DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cuna Brokerage Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Norman Jessie Cone | Cuna Brokerage Services, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2019 | Jun 26, 2020 (310 d) |
| Steven Ernest Hartman | Cuna Brokerage Services, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2019 | Sep 3, 2019 |
| Stephen Michael Volpe | Cuna Brokerage Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2019 | Aug 5, 2019 |
| Michael John Canfield | Cuna Brokerage Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 8, 2019 | Nov 10, 2022 (1190 d) |
| Elice Jihyeon Lee | Cuna Brokerage Services, Inc. BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Aug 7, 2019 | Nov 21, 2019 (106 d) |
| Arthur C Kang | Cuna Brokerage Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2019 | Aug 20, 2019 |
| Jon Carl Fox | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Jul 10, 2019 |
| Lopez Duane Davis | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Jul 10, 2019 |
| Kevin Lee Cook | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Jul 10, 2019 |
| Nicholas Thad Schaaf | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Aug 6, 2019 |
| Kristin Anne Meader | Cuna Brokerage Services, Inc. BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Jul 12, 2019 | Nov 21, 2019 (132 d) |
| David Lindsey Spencer | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2019 | Jul 10, 2019 |
| Douglas L Robertson | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2019 | Jul 10, 2019 |
| Gabriela Sanchez Heffernan | Cuna Brokerage Services, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2019 | Aug 5, 2019 (38 d) |
| Natalie L Johnson | Cuna Brokerage Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2019 | Jun 25, 2019 |
| Ralph S Munroe | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2019 | May 28, 2019 |
| Nicholas Isaac Cohen | Cuna Brokerage Services, Inc. BD affiliated | Alaska Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2019 | Jun 21, 2019 |
| Mark Steven Filiberto | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2019 | May 22, 2019 |
| William Forst Elliott | Cuna Brokerage Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 6, 2019 | May 6, 2019 |
| Michael James Mcmahon | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2019 | Jun 17, 2019 (42 d) |
| Sara Janelle Smith | Cuna Brokerage Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 6, 2019 | May 6, 2019 |
| Dale Andrew Alcorn | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2019 | Apr 5, 2019 |
| Manus Duffy | Cuna Brokerage Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2019 | May 15, 2020 (401 d) |
| Joshua David Jordan | Cuna Brokerage Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 28, 2019 | Mar 6, 2019 |
| Stacey Kea Altemus | Cuna Brokerage Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2019 | Feb 28, 2019 |
| Renee Lynn Yoder | Cuna Brokerage Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 5, 2019 | Feb 4, 2021 (702 d) |
| Jeremy Andrew Hawkins | Cuna Brokerage Services, Inc. mixed wealth | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 15, 2019 | Feb 19, 2019 |
| Michael Kevin Lewallen | Cuna Brokerage Services, Inc. mixed wealth | Wells Fargo Advisors wirehouse | RIA to wirehouse | Feb 1, 2019 | Feb 5, 2019 |
| David Matthew Foster | Cuna Brokerage Services, Inc. mixed wealth | LPL Financial LLC independent RIA | RIA to RIA | Jan 15, 2019 | May 16, 2019 (121 d) |
| Jennifer Elizabeth Riek | Cuna Brokerage Services, Inc. mixed wealth | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 15, 2019 | Jul 26, 2019 (192 d) |
| Sherri Thomas | Cuna Brokerage Services, Inc. mixed wealth | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2018 | Dec 14, 2018 |
| Daniel Joseph Harmeyer | Cuna Brokerage Services, Inc. mixed wealth | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2018 | Dec 17, 2018 |
| Michael Richard Lobeck | Cuna Brokerage Services, Inc. mixed wealth | LPL Financial LLC independent RIA | RIA to RIA | Dec 11, 2018 | Dec 21, 2018 |
| Chelsea Barrows | Cuna Brokerage Services, Inc. mixed wealth | Facet independent RIA | RIA to RIA | Nov 27, 2018 | Dec 7, 2018 |
| Claire Delaney Hart | Cuna Brokerage Services, Inc. mixed wealth | National Wealth Management Group, LLC independent RIA | RIA to RIA | Nov 8, 2018 | Aug 12, 2019 (277 d) |
| Ryan Joseph Boyd | Cuna Brokerage Services, Inc. mixed wealth | LPL Financial LLC independent RIA | RIA to RIA | Nov 8, 2018 | Jul 1, 2019 (235 d) |
| Mark R Stein | Cuna Brokerage Services, Inc. mixed wealth | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 5, 2018 | Jan 29, 2019 (85 d) |
| Christopher N Needs | Cuna Brokerage Services, Inc. mixed wealth | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2018 | Nov 9, 2018 |
| Jeffrey Dazzo | Cuna Brokerage Services, Inc. mixed wealth | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2018 | May 26, 2022 (1317 d) |
| Tina Sue Jordan | Cuna Brokerage Services, Inc. mixed wealth | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 17, 2018 | Oct 15, 2018 |
| James Ronald Welch | Cuna Brokerage Services, Inc. mixed wealth | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2018 | Oct 9, 2018 |
| Todd Edward Mckee | Cuna Brokerage Services, Inc. mixed wealth | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2018 | Oct 18, 2018 |
| Richard Kevin Zachary | Cuna Brokerage Services, Inc. mixed wealth | Concourse Financial Group Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 14, 2018 | Oct 10, 2018 |
| John Fitzgerald Grecco | Cuna Brokerage Services, Inc. mixed wealth | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 10, 2018 | Oct 19, 2018 (39 d) |
| Charlotte A. Roper | Cuna Brokerage Services, Inc. mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Aug 22, 2018 | Sep 19, 2018 |
| Riley Kathleen Powe | Cuna Brokerage Services, Inc. mixed wealth | D.A. Davidson & Co. independent RIA | RIA to RIA | Aug 22, 2018 | Aug 17, 2018 |
| Alan Nelson Barnes | Cuna Brokerage Services, Inc. mixed wealth | LPL Financial LLC independent RIA | RIA to RIA | Aug 9, 2018 | Jul 25, 2018 |
| Michael J Suggs | Cuna Brokerage Services, Inc. mixed wealth | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 31, 2018 | Aug 13, 2018 |
| Eustis Gerard Habighorst | Cuna Brokerage Services, Inc. mixed wealth | Secure Advisory Group, LLC unclassified | Other | Jul 25, 2018 | May 17, 2019 (296 d) |
| Hughroy Daley | Cuna Brokerage Services, Inc. mixed wealth | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jun 28, 2018 | Jul 10, 2018 |
| Jeremy P Appleton | Cuna Brokerage Services, Inc. mixed wealth | Morgan Stanley wirehouse | RIA to wirehouse | Jun 27, 2018 | Jul 20, 2018 |
| Aaron William Johnson | Cuna Brokerage Services, Inc. mixed wealth | Bridger Financial Services, LLC state registered | RIA to a state-registered adviser | Jun 11, 2018 | Sep 19, 2018 (100 d) |
| Camille Diona York Adrien | Cuna Brokerage Services, Inc. mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 7, 2018 | Jun 8, 2018 |
| Pauline A Petruch | Cuna Brokerage Services, Inc. mixed wealth | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 4, 2018 | Oct 2, 2018 (120 d) |
| Mary Regina Popovic | Cuna Brokerage Services, Inc. mixed wealth | Sva Wealth Management, LLC independent RIA | RIA to RIA | May 31, 2018 | Apr 8, 2019 (312 d) |
| Brian Wallace Schilling | Cuna Brokerage Services, Inc. mixed wealth | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 23, 2018 | May 23, 2018 |
| John Kevin Burton | Cuna Brokerage Services, Inc. mixed wealth | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 16, 2018 | May 8, 2018 |
| Scott John Albraccio | Cuna Brokerage Services, Inc. mixed wealth | Ctma Wealth Management independent RIA | RIA to RIA | May 10, 2018 | May 15, 2018 |
| Matthew Akers | Cuna Brokerage Services, Inc. mixed wealth | LPL Financial LLC independent RIA | RIA to RIA | May 10, 2018 | May 16, 2018 |
| Craig Bennett Roth | Cuna Brokerage Services, Inc. mixed wealth | Goldbloom Wealth Management LLC state registered | RIA to a state-registered adviser | Apr 17, 2018 | Jun 11, 2018 (55 d) |
693 moves match.