DFX Intelligence

RIA Intelligence

Advisor moves

Departures from United Capital Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Roger Lance SampleUnited Capital Financial Advisors otherSample Financial Advisers, LLC state registeredOtherOct 20, 2016Oct 21, 2016
Charlie DaveeUnited Capital Financial Advisors otherCapital One Advisors, LLC otherOtherOct 20, 2016Oct 20, 2016
Mitchel SchlesingerUnited Capital Financial Advisors otherStone Bridge Investment Partners LLC unclassifiedOtherSep 6, 2016Apr 25, 2017 (231 d)
Gregory Allen HutchesonUnited Capital Financial Advisors otherE*Trade Capital Management, LLC otherOtherAug 12, 2016Oct 4, 2016 (53 d)
William Taber BrownUnited Capital Financial Advisors otherQuestar Asset Management, Inc. otherOtherJun 27, 2016Jul 14, 2016
Wesley Walden LyonUnited Capital Financial Advisors otherDimensional Fund Advisors LP otherOtherJun 6, 2016Dec 19, 2016 (196 d)
Brady Andrew MorrisonUnited Capital Financial Advisors otherUBS Financial Services Inc. wirehouseOtherApr 29, 2016May 2, 2016
David A MadwayUnited Capital Financial Advisors otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 5, 2016Sep 20, 2016 (168 d)
Todd Davies ErskineUnited Capital Financial Advisors otherKokua Capital Management, LLC unclassifiedOtherMar 7, 2016Jun 13, 2016 (98 d)
David M CottonUnited Capital Financial Advisors otherLPL Financial LLC otherOtherDec 22, 2015Apr 5, 2017 (470 d)
Richard Weston KeenanUnited Capital Financial Advisors otherRaymond James & Associates, Inc. national BDOtherDec 21, 2015Jan 7, 2016
Jeremy Alan EllisUnited Capital Financial Advisors otherRobert W. Baird & Co. Incorporated otherOtherOct 12, 2015Oct 27, 2015
Andrea Giulio ItemUnited Capital Financial Advisors otherQuorum Investment Counsel, LLC no RAUMOtherOct 2, 2015Oct 13, 2015
Steven Andrew SmithUnited Capital Financial Advisors otherTransamerica Retirement Advisors, LLC BD affiliatedOtherAug 4, 2015Jun 22, 2022 (2514 d)
William John WernerUnited Capital Financial Advisors otherTd Ameritrade, Inc. no RAUMOtherJun 1, 2015Jun 10, 2015
Erin Campbell JonesUnited Capital Financial Advisors otherWells Fargo Advisors wirehouseOtherMay 22, 2015Jun 22, 2016 (397 d)
Kathleen Anne HarrisUnited Capital Financial Advisors otherJ. W. Cole Advisors, Inc. otherOtherApr 2, 2015Apr 8, 2015
John James BruggemannUnited Capital Financial Advisors otherAdvisors Capital Management, LLC otherOtherFeb 17, 2015Apr 29, 2015 (71 d)
Quentin Leroy RobbUnited Capital Financial Advisors otherGirard Securities, Inc. otherOtherJan 26, 2015Jan 23, 2015
David BoyersUnited Capital Financial Advisors otherSequent Planning, LLC independent RIAOtherJan 15, 2015Mar 12, 2020 (1883 d)
Edward Matthew EgliskisUnited Capital Financial Advisors otherAdvisory Services Network otherOtherJan 15, 2015Feb 11, 2015
Marc Anthony ArcidiaconoUnited Capital Financial Advisors otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 31, 2014Mar 17, 2015 (76 d)
Laura Elaine BrantleyUnited Capital Financial Advisors otherWealth Enhancement Advisory Services, LLC otherOtherDec 31, 2014Aug 18, 2016 (596 d)
Krystle Ann KaufmanUnited Capital Financial Advisors otherOnedigital otherOtherDec 17, 2014Dec 19, 2014
Rory Jacob Dale HartUnited Capital Financial Advisors otherFinancial Management Network Inc otherOtherNov 21, 2014Nov 25, 2014
Philip HerzbergUnited Capital Financial Advisors otherMeira Wealth otherOtherOct 21, 2014Jan 27, 2015 (98 d)
Nicholas Joseph HicklyUnited Capital Financial Advisors otherThe Investment Counsel Company independent RIAOtherAug 8, 2014Mar 12, 2026 (4234 d)
Myka Bradley KoenenUnited Capital Financial Advisors otherHighline Wealth Management, LLC otherOtherAug 5, 2014Sep 17, 2014 (43 d)
Vasilios NinopoulosUnited Capital Financial Advisors otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 31, 2014Mar 17, 2015 (229 d)
Stewart Embry FieldsUnited Capital Financial Advisors otherAdvisor Resource Council otherOtherJul 25, 2014Sep 11, 2014 (48 d)
David Grant MetzgerUnited Capital Financial Advisors otherPlante Moran Financial Advisors otherOtherMay 28, 2014Aug 20, 2014 (84 d)
Peter AndersonUnited Capital Financial Advisors otherTransamerica Financial Advisors, LLC otherOtherApr 15, 2014May 15, 2014
Samuel Peter VaranoUnited Capital Financial Advisors otherAreté unclassifiedOtherApr 10, 2014Apr 4, 2017 (1090 d)
Gregory Harrison ReifUnited Capital Financial Advisors otherCompass Ion Advisors, LLC independent RIAOtherApr 9, 2014Jun 27, 2018 (1540 d)
Nathaniel Gjermund GehringUnited Capital Financial Advisors otherKeatsconnelly otherOtherMar 28, 2014Jul 8, 2014 (102 d)
George Enrique HaasUnited Capital Financial Advisors otherMercer Global Advisors Inc. otherOtherFeb 21, 2014Feb 27, 2014
Tessa Morgan ElrodUnited Capital Financial Advisors otherConcourse Financial Group Advisors otherOtherJan 10, 2014Feb 6, 2014
Erik Joseph AllisonUnited Capital Financial Advisors otherCambridge Investment Research Advisors, Inc. otherOtherNov 25, 2013Jan 21, 2014 (57 d)
Michael Anthony PtaszenskiUnited Capital Financial Advisors otherThrive Wealth Management, LLC otherOtherOct 15, 2013Oct 10, 2013
Stephen Philip ErfleUnited Capital Financial Advisors otherThrive Wealth Management, LLC otherOtherOct 15, 2013Oct 10, 2013
Douglas Clark De GrooteUnited Capital Financial Advisors otherGirard Securities, Inc. otherOtherSep 13, 2013Sep 20, 2006
Wheeler Elliott ChapmanUnited Capital Financial Advisors otherKokua Capital Management independent RIAOtherAug 16, 2013Aug 16, 2013
Julie Diane FliederUnited Capital Financial Advisors otherMorgan Stanley wirehouseOtherJun 17, 2013Sep 9, 2013 (84 d)
Emily C PalmerUnited Capital Financial Advisors otherAmeriprise Financial Services, LLC national BDOtherMar 19, 2013May 29, 2013 (71 d)
Gustavo ArceUnited Capital Financial Advisors otherSvb Wealth independent RIAOtherMar 6, 2013Aug 6, 2021 (3075 d)
David Christopher LealiUnited Capital Financial Advisors otherMML Investors Services, LLC otherOtherFeb 21, 2013May 2, 2017 (1531 d)
Karen Beth McintyreUnited Capital Financial Advisors otherWescott Financial Advisory Group LLC otherOtherFeb 11, 2013Mar 19, 2013 (36 d)
Lisa Anne BroomeUnited Capital Financial Advisors otherCostello Asset Management, Inc. otherOtherNov 20, 2012May 7, 2013 (168 d)
Grant Allan WebsterUnited Capital Financial Advisors otherAldrich Wealth LP otherOtherApr 3, 2012Feb 21, 2012
James Mason CousinsUnited Capital Financial Advisors otherSilverleafe Capital Partners, LLC otherOtherDec 9, 2011Oct 6, 2011
Erik Christopher EvansUnited Capital Financial Advisors otherGoal Quest Advisors, LLC state registeredOtherJul 26, 2011Feb 28, 2012 (217 d)
Edward John LazerowUnited Capital Financial Advisors otherEjl Asset Management, LLC independent RIAOtherMay 2, 2011Jan 1, 2026 (5358 d)
Yuko T Du BoisUnited Capital Financial Advisors otherMcbroom & Associates, LLC otherOtherMar 2, 2011Mar 28, 2012 (392 d)
Ryan Takeshi MiyamotoUnited Capital Financial Advisors otherUsaa Financial Planning Services no RAUMOtherSep 30, 2010Sep 8, 2010
John Thomas DwyerUnited Capital Financial Advisors otherAllstate Financial Advisors, LLC no RAUMOtherSep 16, 2010Oct 13, 2010
Jeremy Brandon JoinerUnited Capital Financial Advisors otherInvest Financial Corporation otherOtherAug 17, 2010Jun 19, 2012 (672 d)
Matthew Weston PierceUnited Capital Financial Advisors otherThe Wealth Consulting Group independent RIAOtherMar 30, 2010Aug 18, 2020 (3794 d)
Veronica HernandezUnited Capital Financial Advisors otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 16, 2009Nov 25, 2009
Todd James PackUnited Capital Financial Advisors otherFinancial Advisers Of America, LLC otherOtherNov 6, 2009Nov 3, 2009
Keith Dow PowellUnited Capital Financial Advisors otherWaddell & Reed otherOtherFeb 11, 2008Feb 21, 2008
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421 moves match.