Blackridge Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Dec 8, 2022 (125 d) |
| Alfredo Gomez | Sagepoint Financial, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Sep 22, 2025 (1165 d) |
| Kyle P Whisenhunt | Sagepoint Financial, Inc. BD affiliated | Hoylecohen, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2022 | May 31, 2023 (324 d) |
| Beth Ann Mengert | Sagepoint Financial, Inc. BD affiliated | Private Client Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2022 | Jul 11, 2022 |
| Anthony Bianco | Sagepoint Financial, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Aug 8, 2022 (39 d) |
| Antonio Betancourt | Sagepoint Financial, Inc. BD affiliated | Ascendant 360 LLC unclassified | Other | Jun 23, 2022 | Sep 27, 2022 (96 d) |
| Samuel Victor Garcia | Sagepoint Financial, Inc. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2022 | May 12, 2022 |
| Laura Nicole White | Sagepoint Financial, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2022 | Jun 7, 2022 |
| Curtis Dwayne Pilkington | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2022 | Dec 3, 2021 |
| Shanan Rae Doherty | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2022 | Dec 3, 2021 |
| Michael Lee Escobar | Sagepoint Financial, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2022 | May 17, 2022 |
| Derek Ryan Pilkington | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2022 | Dec 3, 2021 |
| Amy Martin | Sagepoint Financial, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2022 | Jun 15, 2022 |
| Zach Buettner | Sagepoint Financial, Inc. BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2022 | Sep 1, 2022 (113 d) |
| John Edward Townes Taylor | Sagepoint Financial, Inc. BD affiliated | Perigon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2022 | Apr 27, 2022 |
| Richard Jeffrey Thomas | Sagepoint Financial, Inc. BD affiliated | Perigon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 | Apr 27, 2022 |
| Clay Worthington Kinnard | Sagepoint Financial, Inc. BD affiliated | Perigon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 | Apr 28, 2022 |
| Cary Elbert Schultz | Sagepoint Financial, Inc. BD affiliated | Califano Financial Group unclassified | Other | Apr 12, 2022 | Feb 3, 2016 |
| David Schroll | Sagepoint Financial, Inc. BD affiliated | The Strategic Financial Alliance BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2022 | Apr 14, 2022 |
| Don Adrian Tecson Ventura | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2022 | Mar 15, 2022 |
| Ira Charles Zito | Sagepoint Financial, Inc. BD affiliated | Financial Peak state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 10, 2022 | Jul 7, 2025 (1215 d) |
| Shellissa Rae Cassoday | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2022 | Mar 2, 2022 |
| Donald James Mcabier | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2022 | May 25, 2021 |
| William Barry Matt | Sagepoint Financial, Inc. BD affiliated | Freedom Wealth Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2022 | Feb 22, 2022 |
| John Jerold Ceaglske | Sagepoint Financial, Inc. BD affiliated | Freedom Wealth Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2022 | Feb 22, 2022 |
| Robert Michael Beseke | Sagepoint Financial, Inc. BD affiliated | Freedom Wealth Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2022 | Feb 22, 2022 |
| John E. Witczak | Sagepoint Financial, Inc. BD affiliated | Freedom Wealth Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2022 | Feb 24, 2022 |
| Thomas F. Wozniak | Sagepoint Financial, Inc. BD affiliated | Freedom Wealth Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2022 | Feb 24, 2022 |
| Alfred A Labib | Sagepoint Financial, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2022 | Jan 8, 2024 (684 d) |
862 moves match.