DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Humberto Larios | Cambridge Investment Research Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 25, 2025 |
| Brandon T Ramos | Cambridge Investment Research Advisors, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2025 | Jan 14, 2026 (176 d) |
| James Dylan Baxter | Cambridge Investment Research Advisors, Inc. BD affiliated | Zero Day Capital Enterprises LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2025 | Dec 5, 2025 (136 d) |
| Keaton George | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 18, 2025 | Aug 29, 2025 (42 d) |
| Steven Chappelear Kenny | Cambridge Investment Research Advisors, Inc. BD affiliated | Axius Advisors LLC no RAUM | Other | Jul 16, 2025 | Oct 29, 2024 |
| Steven Lewis Stillman | Cambridge Investment Research Advisors, Inc. BD affiliated | Axius Advisors LLC no RAUM | Other | Jul 16, 2025 | Oct 29, 2024 |
| Thomas Robert Reed | Cambridge Investment Research Advisors, Inc. BD affiliated | Axius Advisors LLC no RAUM | Other | Jul 16, 2025 | Oct 29, 2024 |
| Jeremy Wilkins Laub | Cambridge Investment Research Advisors, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Jul 3, 2025 |
| Jeff Ryan Locker | Cambridge Investment Research Advisors, Inc. BD affiliated | Axius Advisors LLC no RAUM | Other | Jul 16, 2025 | Oct 29, 2024 |
| Timothy John Chambliss | Cambridge Investment Research Advisors, Inc. BD affiliated | Axius Advisors LLC no RAUM | Other | Jul 16, 2025 | Oct 29, 2024 |
| Chad Brody Renfro | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Jul 9, 2025 |
| Ronald Wayne Klenke | Cambridge Investment Research Advisors, Inc. BD affiliated | Axius Advisors LLC no RAUM | Other | Jul 14, 2025 | Oct 29, 2024 |
| Kelly Lynn Stonebarger | Cambridge Investment Research Advisors, Inc. BD affiliated | Axius Advisors LLC no RAUM | Other | Jul 14, 2025 | Oct 30, 2024 |
| Lori Ann Turner | Cambridge Investment Research Advisors, Inc. BD affiliated | Rosetta Financial Advisors, Inc. unclassified | Other | Jul 14, 2025 | Jun 8, 2006 |
| Michael Alan Orr | Cambridge Investment Research Advisors, Inc. BD affiliated | Axius Advisors LLC no RAUM | Other | Jul 14, 2025 | Jan 13, 2025 |
| Scott Michael Browne | Cambridge Investment Research Advisors, Inc. BD affiliated | Axius Advisors LLC no RAUM | Other | Jul 14, 2025 | Oct 29, 2024 |
| Kurt Walter Sergiewich | Cambridge Investment Research Advisors, Inc. BD affiliated | Axius Advisors LLC no RAUM | Other | Jul 14, 2025 | Oct 30, 2024 |
| Christopher Joseph Jacobs | Cambridge Investment Research Advisors, Inc. BD affiliated | Axius Advisors LLC no RAUM | Other | Jul 14, 2025 | Oct 29, 2024 |
| Lee Eric Levy | Cambridge Investment Research Advisors, Inc. BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jul 15, 2025 |
| Brentt Shropshire | Cambridge Investment Research Advisors, Inc. BD affiliated | Black Knight Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jul 23, 2025 |
| Eleni Ftikas | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Apr 9, 2026 (281 d) |
| Kevin Dennis Currutt | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 2, 2025 | May 5, 2026 (307 d) |
| David Arnold Scott | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jun 25, 2025 |
| Carlos Menicucci | Cambridge Investment Research Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2025 | Jul 1, 2025 |
| Steven George Yazell | Cambridge Investment Research Advisors, Inc. BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2025 | Jun 3, 2025 |
| Christopher Lee Bishop | Cambridge Investment Research Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 26, 2025 |
| Erik Robert Rinehold | Cambridge Investment Research Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jun 16, 2025 |
| Thomas Beaupre | Cambridge Investment Research Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jun 17, 2025 |
| Trystan Clay Downey | Cambridge Investment Research Advisors, Inc. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2025 | Jul 8, 2025 |
| Cecil Mack Deas | Cambridge Investment Research Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2025 | Mar 26, 2026 (286 d) |
| Christopher Ryan Thomas | Cambridge Investment Research Advisors, Inc. BD affiliated | Zermatt Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2025 | Jun 5, 2025 |
| Andrew Nicholas Rineck | Cambridge Investment Research Advisors, Inc. BD affiliated | Alera Investment Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2025 | May 22, 2025 |
| Linda Marie Skoglund | Cambridge Investment Research Advisors, Inc. BD affiliated | Alera Investment Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2025 | May 22, 2025 |
| Michael D Heavey | Cambridge Investment Research Advisors, Inc. BD affiliated | Potomac asset manager | Other | Jun 3, 2025 | Oct 22, 2025 (141 d) |
| David Gerard Lutsch | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2025 | Nov 17, 2025 (170 d) |
| John Thomas Draper | Cambridge Investment Research Advisors, Inc. BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2025 | May 15, 2025 |
| David Michael Coiro | Cambridge Investment Research Advisors, Inc. BD affiliated | Sandro Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2025 | May 27, 2025 |
| Paolo Gabrielli Kipping Torres | Cambridge Investment Research Advisors, Inc. BD affiliated | Bauman Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2025 | Jun 8, 2025 |
| Kathryn Martin | Cambridge Investment Research Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 29, 2025 | May 16, 2025 |
| Jeffrey Warren Farley | Cambridge Investment Research Advisors, Inc. BD affiliated | Ascension Capital Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2025 | May 17, 2025 |
| Ann Holland Stewart | Cambridge Investment Research Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 2, 2025 |
| Debra Ann Palacios | Cambridge Investment Research Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 1, 2025 |
| Shelby Byland | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 7, 2025 | Jun 3, 2025 |
| Kris Michael Moos | Cambridge Investment Research Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2025 | Apr 16, 2025 |
| Evan Michael Shiley | Cambridge Investment Research Advisors, Inc. BD affiliated | Sevenbridge Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2025 | Apr 22, 2025 |
| Deepak Goyal | Cambridge Investment Research Advisors, Inc. BD affiliated | 3d Holistic Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 29, 2025 | Sep 27, 2024 |
| Eric William Vowles | Cambridge Investment Research Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Jul 15, 2025 (83 d) |
| Duane J Haley | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2025 | Apr 21, 2025 |
| Levi Adam Turner | Cambridge Investment Research Advisors, Inc. BD affiliated | Turner Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 22, 2025 | Apr 22, 2025 |
| Robert Ronald Obraitis | Cambridge Investment Research Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 17, 2025 |
| Ras Emerson Smith | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 14, 2025 | Apr 4, 2025 |
| Roland Milner Ho | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2025 | Apr 1, 2025 |
| Mark Patrick Hentschel | Cambridge Investment Research Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Apr 24, 2025 |
| Dennis Lee Fesser | Cambridge Investment Research Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Mar 25, 2025 |
| Victoria E Milam | Cambridge Investment Research Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2025 | Apr 9, 2025 |
| Brianna Lorelle Ryland | Cambridge Investment Research Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Apr 7, 2025 |
| Brad Lee Reichert | Cambridge Investment Research Advisors, Inc. BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2025 | Jun 18, 2025 (83 d) |
| George Andrew Henry Arky | Cambridge Investment Research Advisors, Inc. BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2025 | Mar 17, 2025 |
| Joseph Kareem Miller | Cambridge Investment Research Advisors, Inc. BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2025 | Mar 17, 2025 |
| Diane Blakeney Bonner | Cambridge Investment Research Advisors, Inc. BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2025 | Mar 17, 2025 |
2,158 moves match.